T.O.S. ADVISORS, LLC
CRD #165004 SEC #801-77313 HOUSTON, TX 713-376-3202
SEC Registered
Total AUM
$272.3M
Discretionary
$83.4M
Employees
3
Clients
1
Accounts
356
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| NAZARIO, RICARDO, LUIS | I | MANAGING MEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NAZARIO, RICARDO, LUIS | I | MANAGING MEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NAZARIO, RICARDO, LUIS | I | MANAGING MEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NAZARIO, RICARDO, LUIS | I | MANAGING MEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NAZARIO, RICARDO, LUIS | I | MANAGING MEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NAZARIO, RICARDO, LUIS | I | MANAGING MEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NAZARIO, RICARDO, LUIS | I | MANAGING MEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NAZARIO, RICARDO, LUIS | I | MANAGING MEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NAZARIO, RICARDO, LUIS | I | MANAGING MEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NAZARIO, RICARDO, LUIS | I | MANAGING MEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NAZARIO, RICARDO, LUIS | I | MANAGING MEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DINUNZIO, RAYMOND | I | PARTNER | C | Control |
| DINUNZIO, RAYMOND | I | PARTNER | C | Control |
| DINUNZIO, RAYMOND | I | PARTNER | C | Control |
| DINUNZIO, RAYMOND | I | PARTNER | C | Control |
| DINUNZIO, RAYMOND | I | PARTNER | C | Control |
| DINUNZIO, RAYMOND | I | PARTNER | C | Control |
| DINUNZIO, RAYMOND | I | PARTNER | C | Control |
| NAZARIO, RICARDO, LUIS | I | PARTNER/CHIEF COMPLIANCE OFFICER | C | Control |
| NAZARIO, RICARDO, LUIS | I | PARTNER/CHIEF COMPLIANCE OFFICER | C | Control |
| NAZARIO, RICARDO, LUIS | I | PARTNER/CHIEF COMPLIANCE OFFICER | C | Control |
| NAZARIO, RICARDO, LUIS | I | PARTNER/CHIEF COMPLIANCE OFFICER | C | Control |
| NAZARIO, RICARDO, LUIS | I | PARTNER/CHIEF COMPLIANCE OFFICER | C | Control |
| NAZARIO, RICARDO, LUIS | I | PARTNER/CHIEF COMPLIANCE OFFICER | C | Control |
| NAZARIO, RICARDO, LUIS | I | PARTNER/CHIEF COMPLIANCE OFFICER | C | Control |
| CONWAY, JEFFREY, JOSEPH | I | PARTNER | B | Control |
| CONWAY, JEFFREY, JOSEPH | I | PARTNER | B | Control |
| CONWAY, JEFFREY, JOSEPH | I | PARTNER | B | Control |
| CONWAY, JEFFREY, JOSEPH | I | PARTNER | B | Control |
| CONWAY, JEFFREY, JOSEPH | I | PARTNER | B | Control |
| CONWAY, JEFFREY, JOSEPH | I | PARTNER | B | Control |
| NAZARIO, ALEJANDRO, ROBERTO | I | PARTNER | B | Control |
| NAZARIO, ALEJANDRO, ROBERTO | I | PARTNER | B | Control |
| NAZARIO, ALEJANDRO, ROBERTO | I | PARTNER | B | Control |
| NAZARIO, ALEJANDRO, ROBERTO | I | PARTNER | B | Control |
| NAZARIO, ALEJANDRO, ROBERTO | I | PARTNER | B | Control |
| NAZARIO, ALEJANDRO, ROBERTO | I | PARTNER | B | Control |
| NAZARIO, ALEJANDRO, ROBERTO | I | PARTNER | B | Control |
Registrations
Federal
IA
Mar 31, 2023 REGISTERED
Notice Filings (3)
CA CO TX
Address
10000 MEMORIAL DR.SUITE 100P
HOUSTON, TX 77024
United States
Phone: 713-376-3202