GFS, INC.
Legal name: PRIVATE CLIENT GROUP
CRD #165178 SEC #801-78545 SCOTTSDALE, AZ 480-951-1340
SEC Registered
Total AUM
$114M
Discretionary
$53M
Employees
6
Clients
0
Accounts
705
Firm Details
- Organization Type
- Corporation
- State of Formation
- Georgia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 4, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HEILNER, JOHN, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMMONS, MATTHEW, DANIEL | I | PRESIDENT/OWNER | E | Control |
| WT WEALTH MANAGEMENT, LLC | DE | OWNER | E | Control |
| OXFORD, RICHARD, L | I | PRINCIPAL AND CCO | D | Control |
| OXFORD, RICHARD, L | I | PRESIDENT AND CCO | D | Control |
| OXFORD, RICHARD, L | I | PRESIDENT AND CCO | D | Control |
| SIMMONS, MATTHEW, DANIEL | I | PRINCIPAL/PRESIDENT | D | Control |
| OXFORD, RICHARD, L | I | CCO | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WESTERNTRUST, L.P. | DE | WT WEALTH MANAGEMENT, LLC | E | Control |
Registrations
Federal
IA
Mar 4, 2014 REGISTERED
Notice Filings (4)
AZ GA NY TX
Address
6720 N SCOTTSDALE RDSUITE 350
SCOTTSDALE, AZ 85253
United States
Phone: 480-951-1340