OLD BAILEY INVESTMENTS, LLC
Legal name: THE OLD BAILEY CO.
CRD #165489 SEC #801-77259 TRYON, NC 828-859-9937
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
--
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 9, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MCMILLAN, DOUGLAS | I | MANAGING MEMBER & CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| MCMILLAN, DOUGLAS | I | MANAGING MEMBER & CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| MCMILLAN, DOUGLAS | I | MANAGING MEMBER & CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| MCMILLAN, DOUGLAS | I | CHIEF EXECUTIVE OFFICER | E | Control |
| MCMILLAN, DOUGLAS | I | MANAGING MEMBER & CHIEF EXECUTIVE OFFICER | E | Control |
| MCMILLAN, DOUGLAS | I | MANAGING MEMBER & CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| MCMILLAN, RUSSEL, FOUTS | I | CHIEF COMPLIANCE OFFICER | A | |
| MCMILLAN, RUSSEL, FOUTS | I | MEMBER & CHIEF COMPLIANCE OFFICER | A |
Registrations
Federal
IA
Oct 9, 2012 REGISTERED
Notice Filings (4)
IL MI NC TX
Address
22 N. TRADE ST., SUITE DTRYON, NC 28782
United States
Phone: 828-859-9937