RIA Intelligence

RAMPART INVESTMENT MANAGEMENT COMPANY, LLC

Legal name: RAMPART INVESTMENT MANAGEMENT

CRD #165089 SEC #801-77244 HARTFORD, CT 800-248-7971
SEC Registered
Total AUM
$1.2B
Discretionary
$1.2B
Employees
4
Clients
--
Accounts
61

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jun 29, 2020
Branch Offices
2
LEI
5493004RE1YMFHPW0J97

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ANGERTHAL, MICHAEL, AIEXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICERNA Control
ANGERTHAL, MICHAEL, AIEXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICERNA Control
ANGERTHAL, MICHAEL, AIEXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICERNA Control
ANGERTHAL, MICHAEL, AIEXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICERNA Control
ANGERTHAL, MICHAEL, AIEXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICERNA Control
ANGERTHAL, MICHAEL, AIEXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICERNA Control
ANGERTHAL, MICHAEL, AARONIEXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICERNA Control
ANGERTHAL, MICHAEL, AARONIEXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICERNA Control
ANGERTHAL, MICHAEL, AARONIEXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICERNA Control
ANGERTHAL, MICHAEL, AARONIEXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICERNA Control
ANGERTHAL, MICHAEL, AARONIEXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICERNA Control
ANGERTHAL, MICHAEL, AARONIEXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICERNA Control
ANGERTHAL, MICHAEL, AARONIEXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICERNA Control
ANGERTHAL, MICHAEL, AARONIEXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICERNA Control
ANGERTHAL, MICHAEL, AARONIEXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICERNA Control
ANGERTHAL, MICHAEL, AARONIEXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICERNA Control
ANGERTHAL, MICHAEL, AARONIEXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICERNA Control
ANGERTHAL, MICHAEL, AARONIEXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICERNA Control
ANGERTHAL, MICHAEL, AARONIEXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICERNA Control
AYLWARD, GEORGE, R.IEXECUTIVE VICE PRESIDENT AND CHAIRMANNA Control
AYLWARD, GEORGE, R.IEXECUTIVE VICE PRESIDENT AND CHAIRMANNA Control
AYLWARD, GEORGE, R.IEXECUTIVE VICE PRESIDENT AND CHAIRMANNA Control
AYLWARD, GEORGE, R.IEXECUTIVE VICE PRESIDENT AND CHAIRMANNA Control
AYLWARD, GEORGE, R.IEXECUTIVE VICE PRESIDENT AND CHAIRMANNA Control
AYLWARD, GEORGE, R.IEXECUTIVE VICE PRESIDENT AND CHAIRMANNA Control
AYLWARD, GEORGE, ROBERTIEXECUTIVE VICE PRESIDENT AND CHAIRMANNA Control
AYLWARD, GEORGE, ROBERTIEXECUTIVE VICE PRESIDENT AND CHAIRMANNA Control
AYLWARD, GEORGE, ROBERTIEXECUTIVE VICE PRESIDENT AND CHAIRMANNA Control
AYLWARD, GEORGE, ROBERTIEXECUTIVE VICE PRESIDENT AND CHAIRMANNA Control
AYLWARD, GEORGE, ROBERTIEXECUTIVE VICE PRESIDENT AND CHAIRMANNA Control
AYLWARD, GEORGE, ROBERTIEXECUTIVE VICE PRESIDENT AND CHAIRMANNA Control
AYLWARD, GEORGE, ROBERTIEXECUTIVE VICE PRESIDENT AND CHAIRMANNA Control
AYLWARD, GEORGE, ROBERTIEXECUTIVE VICE PRESIDENT AND CHAIRMANNA Control
AYLWARD, GEORGE, ROBERTIPRESIDENT AND CHIEF EXECUTIVE OFFICERNA Control
AYLWARD, GEORGE, ROBERTIEXECUTIVE VICE PRESIDENT AND CHAIRMANNA Control
AYLWARD, GEORGE, ROBERTIPRESIDENT AND CHIEF EXECUTIVE OFFICERNA Control
AYLWARD, GEORGE, ROBERTIPRESIDENT AND CHIEF EXECUTIVE OFFICERNA Control
AYLWARD, GEORGE, ROBERTIPRESIDENT AND CHIEF EXECUTIVE OFFICERNA Control
CANCELA, DEBBIE, LYNNIMANAGING DIRECTOR OF OPERATIONS & CHIEF COMPLIANCE OFFICERNA Control
CANCELA, DEBBIE, LYNNIMANAGING DIRECTOR OF OPERATIONS & CHIEF COMPLIANCE OFFICERNA Control
