FOCUS WEALTH ADVISORS, LLC
CRD #165425 SEC #801-77462 HOUSTON, TX (713) 800-7170
SEC Registered
Total AUM
$273.8M
Discretionary
$270.2M
Employees
1
Clients
51
Accounts
355
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 26, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DIAL, ROBYN, R. | I | CHIEF COMPLIANCE OFFICER / DIRECTOR OF CLIENT SERVICES | NA | |
| DIAL, ROBYN, R. | I | CHIEF COMPLIANCE OFFICER / DIRECTOR OF CLIENT SERVICES | NA | |
| Frugoni, Annelyse, D | I | CONTROLLER | NA | Control |
| Frugoni, Annelyse, D | I | CONTROLLER | NA | Control |
| Frugoni, Annelyse, D | I | CONTROLLER | NA | Control |
| Frugoni, Annelyse, D | I | CONTROLLER | NA | Control |
| Frugoni, Annelyse, D | I | CFO | NA | Control |
| Frugoni, Annelyse, D | I | CFO | NA | Control |
| Frugoni, Annelyse, D | I | CFO | NA | Control |
| Frugoni, Annelyse, D | I | CFO | NA | Control |
| Frugoni, Annelyse, D | I | CFO | NA | Control |
| Frugoni, Annelyse, D | I | CFO | NA | Control |
| Frugoni, Annelyse, D | I | CFO | NA | Control |
| Frugoni, Annelyse, D | I | CFO | NA | Control |
| Frugoni, Annelyse, D | I | CFO | NA | Control |
| RYPKEMA, BRIAN, JAMES | I | MANAGER / CHIEF COMPLIANCE OFFICER | NA | Control |
| RYPKEMA, BRIAN, JAMES | I | MANAGER / CHIEF COMPLIANCE OFFICER | NA | Control |
| FRUGONI, MARK, ANDREW | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| FRUGONI, MARK, ANDREW | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| FRUGONI, MARK, ANDREW | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| FRUGONI, MARK, ANDREW | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| FRUGONI, MARK, ANDREW | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| FRUGONI, MARK, ANDREW | I | MANAGING MEMBER & CCO | E | Control |
| FRUGONI, MARK, ANDREW | I | MANAGING MEMBER & CCO | E | Control |
| FRUGONI, MARK, ANDREW | I | MANAGING MEMBER & CCO | E | Control |
| FRUGONI, MARK, ANDREW | I | MANAGING MEMBER & CCO | E | Control |
| FRUGONI, MARK, ANDREW | I | MANAGING MEMBER & CCO | E | Control |
| FRUGONI, MARK, ANDREW | I | MANAGING MEMBER & CCO | E | Control |
| FRUGONI, MARK, ANDREW | I | MANAGING MEMBER & CCO | E | Control |
| FRUGONI, MARK, ANDREW | I | MANAGING MEMBER & CCO | E | Control |
| FRUGONI, MARK, ANDREW | I | MANAGING MEMBER & CCO | E | Control |
| FRUGONI, MARK, ANDREW | I | MANAGING MEMBER & CCO | E | Control |
| FRUGONI, MARK, ANDREW | I | MANAGING MEMBER & CCO | E | Control |
| FRUGONI, MARK, ANDREW | I | MANAGING MEMBER & CCO | E | Control |
| FRUGONI, MARK, ANDREW | I | MANAGING MEMBER & CCO | E | Control |
| FRUGONI, MARK, ANDREW | I | MANAGING MEMBER & CCO | E | Control |
| INTERIM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| INTERIM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FRUGONI, MARK, ANDREW | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| FRUGONI, MARK, ANDREW | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| FRUGONI, MARK, ANDREW | I | PRINCIPAL | D | Control |
| FRUGONI, MARK, ANDREW | I | PRINCIPAL | D | Control |
| FRUGONI, MARK, ANDREW | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| HUBERT, CHARLES, PAUL | I | PRINCIPAL | D | Control |
| HUBERT, CHARLES, PAUL | I | PRINCIPAL | D | Control |
| HUBERT, CHARLES, PAUL | I | PRINCIPAL | D | Control |
| HUBERT, CHARLES, PAUL | I | PRINCIPAL | D | Control |
| HUBERT, CHARLES, PAUL | I | PRINCIPAL | D | Control |
Registrations
Federal
IA
Feb 26, 2025 REGISTERED
Notice Filings (2)
LA TX
Address
2200 POST OAK BOULEVARDSUITE 1000
HOUSTON, TX 77056
United States
Phone: (713) 800-7170