TREO ASSET MANAGEMENT, LLC
CRD #164982 SEC #801-126348 NEW YORK, NY 2125483240
SEC Registered Private Funds
Total AUM
$744.4M
Discretionary
$744.4M
Employees
16
Clients
--
Accounts
10
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 0
- LEI
- 254900T1RB0HM38TDL89
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FARRELL, GAVIN | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARRELL, GAVIN | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARRELL, GAVIN | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARRELL, GAVIN | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARRELL, GAVIN | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARRELL, GAVIN | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARRELL, GAVIN | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARRELL, GAVIN | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARRELL, GAVIN | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, DAVID, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JOHNSON, DAVID, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JOHNSON, DAVID, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JOHNSON, DAVID, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JOHNSON, DAVID, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JOHNSON, DAVID, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MACDONALD, JOHN | I | PRESIDENT | NA | Control |
| MACDONALD, JOHN | I | PRESIDENT | NA | Control |
| MACDONALD, JOHN | I | PRESIDENT | NA | Control |
| MACDONALD, JOHN | I | PRESIDENT | NA | Control |
| MACDONALD, JOHN | I | PRESIDENT | NA | Control |
| MACDONALD, JOHN | I | PRESIDENT | NA | Control |
| MACDONALD, JOHN | I | PRESIDENT | NA | Control |
| MACDONALD, JOHN | I | PRESIDENT | NA | Control |
| MACDONALD, JOHN | I | PRESIDENT | NA | Control |
| MACDONALD, JOHN | I | PRESIDENT | NA | Control |
| MILLER, ERIC | I | VICE PRESIDENT | NA | Control |
| MILLER, ERIC | I | VICE PRESIDENT | NA | Control |
| MILLER, ERIC | I | VICE PRESIDENT | NA | Control |
| MILLER, ERIC | I | VICE PRESIDENT | NA | Control |
| MILLER, ERIC | I | VICE PRESIDENT | NA | Control |
| MILLER, ERIC | I | VICE PRESIDENT | NA | Control |
| MILLER, ERIC | I | VICE PRESIDENT | NA | Control |
| MILLER, ERIC | I | VICE PRESIDENT | NA | Control |
| MILLER, ERIC | I | VICE PRESIDENT | NA | Control |
| MILLER, ERIC | I | VICE PRESIDENT | NA | Control |
| Macdonald, John, Joseph | I | PRESIDENT | NA | Control |
| Macdonald, John, Joseph | I | PRESIDENT | NA | Control |
| Miller, Eric, Barnett | I | VICE PRESIDENT | NA | Control |
| Miller, Eric, Barnett | I | VICE PRESIDENT | NA | Control |
| O'CONNOR, FINBARR | I | VICE PRESIDENT | NA | Control |
| O'CONNOR, FINBARR | I | VICE PRESIDENT | NA | Control |
| O'CONNOR, FINBARR | I | VICE PRESIDENT | NA | Control |
| O'CONNOR, FINBARR | I | VICE PRESIDENT | NA | Control |
| O'CONNOR, FINBARR | I | VICE PRESIDENT | NA | Control |
| O'CONNOR, FINBARR | I | VICE PRESIDENT | NA | Control |
| O'CONNOR, FINBARR, TIMOTHY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| O'Connor, Finbarr, Timothy | I | CHIEF INVESTMENT OFFICER | NA | Control |
