HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC.
CRD #164970 SEC #801-120599 SANTA FE, NM 505-982-9661
SEC Registered
Total AUM
$131.9M
Discretionary
$131.5M
Employees
7
Clients
251
Accounts
714
Firm Details
- Organization Type
- Corporation
- State of Formation
- New Mexico
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 16, 2025
- Branch Offices
- 5
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GRIEGO-KIEL, KIMBERLY, ANN | I | SHAREHOLDER/PRINCIPAL/PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GRIEGO-KIEL, KIMBERLY, ANN | I | SHAREHOLDER/PRINCIPAL/PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GRIEGO-KIEL, KIMBERLY, ANN | I | SHAREHOLDER/PRINCIPAL/PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GRIEGO-KIEL, KIMBERLY, ANN | I | SHAREHOLDER/PRINCIPAL/PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| KLAASSEN, JOHANN, ALBERT | I | PRESIDENT/PRESIDENT/PRINCIPAL SHAREHOLDER/CHIEF COMPLIANCE OFFICER | D | Control |
| KLAASSEN, JOHANN, ALBERT | I | PRESIDENT/PRESIDENT/PRINCIPAL SHAREHOLDER/CHIEF COMPLIANCE OFFICER | D | Control |
| KLAASSEN, JOHANN, ALBERT | I | PRESIDENT/PRESIDENT/PRINCIPAL SHAREHOLDER/CHIEF COMPLIANCE OFFICER | D | Control |
| KLAASSEN, JOHANN, ALBERT | I | PRESIDENT/PRESIDENT/PRINCIPAL SHAREHOLDER/CHIEF COMPLIANCE OFFICER | D | Control |
| KLAASSEN, JOHANN, ALBERT | I | PRESIDENT/PRESIDENT/PRINCIPAL SHAREHOLDER/CHIEF COMPLIANCE OFFICER | D | Control |
| KLAASSEN, JOHANN, ALBERT | I | PRESIDENT/PRESIDENT/PRINCIPAL SHAREHOLDER/CHIEF COMPLIANCE OFFICER | D | Control |
| KLAASSEN, JOHANN, ALBERT | I | SHAREHOLDER/VICE PRESIDENT | C | Control |
| KLAASSEN, JOHANN, ALBERT | I | SHAREHOLDER/VICE PRESIDENT | C | Control |
| KLAASSEN, JOHANN, ALBERT | I | SHAREHOLDER/VICE PRESIDENT | C | Control |
| KLAASSEN, JOHANN, ALBERT | I | SHAREHOLDER/VICE PRESIDENT | C | Control |
Registrations
Federal
IA
Oct 16, 2025 REGISTERED
Notice Filings (7)
AL CA CO NM OR TX WA
Address
535 CERRILLOS ROADSUITE A2
SANTA FE, NM 87501
United States
Phone: 505-982-9661