PROTECTIVE WEALTH MANAGEMENT, LLC
CRD #165387 SEC #801-78090 SCOTTSDALE, AZ 480-948-3342
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 15, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ASHCRAFT, DRU, C | I | SENIOR VICE PRESIDENT | NA | Control |
| ASHCRAFT, DRU, C | I | SENIOR VICE PRESIDENT | NA | Control |
| CARNAL, CHRISTOPHER, DAVID | I | PRESIDENT | NA | Control |
| CARNAL, CHRISTOPHER, DAVID | I | PRESIDENT | NA | Control |
| CARNAL, CHRISTOPHER, DAVID | I | PRESIDENT | NA | Control |
| CARNAL, CHRISTOPHER, DAVID | I | PRESIDENT | NA | Control |
| LEPORE, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEPORE, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEPORE, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEPORE, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERRY, SAM | I | SENIOR VICE PRESIDENT | NA | Control |
| PERRY, SAM | I | SENIOR VICE PRESIDENT | NA | Control |
| PWM MANAGEMENT, LLC | DE | OWNER | E | Control |
| PWM MANAGEMENT, LLC | DE | OWNER | E | Control |
| PWM MANAGEMENT, LLC | DE | OWNER | E | Control |
| PWM MANAGEMENT, LLC | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DADY, DONALD, JAMES | I | D&D CAPITAL, LLC | D | Control |
| DADY, DONALD, JAMES | I | D&D CAPITAL, LLC | D | Control |
| DADY, DONALD, JAMES | I | D&D CAPITAL, LLC | D | Control |
| DADY, DONALD, JAMES | I | D&D CAPITAL, LLC | D | Control |
| SHURTS, RONALD, LEE | I | SHURTS CAPITAL PARTNERS, LLC | D | Control |
| SHURTS, RONALD, LEE | I | SHURTS CAPITAL PARTNERS, LLC | D | Control |
| SHURTS, RONALD, LEE | I | SHURTS CAPITAL PARTNERS, LLC | D | Control |
| SHURTS, RONALD, LEE | I | SHURTS CAPITAL PARTNERS, LLC | D | Control |
| D & D CAPITAL, LLC | DE | PWM MANAGEMENT, LLC | C | Control |
| D & D CAPITAL, LLC | DE | PWM MANAGEMENT, LLC | C | Control |
| D & D CAPITAL, LLC | DE | PWM MANAGEMENT, LLC | C | Control |
| D & D CAPITAL, LLC | DE | PWM MANAGEMENT, LLC | C | Control |
| SHURTS CAPITAL PARTNERS, LLC | DE | PWM MANAGEMENT, LLC | C | Control |
| SHURTS CAPITAL PARTNERS, LLC | DE | PWM MANAGEMENT, LLC | C | Control |
| SHURTS CAPITAL PARTNERS, LLC | DE | PWM MANAGEMENT, LLC | C | Control |
| SHURTS CAPITAL PARTNERS, LLC | DE | PWM MANAGEMENT, LLC | C | Control |
Registrations
Federal
IA
May 15, 2013 REGISTERED
Notice Filings (15)
AZ CA CO GA IL KS LA MA MI NC NE OH TX UT VA
Address
14275 N. 87TH STREETSUITE 115
SCOTTSDALE, AZ 85260
United States
Phone: 480-948-3342