| O'Connor, Finbarr, Timothy | I | VICE PRESIDENT | NA | Control |
| O'Connor, Finbarr, Timothy | I | CHIEF INVESTMENT OFFICER | NA | Control |
| O'Connor, Finbarr, Timothy | I | CHIEF INVESTMENT OFFICER | NA | Control |
| O'Connor, Finbarr, Timothy | I | CHIEF INVESTMENT OFFICER | NA | Control |
| O'Connor, Finbarr, Timothy | I | CHIEF INVESTMENT OFFICER | NA | Control |
| O'Connor, Finbarr, Timothy | I | CHIEF INVESTMENT OFFICER | NA | Control |
| O'Connor, Finbarr, Timothy | I | VICE PRESIDENT | NA | Control |
| STARR, KIMBERLY | I | CHIEF FINANCIAL OFFICE AND EXECUTIVE DIRECTOR | NA | Control |
| STARR, KIMBERLY | I | CHIEF FINANCIAL OFFICE AND EXECUTIVE DIRECTOR | NA | Control |
| STARR, KIMBERLY | I | CHIEF FINANCIAL OFFICE AND EXECUTIVE DIRECTOR | NA | Control |
| STARR, KIMBERLY | I | CHIEF FINANCIAL OFFICE AND EXECUTIVE DIRECTOR | NA | Control |
| STARR, KIMBERLY | I | CHIEF FINANCIAL OFFICE AND EXECUTIVE DIRECTOR | NA | Control |
| STARR, KIMBERLY | I | CHIEF FINANCIAL OFFICE AND EXECUTIVE DIRECTOR | NA | Control |
| TEECE, DAVID | I | CHAIRMAN AND PRINCIPAL EXECUTIVE OFFICER | NA | Control |
| TEECE, DAVID | I | CHAIRMAN AND PRINCIPAL EXECUTIVE OFFICER | NA | Control |
| TEECE, DAVID | I | CHAIRMAN AND PRINCIPAL EXECUTIVE OFFICER | NA | Control |
| TEECE, DAVID | I | CHAIRMAN AND PRINCIPAL EXECUTIVE OFFICER | NA | Control |
| TEECE, DAVID | I | CHAIRMAN AND PRINCIPAL EXECUTIVE OFFICER | NA | Control |
| TEECE, DAVID | I | CHAIRMAN AND PRINCIPAL EXECUTIVE OFFICER | NA | Control |
| TEECE, DAVID | I | CHAIRMAN AND PRINCIPAL EXECUTIVE OFFICER | NA | Control |
| TEECE, DAVID | I | CHAIRMAN AND PRINCIPAL EXECUTIVE OFFICER | NA | Control |
| TEECE, DAVID | I | CHAIRMAN AND PRINCIPAL EXECUTIVE OFFICER | NA | Control |
| TEECE, DAVID | I | CHAIRMAN AND PRINCIPAL EXECUTIVE OFFICER | NA | Control |
| TENENBAUM, MARVIN | I | SENIOR VP, SECRETARY AND GENERAL COUNSEL | NA | Control |
| TENENBAUM, MARVIN | I | SENIOR VP, SECRETARY AND GENERAL COUNSEL | NA | Control |
| TENENBAUM, MARVIN | I | SENIOR VP, SECRETARY AND GENERAL COUNSEL | NA | Control |
| TENENBAUM, MARVIN | I | SENIOR VP, SECRETARY AND GENERAL COUNSEL | NA | Control |
| TENENBAUM, MARVIN | I | SENIOR VP, SECRETARY AND GENERAL COUNSEL | NA | Control |
| TENENBAUM, MARVIN | I | SENIOR VP, SECRETARY AND GENERAL COUNSEL | NA | Control |
| TENENBAUM, MARVIN | I | SENIOR VP, SECRETARY AND GENERAL COUNSEL | NA | Control |
| TENENBAUM, MARVIN | I | SENIOR VP, SECRETARY AND GENERAL COUNSEL | NA | Control |
| TENENBAUM, MARVIN | I | SENIOR VP, SECRETARY AND GENERAL COUNSEL | NA | Control |
| Teece, David, John | I | CHAIRMAN AND PRINCIPAL EXECUTIVE OFFICER | NA | Control |
| Teece, David, John | I | CHAIRMAN AND PRINCIPAL EXECUTIVE OFFICER | NA | Control |
| BERKELEY RESEARCH GROUP, LLC | DE | MEMBER | E | Control |
| BERKELEY RESEARCH GROUP, LLC | DE | MEMBER | E | Control |
| BERKELEY RESEARCH GROUP, LLC | DE | MEMBER | E | Control |
| BERKELEY RESEARCH GROUP, LLC | DE | MEMBER | E | Control |
| BERKELEY RESEARCH GROUP, LLC | DE | MEMBER | E | Control |
| BRG FUND ADMINISTRATION SERVICES, LLC | DE | SINGLE MEMBER LLC | E | Control |
