CETERA INVESTMENT MANAGEMENT LLC
CRD #165436 SEC #801-77403 SCHAMBURG, IL 310-257-7880
SEC Registered
Total AUM
--
Discretionary
--
Employees
23
Clients
0
Accounts
--
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Dec 2018 | $0 | $0 | $0 | 18 | 7 |
| Jul 2018 | $0 | $0 | $0 | 18 | 7 |
| Jun 2018 | $0 | $0 | $0 | 18 | 7 |
| Mar 2018 | $0 | $0 | $0 | 18 | 7 |
| Dec 2017 | $0 | $0 | $0 | 19 | 7 |
| Nov 2017 | $0 | $0 | $0 | 19 | 7 |
| Jul 2017 | $0 | $0 | $0 | 10 | 1 |
| Jul 2017 | $0 | $0 | $0 | 10 | 1 |
| Jul 2017 | $0 | $0 | $0 | 10 | 1 |
| Apr 2017 | $173.3M | $173.3M | $0 | 23 | 500 |
| Mar 2017 | $173.3M | $173.3M | $0 | 23 | 500 |
| Jan 2017 | $4.4B | $402.8M | $4B | 19 | 25,800 |
| Nov 2016 | $4.4B | $402.8M | $4B | 19 | 25,800 |
| Oct 2016 | $4.4B | $402.8M | $4B | 19 | 25,800 |
| Oct 2016 | $4.4B | $402.8M | $4B | 19 | 25,800 |
| Aug 2016 | $4.4B | $402.8M | $4B | 19 | 25,800 |
| Jun 2016 | $4.4B | $402.8M | $4B | 19 | 25,800 |
| Jun 2016 | $4.4B | $402.8M | $4B | 19 | 25,800 |
| Mar 2016 | $4.4B | $402.8M | $4B | 19 | 25,800 |
| Nov 2015 | $1.1B | $1B | $50.2M | 21 | 5,200 |
| Oct 2015 | $1.1B | $1B | $50.2M | 21 | 5,200 |
| Sep 2015 | $1.1B | $1B | $50.2M | 21 | 5,200 |
| Aug 2015 | $1.1B | $1B | $50.2M | 21 | 5,200 |
| Jul 2015 | $1.1B | $1B | $50.2M | 22 | 5,200 |
| Jun 2015 | $1.1B | $1B | $50.2M | 23 | 5,200 |
| Jun 2015 | $1.1B | $1B | $50.2M | 23 | 5,200 |
DateDec 2018
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees18
Clients7
DateJul 2018
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees18
Clients7
DateJun 2018
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees18
Clients7
DateMar 2018
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees18
Clients7
DateDec 2017
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees19
Clients7
DateNov 2017
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees19
Clients7
DateJul 2017
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees10
Clients1
DateJul 2017
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees10
Clients1
DateJul 2017
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees10
Clients1
DateApr 2017
Total AUM$173.3M
Discretionary$173.3M
Non-Disc.$0
Employees23
Clients500
DateMar 2017
Total AUM$173.3M
Discretionary$173.3M
Non-Disc.$0
Employees23
Clients500
DateJan 2017
Total AUM$4.4B
Discretionary$402.8M
Non-Disc.$4B
Employees19
Clients25,800
DateNov 2016
Total AUM$4.4B
Discretionary$402.8M
Non-Disc.$4B
Employees19
Clients25,800
DateOct 2016
Total AUM$4.4B
Discretionary$402.8M
Non-Disc.$4B
Employees19
Clients25,800
DateOct 2016
Total AUM$4.4B
Discretionary$402.8M
Non-Disc.$4B
Employees19
Clients25,800
DateAug 2016
Total AUM$4.4B
Discretionary$402.8M
Non-Disc.$4B
Employees19
Clients25,800
DateJun 2016
Total AUM$4.4B
Discretionary$402.8M
Non-Disc.$4B
Employees19
Clients25,800
DateJun 2016
Total AUM$4.4B
Discretionary$402.8M
Non-Disc.$4B
Employees19
Clients25,800
DateMar 2016
Total AUM$4.4B
Discretionary$402.8M
Non-Disc.$4B
Employees19
Clients25,800
DateNov 2015
Total AUM$1.1B
Discretionary$1B
Non-Disc.$50.2M
Employees21
Clients5,200
DateOct 2015
Total AUM$1.1B
Discretionary$1B
Non-Disc.$50.2M
Employees21
Clients5,200
DateSep 2015
Total AUM$1.1B
Discretionary$1B
Non-Disc.$50.2M
Employees21
Clients5,200
DateAug 2015
Total AUM$1.1B
Discretionary$1B
Non-Disc.$50.2M
Employees21
Clients5,200
DateJul 2015
Total AUM$1.1B
Discretionary$1B
Non-Disc.$50.2M
Employees22
Clients5,200
DateJun 2015
Total AUM$1.1B
Discretionary$1B
Non-Disc.$50.2M
Employees23
Clients5,200
DateJun 2015
Total AUM$1.1B
Discretionary$1B
Non-Disc.$50.2M
Employees23
Clients5,200