OPTIMAL ASSET MANAGEMENT, INC.
CRD #165661 SEC #801-77673 SAN JOSE, CA 650-472-1187
SEC Registered
Total AUM
$981.3M
Discretionary
$981.3M
Employees
5
Clients
--
Accounts
96
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 28, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Aquino, Armand | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Aquino, Armand | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Aquino, Armand | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Aquino, Armand | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Aquino, Armand | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GAIA HOLDINGS LIMITED | FE | INVESTOR | NA | |
| GAIA HOLDINGS LIMITED | FE | INVESTOR | NA | |
| GAIA HOLDINGS LIMITED | FE | INVESTOR | NA | |
| GAIA HOLDINGS LIMITED | FE | INVESTOR | NA | |
| GAIA HOLDINGS LIMITED | FE | INVESTOR | NA | |
| GAIA HOLDINGS LIMITED | FE | INVESTOR | NA | |
| GAIA HOLDINGS LIMITED | FE | INVESTOR | NA | |
| GAIA HOLDINGS LIMITED | FE | INVESTOR | NA | |
| GAIA HOLDINGS LIMITED | FE | INVESTOR | NA | |
| GAIA HOLDINGS LIMITED | FE | INVESTOR | NA | |
| GAIA HOLDINGS LIMITED | FE | INVESTOR | NA | |
| GAIA HOLDINGS LIMITED | FE | INVESTOR | NA | |
| GAIA HOLDINGS LIMITED | FE | INVESTOR | NA | |
| HANDA, ROHTAS | I | HEAD OF BUSINESS DEVELOPMENT | NA | Control |
| Tammana, Krishnamurthy | I | INVESTOR | NA | |
| Tammana, Krishnamurthy | I | INVESTOR | NA | |
| Tammana, Krishnamurthy | I | INVESTOR | NA | |
| Tammana, Krishnamurthy | I | INVESTOR | NA | |
| Tammana, Krishnamurthy | I | INVESTOR | NA | |
| Tammana, Krishnamurthy | I | INVESTOR | NA | |
| Tammana, Krishnamurthy | I | INVESTOR | NA | |
| Tammana, Krishnamurthy | I | INVESTOR | NA | |
| Tammana, Krishnamurthy | I | INVESTOR | NA | |
| Tammana, Krishnamurthy | I | INVESTOR | NA | |
| Tammana, Krishnamurthy | I | INVESTOR | NA | |
| Tammana, Krishnamurthy | I | INVESTOR | NA | |
| Tammana, Krishnamurthy | I | INVESTOR | NA | |
| VAIDYANATHAN, VIJAY | I | MANAGING MEMBER | E | Control |
| VAIDYANATHAN, VIJAY | I | MANAGING MEMBER | E | Control |
| VAIDYANATHAN, VIJAY | I | MANAGING MEMBER | E | Control |
| VAIDYANATHAN, VIJAY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| VAIDYANATHAN, VIJAY | I | MANAGING MEMBER | E | Control |
| VAIDYANATHAN, VIJAY | I | MANAGING MEMBER | E | Control |
| VAIDYANATHAN, VIJAY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| VAIDYANATHAN, VIJAY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| VAIDYANATHAN, VIJAY | I | MANAGING MEMBER | E | Control |
| VAIDYANATHAN, VIJAY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| VAIDYANATHAN, VIJAY | I | MANAGING MEMBER | E | Control |
| VAIDYANATHAN, VIJAY | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| VAIDYANATHAN, VIJAY | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| VAIDYANATHAN, VIJAY | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| VAIDYANATHAN, VIJAY | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| VAIDYANATHAN, VIJAY | I | CHIEF EXECUTIVE OFFICER | D | Control |
| VAIDYANATHAN, VIJAY | I | MANAGING MEMBER | D | Control |
| VAIDYANATHAN, VIJAY | I | CHIEF EXECUTIVE OFFICER | D | Control |
| VAIDYANATHAN, VIJAY | I | CHIEF EXECUTIVE OFFICER | D | Control |
| VAIDYANATHAN, VIJAY | I | CHIEF EXECUTIVE OFFICER | D | Control |
| VAIDYANATHAN, VIJAY | I | CHIEF EXECUTIVE OFFICER | D | Control |
| VAIDYANATHAN, VIJAY | I | CHIEF EXECUTIVE OFFICER | D | Control |
| VAIDYANATHAN, VIJAY | I | CHIEF EXECUTIVE OFFICER | D | Control |
| VAIDYANATHAN, VIJAY | I | CHIEF EXECUTIVE OFFICER | D | Control |
| VAIDYANATHAN, VIJAY | I | CHIEF EXECUTIVE OFFICER | D | Control |
| VAIDYANATHAN, VIJAY | I | CHIEF EXECUTIVE OFFICER | D | Control |
| VAIDYANATHAN, VIJAY | I | CHIEF EXECUTIVE OFFICER | D | Control |
| VAIDYANATHAN, VIJAY | I | CHIEF EXECUTIVE OFFICER | D | Control |