| BRG FUND ADMINISTRATION SERVICES, LLC | DE | SINGLE MEMBER LLC | E | Control |
| BRG FUND ADMINISTRATION SERVICES, LLC | DE | SINGLE MEMBER LLC | E | Control |
| BRG FUND ADMINISTRATION SERVICES, LLC | DE | SINGLE MEMBER LLC | E | Control |
| BRG INVESTMENT ADVISORY, LLC | DE | SINGLE MEMBER LLC | E | Control |
| BRG INVESTMENT ADVISORY, LLC | DE | SINGLE MEMBER LLC | E | Control |
| BRG INVESTMENT ADVISORY, LLC | DE | SINGLE MEMBER LLC | E | Control |
| CAPSTONE ADVISORY GROUP, LLC | DE | SINGLE MEMBER LLC | E | Control |
| CAPSTONE ADVISORY GROUP, LLC | DE | SINGLE MEMBER LLC | E | Control |
| CAPSTONE ADVISORY GROUP, LLC | DE | SINGLE MEMBER LLC | E | Control |
| CAPSTONE ADVISORY GROUP, LLC | DE | SINGLE MEMBER LLC | E | Control |
| TREO CAPITAL ADVISORS LLC | DE | MEMBER | E | Control |
| TREO CAPITAL ADVISORS LLC | DE | MEMBER | E | Control |
| TREO CAPITAL ADVISORS LLC | DE | MEMBER | E | Control |
| TREO CAPITAL ADVISORS LLC | DE | MEMBER | E | Control |
| TREO CAPITAL ADVISORS LLC | DE | MEMBER | E | Control |
| TREO CAPITAL ADVISORS LLC | DE | MEMBER | E | Control |
| TREO CAPITAL ADVISORS LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BERKELEY RESEARCH GROUP HOLDINGS, LLC | DE | BRG INTERMEDIATE, LLC | E | Control |
| BERKELEY RESEARCH GROUP HOLDINGS, LLC | DE | BRG INTERMEDIATE, LLC | E | Control |
| BERKELEY RESEARCH GROUP HOLDINGS, LLC | DE | BRG INTERMEDIATE, LLC | E | Control |
| BERKELEY RESEARCH GROUP HOLDINGS, LLC | DE | BRG INTERMEDIATE, LLC | E | Control |
| BERKELEY RESEARCH GROUP HOLDINGS, LLC | DE | BRG INTERMEDIATE, LLC | E | Control |
| BERKELEY RESEARCH GROUP, LLC | DE | BRG INVESTMENT ADVISORY, LLC | E | Control |
| BERKELEY RESEARCH GROUP, LLC | DE | BRG INVESTMENT ADVISORY, LLC | E | Control |
| BERKELEY RESEARCH GROUP, LLC | DE | BRG INVESTMENT ADVISORY, LLC | E | Control |
| BERKELEY RESEARCH GROUP, LLC | DE | BRG FUND ADMINISTRATION SERVICES, LLC | E | Control |
| BERKELEY RESEARCH GROUP, LLC | DE | BRG FUND ADMINISTRATION SERVICES, LLC | E | Control |
| BERKELEY RESEARCH GROUP, LLC | DE | BRG FUND ADMINISTRATION SERVICES, LLC | E | Control |
| BERKELEY RESEARCH GROUP, LLC | DE | BRG FUND ADMINISTRATION SERVICES, LLC | E | Control |
| BRG INTERMEDIATE, LLC | DE | BERKELEY RESEARCH GROUP, LLC | E | Control |
| BRG INTERMEDIATE, LLC | DE | BERKELEY RESEARCH GROUP, LLC | E | Control |
| BRG INTERMEDIATE, LLC | DE | BERKELEY RESEARCH GROUP, LLC | E | Control |
| BRG INTERMEDIATE, LLC | DE | BERKELEY RESEARCH GROUP, LLC | E | Control |
| BRG INTERMEDIATE, LLC | DE | BERKELEY RESEARCH GROUP, LLC | E | Control |
| O'Connor, Finbarr, Timothy | I | TREO CAPITAL ADVISORS LLC | E | Control |
| O'Connor, Finbarr, Timothy | I | TREO CAPITAL ADVISORS LLC | E | Control |
| O'Connor, Finbarr, Timothy | I | TREO CAPITAL ADVISORS LLC | E | Control |
| O'Connor, Finbarr, Timothy | I | TREO CAPITAL ADVISORS LLC | E | Control |
| O'Connor, Finbarr, Timothy | I | TREO CAPITAL ADVISORS LLC | E | Control |
| O'Connor, Finbarr, Timothy | I | TREO CAPITAL ADVISORS LLC | E | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (2)
CT NY
Address
675 THIRD AVENUESUITE 1010
NEW YORK, NY 10017
United States
Phone: 2125483240