CANCELA, DEBBIE, LYNNIMANAGING DIRECTOR OF OPERATIONS & CHIEF COMPLIANCE OFFICERNA Control
CANCELA, DEBBIE, LYNNIMANAGING DIRECTOR OF OPERATIONS & CHIEF COMPLIANCE OFFICERNA Control
CANCELA, DEBBIE, LYNNIMANAGING DIRECTOR OF OPERATIONS & CHIEF COMPLIANCE OFFICERNA Control
CANCELA, DEBBIE, LYNNIMANAGING DIRECTOR OF OPERATIONS & CHIEF COMPLIANCE OFFICERNA Control
CANCELA, DEBBIE, LYNNIMANAGING DIRECTOR OF OPERATIONS & CHIEF COMPLIANCE OFFICERNA Control
CANCELA, DEBBIE, LYNNIMANAGING DIRECTOR OF OPERATIONS & CHIEF COMPLIANCE OFFICERNA Control
CANCELA, DEBBIE, LYNNIMANAGING DIRECTOR OF OPERATIONS & CHIEF COMPLIANCE OFFICERNA Control
CARR, KEVIN, JISENIOR VICE PRESIDENT, LEGAL & ASSISTANT SECRETARYNA Control
CARR, KEVIN, JISENIOR VICE PRESIDENT, LEGAL & ASSISTANT SECRETARYNA Control
CARR, KEVIN, JISENIOR VICE PRESIDENT, LEGAL & ASSISTANT SECRETARYNA Control
CARR, KEVIN, JISENIOR VICE PRESIDENT, LEGAL & ASSISTANT SECRETARYNA Control
CARR, KEVIN, JISENIOR VICE PRESIDENT, LEGAL & ASSISTANT SECRETARYNA Control
CARR, KEVIN, JISENIOR VICE PRESIDENT, LEGAL & ASSISTANT SECRETARYNA Control
CARR, KEVIN, JOHNIVICE PRESIDENT, LEGAL & ASSISTANT SECRETARYNA
CARR, KEVIN, JOHNIVICE PRESIDENT, LEGAL & ASSISTANT SECRETARYNA
CARR, KEVIN, JOHNIVICE PRESIDENT, LEGAL & ASSISTANT SECRETARYNA
CARR, KEVIN, JOHNIVICE PRESIDENT, LEGAL & ASSISTANT SECRETARYNA
DAVIS, RICHARD, ROSIMANAGING DIRECTOR OF INVESTMENTSNA Control
DAVIS, RICHARD, ROSIMANAGING DIRECTOR OF INSTITUTIONAL SALESNA Control
DAVIS, RICHARD, ROSIMANAGING DIRECTOR OF INVESTMENTSNA Control
DAVIS, RICHARD, ROSIMANAGING DIRECTOR OF INSTITUTIONAL SALESNA Control
DAVIS, RICHARD, ROSIMANAGING DIRECTOR OF INSTITUTIONAL SALESNA Control
DAVIS, RICHARD, ROSIMANAGING DIRECTOR OF INVESTMENTSNA Control
DAVIS, RICHARD, ROSIMANAGING DIRECTOR OF INVESTMENTSNA Control
DAVIS, RICHARD, ROSIMANAGING DIRECTOR OF INSTITUTIONAL SALESNA Control
DAVIS, RICHARD, ROSIMANAGING DIRECTOR OF INSTITUTIONAL SALESNA Control
DAVIS, RICHARD, ROSIMANAGING DIRECTOR OF INSTITUTIONAL SALESNA Control
DAVIS, RICHARD, ROSIMANAGING DIRECTOR OF INSTITUTIONAL SALESNA Control
DAVIS, RICHARD, ROSIMANAGING DIRECTOR OF INSTITUTIONAL SALESNA Control
EGALKA, RONALD, MARKIPRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
EGALKA, RONALD, MARKIPRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
EGALKA, RONALD, MARKIPRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
EGALKA, RONALD, MARKIPRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
EGALKA, RONALD, MARKIPRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
EGALKA, RONALD, MARKIPRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
EGALKA, RONALD, MARKIPRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
EGALKA, RONALD, MARKIPRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
EGALKA, RONALD, MARKIPRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
FLYNN, MARK, SIEXECUTIVE VICE PRESIDENT AND GENERAL COUNSELNA Control
FLYNN, MARK, SIEXECUTIVE VICE PRESIDENT AND GENERAL COUNSELNA Control
FLYNN, MARK, SIEXECUTIVE VICE PRESIDENT AND GENERAL COUNSELNA Control
FLYNN, MARK, SIEXECUTIVE VICE PRESIDENT AND GENERAL COUNSELNA Control
FLYNN, MARK, SIEXECUTIVE VICE PRESIDENT AND GENERAL COUNSELNA Control
FLYNN, MARK, SIEXECUTIVE VICE PRESIDENT AND GENERAL COUNSELNA Control
FLYNN, MARK, STEPHENIEXECUTIVE VICE PRESIDENT AND GENERAL COUNSELNA Control
FLYNN, MARK, STEPHENIEXECUTIVE VICE PRESIDENT AND GENERAL COUNSELNA Control
FLYNN, MARK, STEPHENIEXECUTIVE VICE PRESIDENT AND GENERAL COUNSELNA Control
FLYNN, MARK, STEPHENIEXECUTIVE VICE PRESIDENT AND GENERAL COUNSELNA Control
FLYNN, MARK, STEPHENIEXECUTIVE VICE PRESIDENT AND GENERAL COUNSELNA Control
FLYNN, MARK, STEPHENIEXECUTIVE VICE PRESIDENT AND GENERAL COUNSELNA Control
