FIDUCIARY INVESTMENT COUNCIL, LLC
CRD #165458 SEC #801-77158 SANTA BARBARA, CA (805) 845-7724
SEC Registered
Total AUM
$227.4M
Discretionary
$0
Employees
--
Clients
0
Accounts
95
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 12, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BORDEN, CRISTOPHER, JON | I | MANAGER AND MEMBER | NA | Control |
| BORDEN, CRISTOPHER, JON | I | MANAGER AND MEMBER | NA | Control |
| BORDEN, CRISTOPHER, JON | I | MANAGER AND MEMBER | NA | Control |
| BORDEN, CRISTOPHER, JON | I | MANAGER AND MEMBER | NA | Control |
| CABALLERO, JOSEPH, HERIBERTO | I | CHIEF COMPLIANCE OFFICER AND MEMBER | NA | Control |
| CABALLERO, JOSEPH, HERIBERTO | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR AND MEMBER | NA | Control |
| CABALLERO, JOSEPH, HERIBERTO | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR AND MEMBER | NA | Control |
| CABALLERO, JOSEPH, HERIBERTO | I | CHIEF COMPLIANCE OFFICER AND MEMBER | NA | Control |
| MIDKIFF, ROBIN, STARR | I | CHAIRPERSON AND MEMBER | NA | Control |
| MIDKIFF, ROBIN, STARR | I | CHAIRPERSON AND MEMBER | NA | Control |
| MIDKIFF, ROBIN, STARR | I | CHAIRPERSON AND MEMBER | NA | Control |
| MIDKIFF, ROBIN, STARR | I | CHAIRPERSON AND MEMBER | NA | Control |
| VAN WYK, GREGORY, DANIEL | I | MANAGER AND MEMBER | NA | Control |
| VAN WYK, GREGORY, DANIEL | I | MANAGER AND MEMBER | NA | Control |
| VAN WYK, GREGORY, DANIEL | I | MANAGER AND MEMBER | NA | Control |
| VAN WYK, GREGORY, DANIEL | I | MANAGER AND MEMBER | NA | Control |
| FIDUCIARY COUNCIL HOLDINGS, LLC | DE | OWNER | E | Control |
| FIDUCIARY COUNCIL HOLDINGS, LLC | DE | OWNER | E | Control |
| FIDUCIARY COUNCIL HOLDINGS, LLC | DE | OWNER | E | Control |
| FIDUCIARY COUNCIL HOLDINGS, LLC | DE | OWNER | E | Control |
Registrations
Federal
IA
Sep 12, 2012 REGISTERED
Notice Filings (2)
CA HI
Address
219 WEST CARRILLO STREET2ND FLOOR
SANTA BARBARA, CA 93101
United States
Phone: (805) 845-7724