| VAIDYANATHAN, VIJAY | I | CHIEF EXECUTIVE OFFICER | D | Control |
| VAIDYANATHAN, VIJAY | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | D | Control |
| VAIDYANATHAN, VIJAY | I | CHIEF EXECUTIVE OFFICER | D | Control |
| MONTA VISTA CAPITAL | DE | INVESTOR | C | Control |
| ANDREW ANG CORPORATION | DE | CEO, SOLE PROPRIETOR | B | Control |
| JOSHI, HIMANSHU, MONTY | I | CHIEF COMPLIANCE OFFICER | B | Control |
| JOSHI, HIMANSHU, MONTY | I | CHIEF COMPLIANCE OFFICER | B | Control |
| JOSHI, HIMANSHU, MONTY | I | CHIEF COMPLIANCE OFFICER | B | Control |
| JOSHI, HIMANSHU, MONTY | I | CHIEF COMPLIANCE OFFICER | B | Control |
| JOSHI, HIMANSHU, MONTY | I | CHIEF COMPLIANCE OFFICER | B | Control |
| JOSHI, HIMANSHU, MONTY | I | CHIEF COMPLIANCE OFFICER | B | Control |
| JOSHI, HIMANSHU, MONTY | I | CHIEF COMPLIANCE OFFICER | B | Control |
| JOSHI, HIMANSHU, MONTY | I | CHIEF COMPLIANCE OFFICER | B | Control |
| JOSHI, HIMANSHU, MONTY | I | CHIEF COMPLIANCE OFFICER | B | Control |
| JOSHI, HIMANSHU, MONTY | I | CHIEF COMPLIANCE OFFICER | B | Control |
| JOSHI, HIMANSHU, MONTY | I | CHIEF COMPLIANCE OFFICER | B | Control |
| JOSHI, HIMANSHU, MONTY | I | CHIEF COMPLIANCE OFFICER | B | Control |
| JOSHI, HIMANSHU, MONTY | I | CHIEF COMPLIANCE OFFICER | B | Control |
| JOSHI, HIMANSHU, MONTY | I | CHIEF COMPLIANCE OFFICER | B | Control |
| JOSHI, HIMANSHU, MONTY | I | INVESTOR | B | Control |
| JOSHI, HIMANSHU, MONTY | I | INVESTOR | B | Control |
| JOSHI, HIMANSHU, MONTY | I | INVESTOR | B | Control |
| JOSHI, HIMANSHU, MONTY | I | INVESTOR | B | Control |
| JOSHI, HIMANSHU, MONTY | I | INVESTOR | B | Control |
| JOSHI, HIMANSHU, MONTY | I | INVESTOR | B | Control |
| Tammana, Krishnamurthy | I | INVESTOR | B | |
| Bharadhwaj, Gannesh | I | INVESTOR | A | |
| Bharadhwaj, Gannesh | I | INVESTOR | A | |
| Bharadhwaj, Gannesh | I | INVESTOR | A | |
| Bharadhwaj, Gannesh | I | INVESTOR | A | |
| Bharadhwaj, Gannesh | I | INVESTOR | A | |
| Bharadhwaj, Gannesh | I | INVESTOR | A | |
| Bharadhwaj, Gannesh | I | INVESTOR | A | |
| Bharadhwaj, Gannesh | I | INVESTOR | A | |
| Bharadhwaj, Gannesh | I | INVESTOR | A | |
| Bharadhwaj, Gannesh | I | INVESTOR | A | |
| Bharadhwaj, Gannesh | I | INVESTOR | A | |
| Bharadhwaj, Gannesh | I | INVESTOR | A | |
| GAIA HOLDINGS LIMITED | FE | INVESTOR | A | |
| HANDA, ROHTAS | I | HEAD OF BUSINESS DEVELOPMENT | A | Control |
| HANDA, ROHTAS | I | HEAD OF BUSINESS DEVELOPMENT | A | Control |
| HANDA, ROHTAS | I | HEAD OF BUSINESS DEVELOPMENT | A | Control |
| HANDA, ROHTAS | I | HEAD OF BUSINESS DEVELOPMENT | A | Control |
| MONTA VISTA CAPITAL | DE | INVESTOR | A | Control |
| MONTA VISTA CAPITAL | DE | INVESTOR | A | Control |
| MONTA VISTA CAPITAL | DE | INVESTOR | A | Control |
| MONTA VISTA CAPITAL | DE | INVESTOR | A | Control |
| MONTA VISTA CAPITAL | DE | INVESTOR | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SHUKLA, VENKTESH | I | MONTA VISTA CAPITAL | F | Control |
| SHUKLA, VENKTESH | I | MONTA VISTA CAPITAL | F | Control |
| SHUKLA, VENKTESH | I | MONTA VISTA CAPITAL | F | Control |
| SHUKLA, VENKTESH | I | MONTA VISTA CAPITAL | F | Control |
| SHUKLA, VENKTESH | I | MONTA VISTA CAPITAL | F | Control |
| SHUKLA, VENKTESH | I | MONTA VISTA CAPITAL | F | Control |
| Rajkumar, Raj | I | GAIA HOLDINGS LIMITED | E | Control |
| Rajkumar, Raj | I | GAIA HOLDINGS LIMITED | E | Control |
| Rajkumar, Raj | I | GAIA HOLDINGS LIMITED | E | Control |
| Rajkumar, Raj | I | GAIA HOLDINGS LIMITED | E | Control |
| Rajkumar, Raj | I | GAIA HOLDINGS LIMITED | E | Control |
| Rajkumar, Raj | I | GAIA HOLDINGS LIMITED | E | Control |
| Rajkumar, Raj | I | GAIA HOLDINGS LIMITED | E | Control |
| Rajkumar, Raj | I | GAIA HOLDINGS LIMITED | E | Control |
| Rajkumar, Raj | I | GAIA HOLDINGS LIMITED | E | Control |
| Rajkumar, