FIRST FINANCIAL EQUITY CORPORATION
CRD #16507 SEC #801-63970 SCOTTSDALE, AZ 480-951-0079
SEC Registered Broker-Dealer Disclosures
Total AUM
$2.4B
Discretionary
$2.1B
Employees
174
Clients
26
Accounts
5,755
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Jun 2022 | $2.4B | $2.1B | $231.7M | 174 | 0 |
| Feb 2022 | $2.4B | $2.1B | $231.7M | 174 | 0 |
| Jan 2022 | $2.1B | $1.7B | $399.4M | 178 | 0 |
| Mar 2021 | $2.1B | $1.7B | $399.4M | 178 | 0 |
| Dec 2020 | $2B | $1.9B | $122.6M | 198 | 0 |
| Nov 2020 | $2B | $1.9B | $122.6M | 198 | 0 |
| Jun 2020 | $2B | $1.9B | $122.6M | 198 | 0 |
| Apr 2020 | $2B | $1.9B | $122.6M | 198 | 0 |
| Mar 2020 | $2B | $1.9B | $122.6M | 198 | 0 |
| Feb 2020 | $1.8B | $1.5B | $321.6M | 170 | 7,108 |
| Jul 2019 | $1.8B | $1.5B | $321.6M | 170 | 7,108 |
| Mar 2019 | $1.8B | $1.5B | $321.6M | 170 | 7,108 |
| Mar 2019 | $1.7B | $1.5B | $165M | 170 | 180 |
| May 2018 | $1.7B | $1.5B | $165M | 170 | 180 |
| Mar 2018 | $1.7B | $1.5B | $165M | 170 | 180 |
| Oct 2017 | $2.8B | $2.6B | $127.5M | 170 | 150 |
| Oct 2017 | $2.8B | $2.6B | $127.5M | 170 | 150 |
| Sep 2017 | $2.8B | $2.6B | $127.5M | 170 | 7,000 |
| Aug 2017 | $2.8B | $2.6B | $127.5M | 170 | 7,000 |
| Aug 2017 | $2.8B | $2.6B | $127.5M | 170 | 7,000 |
| Mar 2017 | $2.8B | $2.6B | $127.5M | 170 | 7,000 |
| Feb 2017 | $2.9B | $2.3B | $572.9M | 160 | 6,100 |
| Feb 2017 | $2.9B | $2.3B | $572.9M | 160 | 6,100 |
| Feb 2017 | $2.9B | $2.3B | $572.9M | 160 | 6,100 |
| Feb 2017 | $2.9B | $2.3B | $572.9M | 160 | 6,100 |
| Jan 2017 | $2.9B | $2.3B | $572.9M | 160 | 6,100 |
| Jan 2017 | $2.9B | $2.3B | $572.9M | 160 | 6,100 |
| Jun 2016 | $2.9B | $2.3B | $572.9M | 160 | 6,100 |
| Apr 2016 | $2.9B | $2.3B | $572.9M | 160 | 6,100 |
| Mar 2016 | $2.9B | $2.3B | $572.9M | 160 | 6,100 |
| Mar 2015 | $2.3B | $2.2B | $130.7M | 160 | 5,900 |
| Jun 2014 | $1.9B | $1.6B | $285.7M | 160 | 5,600 |
| Mar 2014 | $1.9B | $1.6B | $285.7M | 160 | 5,600 |
| Jul 2013 | $1.8B | $805.8M | $979.6M | 160 | 6,100 |
| Mar 2013 | $1.8B | $805.8M | $979.6M | 160 | 6,100 |
| Aug 2012 | $1.3B | $844.1M | $454.5M | 51 | 3,900 |
| Jun 2012 | $1.3B | $844.1M | $454.5M | 51 | 3,900 |
| May 2012 | $1.3B | $844.1M | $454.5M | 51 | 3,900 |
| Mar 2012 | $1.3B | $844.1M | $454.5M | 51 | 3,900 |
| Jul 2011 | $1.1B | $976.2M | $108.5M | 51 | -- |
| Jun 2011 | $1.1B | $976.2M | $108.5M | 51 | -- |
| Mar 2011 | $1.1B | $976.2M | $108.5M | 51 | -- |
| Oct 2010 | $1B | $522.4M | $522.4M | 51 | -- |
| Aug 2010 | $1B | $522.4M | $522.4M | 51 | -- |
| Aug 2010 | $1B | $522.4M | $522.4M | 51 | -- |
| Mar 2010 | $1B | $522.4M | $522.4M | 51 | -- |
| Oct 2009 | $250M | $250M | $0 | 51 | -- |
| Mar 2009 | $250M | $250M | $0 | 51 | -- |
| Feb 2008 | $355M | $355M | $0 | 51 | -- |
| Aug 2007 | $265M | $265M | $0 | 51 | -- |
| Mar 2007 | $265M | $265M | $0 | 51 | -- |
| Feb 2007 | $159.4M | $156.9M | $2.4M | 51 | -- |
| Feb 2006 | $159.4M | $156.9M | $2.4M | 51 | -- |
| Feb 2006 | $159.4M | $156.9M | $2.4M | 51 | -- |
| Feb 2006 | $159.4M | $156.9M | $2.4M | 51 | -- |
| Jan 2006 | $45.4M | $45.4M | $57K | -- | -- |
| Oct 2005 | $45.4M | $45.4M | $57K | -- | -- |
| Sep 2005 | $45.4M | $45.4M | $57K | -- | -- |
DateJun 2022
Total AUM$2.4B
Discretionary$2.1B
Non-Disc.$231.7M
Employees174
Clients0
DateFeb 2022
Total AUM$2.4B
Discretionary$2.1B
Non-Disc.$231.7M
Employees174
Clients0
DateJan 2022
Total AUM$2.1B
Discretionary$1.7B
Non-Disc.$399.4M
Employees178
Clients0
DateMar 2021
Total AUM$2.1B
Discretionary$1.7B
Non-Disc.$399.4M
Employees178
Clients0
DateDec 2020
Total AUM$2B
Discretionary$1.9B
Non-Disc.$122.6M
Employees198
Clients0
DateNov 2020
Total AUM$2B
Discretionary$1.9B
Non-Disc.$122.6M
Employees198
Clients0
DateJun 2020
Total AUM$2B
Discretionary$1.9B
Non-Disc.$122.6M
Employees198
Clients0
DateApr 2020
Total AUM$2B
Discretionary$1.9B
Non-Disc.$122.6M
Employees198
Clients0
DateMar 2020
Total AUM$2B
Discretionary$1.9B
Non-Disc.$122.6M
Employees198
Clients0
DateFeb 2020
Total AUM$1.8B
Discretionary$1.5B
Non-Disc.$321.6M
Employees170
Clients7,108
DateJul 2019
Total AUM$1.8B
Discretionary$1.5B
Non-Disc.$321.6M
Employees170
Clients7,108
DateMar 2019
Total AUM$1.8B
Discretionary$1.5B
Non-Disc.$321.6M
Employees170
Clients7,108
DateMar 2019
Total AUM$1.7B
Discretionary$1.5B
Non-Disc.$165M
Employees170
Clients180
DateMay 2018
Total AUM$1.7B
Discretionary$1.5B
Non-Disc.$165M
Employees170
Clients180
DateMar 2018
Total AUM$1.7B
Discretionary$1.5B
Non-Disc.$165M
Employees170
Clients180
DateOct 2017
Total AUM$2.8B
Discretionary$2.6B
Non-Disc.$127.5M
Employees170
Clients150
DateOct 2017
Total AUM$2.8B
Discretionary$2.6B
Non-Disc.$127.5M
Employees170
Clients150
DateSep 2017
Total AUM$2.8B
Discretionary$2.6B
Non-Disc.$127.5M
Employees170
Clients7,000
DateAug 2017
Total AUM$2.8B
Discretionary$2.6B
Non-Disc.$127.5M
Employees170
Clients7,000
DateAug 2017
Total AUM$2.8B
Discretionary$2.6B
Non-Disc.$127.5M
Employees170
Clients7,000
DateMar 2017
Total AUM$2.8B
Discretionary$2.6B
Non-Disc.$127.5M
Employees170
Clients7,000
DateFeb 2017
Total AUM$2.9B
Discretionary$2.3B
Non-Disc.$572.9M
Employees160
Clients6,100
DateFeb 2017
Total AUM$2.9B
Discretionary$2.3B
Non-Disc.$572.9M
Employees160
Clients6,100
DateFeb 2017
Total AUM$2.9B
Discretionary$2.3B
Non-Disc.$572.9M
Employees160
Clients6,100
DateFeb 2017
Total AUM$2.9B
Discretionary$2.3B
Non-Disc.$572.9M
Employees160
Clients6,100
DateJan 2017
Total AUM$2.9B
Discretionary$2.3B
Non-Disc.$572.9M
Employees160
Clients6,100
DateJan 2017
Total AUM$2.9B
Discretionary$2.3B
