RIA Intelligence

PWA FINANCIAL

CRD #165369 SEC #801-119127 NEWTOWN, PA (215) 710-0737
SEC Registered
Total AUM
$267.9M
Discretionary
$267.9M
Employees
4
Clients
--
Accounts
1,012

Firm Details

Organization Type
Limited Liability Company
State of Formation
Pennsylvania
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jan 28, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CARLUCCI, MICHAEL, DAVIDITREASURER/SECRETARY/CHIEF COMPLIANCE OFFICERD Control
CARLUCCI, MICHAEL, DAVIDITREASURER/SECRETARY/CHIEF COMPLIANCE OFFICERD Control
CARLUCCI, MICHAEL, DAVIDITREASURER/SECRETARY/CHIEF COMPLIANCE OFFICERD Control
CARLUCCI, MICHAEL, DAVIDITREASURER/SECRETARY/CHIEF COMPLIANCE OFFICERD Control
CARLUCCI, MICHAEL, DAVIDITREASURER/SECRETARY/CHIEF COMPLIANCE OFFICERD Control
CONIGLIO, KENNETH, CHARLESIMANAGING MEMBERD Control
CONIGLIO, KENNETH, CHARLESIMANAGING MEMBERD Control
CONIGLIO, KENNETH, CHARLESIMANAGING MEMBERD Control
CONIGLIO, KENNETH, CHARLESIMANAGING MEMBERD Control
CONIGLIO, KENNETH, CHARLESIMANAGING MEMBERD Control
CARLUCCI, MICHAEL, DAVIDIPRINCIPAL/CHIEF COMPLIANCE OFFICERC Control
CARLUCCI, MICHAEL, DAVIDIPRINCIPAL/CHIEF COMPLIANCE OFFICERC Control
CARLUCCI, MICHAEL, DAVIDIPRINCIPAL/CHIEF COMPLIANCE OFFICERC Control
CARLUCCI, MICHAEL, DAVIDIPRINCIPAL/CHIEF COMPLIANCE OFFICERC Control
CARLUCCI, MICHAEL, DAVIDIPRINCIPAL/CHIEF COMPLIANCE OFFICERC Control
CARLUCCI, MICHAEL, DAVIDIPRINCIPAL/CHIEF COMPLIANCE OFFICERC Control
CARLUCCI, MICHAEL, DAVIDIPRINCIPAL/CHIEF COMPLIANCE OFFICERC Control
CARLUCCI, MICHAEL, DAVIDIPRINCIPAL/CHIEF COMPLIANCE OFFICERC Control
CARLUCCI, MICHAEL, DAVIDIPRINCIPAL/CHIEF COMPLIANCE OFFICERC Control
CARLUCCI, MICHAEL, DAVIDIPRINCIPAL/CHIEF COMPLIANCE OFFICERC Control
CARLUCCI, MICHAEL, DAVIDIPRINCIPAL/CHIEF COMPLIANCE OFFICERC Control
CARLUCCI, MICHAEL, DAVIDIPRINCIPAL/CHIEF COMPLIANCE OFFICERC Control
CARLUCCI, MICHAEL, DAVIDIPRINCIPAL/CHIEF COMPLIANCE OFFICERC Control
CARLUCCI, MICHAEL, DAVIDIPRINCIPAL/CHIEF COMPLIANCE OFFICERC Control
CONIGLIO, KENNETH, CHARLESIPRINCIPAL/TREASURER/SECRETARYC Control
CONIGLIO, KENNETH, CHARLESIPRINCIPAL/TREASURER/SECRETARYC Control
CONIGLIO, KENNETH, CHARLESIPRINCIPAL/TREASURER/SECRETARYC Control
CONIGLIO, KENNETH, CHARLESIPRINCIPAL/TREASURER/SECRETARYC Control
CONIGLIO, KENNETH, CHARLESIPRINCIPAL/TREASURER/SECRETARYC Control
CONIGLIO, KENNETH, CHARLESIPRINCIPAL/TREASURER/SECRETARYC Control
CONIGLIO, KENNETH, CHARLESIPRINCIPAL/TREASURER/SECRETARYC Control
CONIGLIO, KENNETH, CHARLESIPRINCIPAL/TREASURER/SECRETARYC Control
CONIGLIO, KENNETH, CHARLESIPRINCIPAL/TREASURER/SECRETARYC Control
CONIGLIO, KENNETH, CHARLESIPRINCIPAL/TREASURER/SECRETARYC Control
CONIGLIO, KENNETH, CHARLESIPRINCIPAL/TREASURER/SECRETARYC Control
CONIGLIO, KENNETH, CHARLESIPRINCIPAL/TREASURER/SECRETARYC Control
CONIGLIO, KENNETH, CHARLESIPRINCIPAL/TREASURER/SECRETARYC Control
CONIGLIO, KENNETH, CHARLESIPRINCIPAL/TREASURER/SECRETARYC Control
CARLUCCI, JAMES, MIOWNERA Control
CARLUCCI, JAMES, MIOWNERA Control
CARLUCCI, JAMES, MICHAELIOWNERA Control
CARLUCCI, JAMES, MICHAELIOWNERA Control
CARLUCCI, JAMES, MICHAELIOWNERA Control
CARLUCCI, JAMES, MICHAELIOWNERA Control
CARLUCCI, JAMES, MICHAELIOWNERA Control
CARLUCCI, JAMES, MICHAELIOWNERA Control
CARLUCCI, JAMES, MICHAELIOWNERA Control
CARLUCCI, JAMES, MICHAELIOWNERA Control
CARLUCCI, JAMES, MICHAELIOWNERA Control
CARLUCCI, JAMES, MICHAELIOWNERA Control
CARLUCCI, JAMES, MICHAELIOWNERA Control
CARLUCCI, JAMES, MICHAELIOWNERA Control
CONIGLIO, VIRGINIA, MARYIOWNERA Control
CONIGLIO, VIRGINIA, MARYIOWNERA Control
CONIGLIO, VIRGINIA, MARYIOWNERA Control
CONIGLIO, VIRGINIA, MARYIOWNERA Control
CONIGLIO, VIRGINIA, MARYIOWNERA Control
CONIGLIO, VIRGINIA, MARYIOWNERA Control
CONIGLIO, VIRGINIA, MARYIOWNERA Control
CONIGLIO, VIRGINIA, MARYIOWNERA Control
CONIGLIO, VIRGINIA, MARYIOWNERA Control
CONIGLIO, VIRGINIA, MARYIOWNERA Control
CONIGLIO, VIRGINIA, MARYIOWNERA Control
CONIGLIO, VIRGINIA, MARYIOWNERA Control
CONIGLIO, VIRGINIA, MARYIOWNERA Control
CONIGLIO, VIRGINIA, MARYIOWNERA Control

Registrations

Federal

IA
Jan 28, 2025 REGISTERED

Notice Filings (5)

FL NJ NY PA TX

Address

503 E WASHINGTON AVE.
SUITE 1B
NEWTOWN, PA 18940
United States
Phone: (215) 710-0737