FLYNN, MARK, STEPHENIEXECUTIVE VICE PRESIDENT AND GENERAL COUNSELNA Control
FLYNN, MARK, STEPHENIEXECUTIVE VICE PRESIDENT AND GENERAL COUNSELNA Control
FLYNN, MARK, STEPHENIEXECUTIVE VICE PRESIDENT AND GENERAL COUNSELNA Control
FLYNN, MARK, STEPHENIEXECUTIVE VICE PRESIDENT AND GENERAL COUNSELNA Control
FRALEY, DAVID, ROSSIEXECUTIVE MANAGING DIRECTOR CLIENT SERVICESNA Control
FRALEY, DAVID, ROSSIEXECUTIVE MANAGING DIRECTOR CLIENT SERVICESNA Control
FRALEY, DAVID, ROSSIEXECUTIVE MANAGING DIRECTOR CLIENT SERVICESNA Control
FRALEY, DAVID, ROSSIEXECUTIVE MANAGING DIRECTOR CLIENT SERVICESNA Control
FRALEY, DAVID, ROSSIEXECUTIVE MANAGING DIRECTOR CLIENT SERVICESNA Control
FRALEY, DAVID, ROSSIEXECUTIVE MANAGING DIRECTOR CLIENT SERVICESNA Control
FRALEY, DAVID, ROSSIEXECUTIVE MANAGING DIRECTOR CLIENT SERVICESNA Control
FRALEY, DAVID, ROSSIEXECUTIVE MANAGING DIRECTOR CLIENT SERVICESNA Control
FRALEY, DAVID, ROSSIEXECUTIVE MANAGING DIRECTOR CLIENT SERVICESNA Control
HILLS, WENDY, JACQUELINEIEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARYNA Control
HILLS, WENDY, JACQUELINEIEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARYNA Control
HILLS, WENDY, JACQUELINEIEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARYNA Control
KUMAR, WARUN, NMNISENIOR MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICERNA Control
KUMAR, WARUN, NMNISENIOR MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICERNA Control
KUMAR, WARUN, NMNISENIOR MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICERNA Control
KUMAR, WARUN, NMNISENIOR MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICERNA Control
KUMAR, WARUN, NMNISENIOR MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICERNA Control
KUMAR, WARUN, NMNISENIOR MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICERNA Control
KUMAR, WARUN, NMNISENIOR MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICERNA Control
KUMAR, WARUN, NMNISENIOR MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICERNA Control
KUMAR, WARUN, NMNISENIOR MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICERNA Control
KUMAR, WARUN, NMNISENIOR MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICERNA Control
SENA, JAMES, ROBERTICHIEF COMPLIANCE OFFICERNA
SENA, JAMES, ROBERTICHIEF COMPLIANCE OFFICERNA
SENA, JAMES, ROBERTICHIEF COMPLIANCE OFFICERNA
SENA, JAMES, ROBERTICHIEF COMPLIANCE OFFICERNA
SENA, JAMES, ROBERTICHIEF COMPLIANCE OFFICERNA
SENA, JAMES, ROBERTICHIEF COMPLIANCE OFFICERNA
SENA, JAMES, ROBERTICHIEF COMPLIANCE OFFICERNA
SENA, JAMES, ROBERTICHIEF COMPLIANCE OFFICERNA
SENA, JAMES, ROBERTICHIEF COMPLIANCE OFFICERNA
SENA, JAMES, ROBERTICHIEF COMPLIANCE OFFICERNA
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
VIRTUS PARTNERS, INC.DESOLE MEMBERE Control
VIRTUS PARTNERS, INC.DESOLE MEMBERE Control
VIRTUS PARTNERS, INC.DESOLE MEMBERE Control
VIRTUS PARTNERS, INC.DESOLE MEMBERE Control
VIRTUS PARTNERS, INC.DESOLE MEMBERE Control
VIRTUS PARTNERS, INC.DESHAREHOLDERE Control
VIRTUS PARTNERS, INC.DESOLE MEMBERE Control
VIRTUS PARTNERS, INC.DESOLE MEMBERE Control
VIRTUS PARTNERS, INC.DESOLE MEMBERE Control
VIRTUS PARTNERS, INC.DESOLE MEMBERE Control
VIRTUS PARTNERS, INC.DESOLE MEMBERE Control
VIRTUS PARTNERS, INC.DESOLE MEMBERE Control
VIRTUS PARTNERS, INC.DESOLE MEMBERE Control
VIRTUS PARTNERS, INC.DESOLE MEMBERE Control
VIRTUS PARTNERS, INC.DESOLE MEMBERE Control
VIRTUS PARTNERS, INC.DESOLE MEMBERE Control
VIRTUS PARTNERS, INC.DESOLE MEMBERE Control
VIRTUS PARTNERS, INC.DESOLE MEMBERE Control
VIRTUS PARTNERS, INC.DESOLE MEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control

Registrations

Federal

IA
Jun 29, 2020 REGISTERED

Notice Filings (3)

CT MA NY

Address

ONE FINANCIAL PLAZA
26TH FLOOR
HARTFORD, CT 06103
United States
Phone: 800-248-7971