HORIZONS ETFS MANAGEMENT (USA) LLC
CRD #164966 SEC #801-76948 NEW YORK, NY 212-205-8300
SEC Registered
Total AUM
$62.4M
Discretionary
$62.4M
Employees
12
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Jun 21, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ATKINSON, HOWARD, J | I | MANAGING DIRECTOR | NA | Control |
| ATKINSON, HOWARD, J | I | MANAGING DIRECTOR | NA | Control |
| ATKINSON, HOWARD, J | I | MANAGING DIRECTOR | NA | Control |
| ATKINSON, HOWARD, J | I | MANAGING DIRECTOR | NA | Control |
| ATKINSON, HOWARD, J | I | MANAGING DIRECTOR | NA | Control |
| ATKINSON, HOWARD, J | I | MANAGING DIRECTOR | NA | Control |
| ATKINSON, HOWARD, J | I | MANAGING DIRECTOR | NA | Control |
| ATKINSON, HOWARD, JOHN | I | MANAGING DIRECTOR | NA | Control |
| ATKINSON, HOWARD, JOHN | I | MANAGING DIRECTOR | NA | Control |
| CALABRIA, THOMAS, N | I | CCO | NA | Control |
| CALABRIA, THOMAS, NICHOLAS | I | CCO | NA | Control |
| CALABRIA, THOMAS, NICHOLAS | I | CCO | NA | Control |
| CALABRIA, THOMAS, NICHOLAS | I | CCO | NA | Control |
| CALABRIA, THOMAS, NICHOLAS | I | CCO | NA | Control |
| CALABRIA, THOMAS, NICHOLAS | I | CCO | NA | Control |
| FELESKY, ADAM | I | MANAGING DIRECTOR | NA | Control |
| FELESKY, ADAM | I | MANAGING DIRECTOR | NA | Control |
| FELESKY, ADAM | I | MANAGING DIRECTOR | NA | Control |
| FELESKY, ADAM | I | MANAGING DIRECTOR | NA | Control |
| FELESKY, ADAM | I | MANAGING DIRECTOR | NA | Control |
| FELESKY, ADAM | I | MANAGING DIRECTOR | NA | Control |
| FELESKY, ADAM | I | MANAGING DIRECTOR | NA | Control |
| FELESKY, ADAM | I | MANAGING DIRECTOR | NA | Control |
| KWUN, JOON | I | PRESIDENT & CEO | NA | Control |
| KWUN, JOON | I | PRESIDENT & CEO | NA | Control |
| LAPRETA, JOYCE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAPRETA, JOYCE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, TAEYONG | I | MANAGING DIRECTOR | NA | Control |
| LEE, TAEYONG | I | MANAGING DIRECTOR | NA | Control |
| LEE, TAEYONG | I | MANAGING DIRECTOR | NA | Control |
| LEE, TAEYONG | I | MANAGING DIRECTOR | NA | Control |
| LEE, TAEYONG | I | MANAGING DIRECTOR | NA | Control |
| LEE, TAEYONG | I | MANAGING DIRECTOR | NA | Control |
| LEE, TAEYONG | I | MANAGING DIRECTOR | NA | Control |
| LEE, TAEYONG | I | MANAGING DIRECTOR | NA | Control |
| LEE, TAEYONG | I | MANAGING DIRECTOR | NA | Control |
| LEE, TAEYONG | I | MANAGING DIRECTOR | NA | Control |
| LEE, TAEYONG | I | MANAGING DIRECTOR | NA | Control |
| LEE, TAEYONG | I | MANAGING DIRECTOR | NA | Control |
| NATHANSON, ANDREW | I | LEGAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| NATHANSON, ANDREW | I | LEGAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| NATHANSON, ANDREW | I | LEGAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| NATHANSON, ANDREW | I | LEGAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| NATHANSON, ANDREW | I | LEGAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| NATHANSON, ANDREW | I | LEGAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| PARK, THOMAS, JEFFERSON | I | DIRECTOR | NA | Control |
| PARK, THOMAS, JEFFERSON | I | DIRECTOR | NA | Control |
| PARK, THOMAS, JEFFERSON | I | DIRECTOR | NA | Control |
| PARK, THOMAS, JEFFERSON | I | DIRECTOR | NA | Control |
| PARK, THOMAS, JEFFERSON | I | DIRECTOR | NA | Control |
| PARK, THOMAS, JEFFERSON | I | DIRECTOR | NA | Control |
| PARK, THOMAS, JEFFERSON | I | DIRECTOR | NA | Control |
| PARK, THOMAS, JEFFERSON | I | DIRECTOR | NA | Control |
| PARK, THOMAS, JEFFERSON | I | DIRECTOR | NA | Control |
| PARK, THOMAS, JEFFERSON | I | DIRECTOR | NA | Control |
| PARK, THOMAS, JEFFERSON | I | DIRECTOR | NA | Control |
| PARK, THOMAS, JEFFERSON | I | DIRECTOR | NA | Control |
| SHEA, ROBERT, EARL | I | DIRECTOR & EXECUTIVE VICE PRESIDENT | NA | Control |
| SHEA, ROBERT, EARL | I | HEAD OF FINANCE AND OPERATIONS | NA | Control |
| SHEA, ROBERT, EARL | I | DIRECTOR & EXECUTIVE VICE PRESIDENT | NA | Control |
| SHEA, ROBERT, EARL | I | DIRECTOR & EXECUTIVE VICE PRESIDENT | NA | Control |
| SHEA, ROBERT, EARL | I | DIRECTOR & EXECUTIVE VICE PRESIDENT | NA | Control |
| SHEA, ROBERT, EARL | I | HEAD OF FINANCE AND OPERATIONS | NA | Control |
| SHEA, ROBERT, EARL | I | DIRECTOR, CFO & CCO | NA | Control |
| SHEA, ROBERT, EARL | I | DIRECTOR & CFO | NA | Control |
| SHEA, ROBERT, EARL | I | DIRECTOR & CFO | NA | Control |
| SHEA, ROBERT, EARL | I | DIRECTOR & CFO | NA | Control |
| SHEA, ROBERT, EARL | I | DIRECTOR & EXECUTIVE VICE PRESIDENT | NA | Control |
| SHEA, ROBERT, EARL | I | HEAD OF FINANCE AND OPERATIONS | NA | Control |
| SHEA, ROBERT, EARL | I | DIRECTOR & CFO | NA | Control |
| SHEA, ROBERT, EARL | I | DIRECTOR & CFO | NA | Control |
| SHEA, ROBERT, EARL | I | DIRECTOR & CFO | NA | Control |
| MIRAE ASSET GLOBAL ETFS HOLDINGS LTD. | FE | MEMBER | E | Control |