Non-Disc.$572.9M
Employees160
Clients6,100
DateJun 2016
Total AUM$2.9B
Discretionary$2.3B
Non-Disc.$572.9M
Employees160
Clients6,100
DateApr 2016
Total AUM$2.9B
Discretionary$2.3B
Non-Disc.$572.9M
Employees160
Clients6,100
DateMar 2016
Total AUM$2.9B
Discretionary$2.3B
Non-Disc.$572.9M
Employees160
Clients6,100
DateMar 2015
Total AUM$2.3B
Discretionary$2.2B
Non-Disc.$130.7M
Employees160
Clients5,900
DateJun 2014
Total AUM$1.9B
Discretionary$1.6B
Non-Disc.$285.7M
Employees160
Clients5,600
DateMar 2014
Total AUM$1.9B
Discretionary$1.6B
Non-Disc.$285.7M
Employees160
Clients5,600
DateJul 2013
Total AUM$1.8B
Discretionary$805.8M
Non-Disc.$979.6M
Employees160
Clients6,100
DateMar 2013
Total AUM$1.8B
Discretionary$805.8M
Non-Disc.$979.6M
Employees160
Clients6,100
DateAug 2012
Total AUM$1.3B
Discretionary$844.1M
Non-Disc.$454.5M
Employees51
Clients3,900
DateJun 2012
Total AUM$1.3B
Discretionary$844.1M
Non-Disc.$454.5M
Employees51
Clients3,900
DateMay 2012
Total AUM$1.3B
Discretionary$844.1M
Non-Disc.$454.5M
Employees51
Clients3,900
DateMar 2012
Total AUM$1.3B
Discretionary$844.1M
Non-Disc.$454.5M
Employees51
Clients3,900
DateJul 2011
Total AUM$1.1B
Discretionary$976.2M
Non-Disc.$108.5M
Employees51
Clients--
DateJun 2011
Total AUM$1.1B
Discretionary$976.2M
Non-Disc.$108.5M
Employees51
Clients--
DateMar 2011
Total AUM$1.1B
Discretionary$976.2M
Non-Disc.$108.5M
Employees51
Clients--
DateOct 2010
Total AUM$1B
Discretionary$522.4M
Non-Disc.$522.4M
Employees51
Clients--
DateAug 2010
Total AUM$1B
Discretionary$522.4M
Non-Disc.$522.4M
Employees51
Clients--
DateAug 2010
Total AUM$1B
Discretionary$522.4M
Non-Disc.$522.4M
Employees51
Clients--
DateMar 2010
Total AUM$1B
Discretionary$522.4M
Non-Disc.$522.4M
Employees51
Clients--
DateOct 2009
Total AUM$250M
Discretionary$250M
Non-Disc.$0
Employees51
Clients--
DateMar 2009
Total AUM$250M
Discretionary$250M
Non-Disc.$0
Employees51
Clients--
DateFeb 2008
Total AUM$355M
Discretionary$355M
Non-Disc.$0
Employees51
Clients--
DateAug 2007
Total AUM$265M
Discretionary$265M
Non-Disc.$0
Employees51
Clients--
DateMar 2007
Total AUM$265M
Discretionary$265M
Non-Disc.$0
Employees51
Clients--
DateFeb 2007
Total AUM$159.4M
Discretionary$156.9M
Non-Disc.$2.4M
Employees51
Clients--
DateFeb 2006
Total AUM$159.4M
Discretionary$156.9M
Non-Disc.$2.4M
Employees51
Clients--
DateFeb 2006
Total AUM$159.4M
Discretionary$156.9M
Non-Disc.$2.4M
Employees51
Clients--
DateFeb 2006
Total AUM$159.4M
Discretionary$156.9M
Non-Disc.$2.4M
Employees51
Clients--
DateJan 2006
Total AUM$45.4M
Discretionary$45.4M
Non-Disc.$57K
Employees--
Clients--
DateOct 2005
Total AUM$45.4M
Discretionary$45.4M
Non-Disc.$57K
Employees--
Clients--
DateSep 2005
Total AUM$45.4M
Discretionary$45.4M
Non-Disc.$57K
Employees--
Clients--