KAYE RIGGS & ASSOCIATES
CRD #165376 SEC #801-78095 HOUSTON, TX 800-832-9682
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
1
Clients
0
Accounts
0
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 16, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| RIGGS, KAYE, VINCENT | I | PROPRIETOR AND CHIEF COMPLIANCE OFFICER | E | Control |
| RIGGS, KAYE, VINCENT | I | PROPRIETOR AND CHIEF COMPLIANCE OFFICER | E | Control |
| RIGGS, KAYE, VINCENT | I | PROPRIETOR AND CHIEF COMPLIANCE OFFICER | E | Control |
| RIGGS, KAYE, VINCENT | I | PROPRIETOR AND CHIEF COMPLIANCE OFFICER | E | Control |
| RIGGS, KAYE, VINCENT | I | PROPRIETOR AND CHIEF COMPLIANCE OFFICER | E | Control |
| RIGGS, KAYE, VINCENT | I | PROPRIETOR AND CHIEF COMPLIANCE OFFICER | E | Control |
| RIGGS, KAYE, VINCENT | I | PROPRIETOR AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
May 16, 2013 REGISTERED
Notice Filings (1)
TX
Address
5530 GREENS ROADHOUSTON, TX 77032
United States
Phone: 800-832-9682