| MIRAE ASSET GLOBAL ETFS HOLDINGS LTD. | FE | MEMBER | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | DE | MEMBER | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | DE | MEMBER | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | DE | MEMBER | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | DE | MEMBER | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | DE | MEMBER | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | DE | MEMBER | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | DE | MEMBER | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | DE | MEMBER | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | DE | MEMBER | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | DE | MEMBER | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | DE | MEMBER | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | DE | MEMBER | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | FE | MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | FE | MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | FE | MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | FE | MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | FE | MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | FE | MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | FE | MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | FE | MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | FE | MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | FE | MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | FE | MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | FE | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED/ MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | FE | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED/ MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | FE | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED/ MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | FE | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED/ MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | FE | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED/ MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | FE | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED/ MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | FE | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED/ MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | FE | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED/ MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | FE | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | FE | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED/ MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | FE | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED/ MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | FE | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED/ MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | FE | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | FE | MIRAE ASSET GLOBAL ETFS HOLDINGS LTD. | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | FE | MIRAE ASSET GLOBAL ETFS HOLDINGS LTD. | E | Control |
| PARK, HYEON JOO | I | MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | E | Control |
| PARK, HYEON JOO | I | MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | E | Control |
| PARK, HYEON JOO | I | MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | E | Control |
| PARK, HYEON JOO | I | MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | E | Control |
| PARK, HYEON JOO | I | MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | E | Control |
| PARK, HYEON JOO | I | MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | E | Control |
| PARK, HYEON JOO | I | MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | E | Control |
| PARK, HYEON JOO | I | MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | E | Control |
| PARK, HYEON JOO | I | MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | E | Control |
| PARK, HYEON JOO | I | MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | E | Control |
| PARK, HYEON JOO | I | MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | E | Control |
| PARK, HYEON JOO | I | MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | E | Control |
| PARK, HYEON JOO | I | MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | E | Control |
| PARK, HYEON JOO | I | MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | E | Control |
| PARK, HYEON JOO | I | MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | E | Control |
| MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | FE | MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | D | Control |
| MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | FE | MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | D | Control |
| MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | FE | MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | C | Control |
| MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | FE | MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | C | Control |
Registrations
Federal
IA
Jun 21, 2017 REGISTERED
Notice Filings (1)
NY
Address
625 MADISON AVENUE3RD FLOOR
NEW YORK, NY 10022
United States
Phone: 212-205-8300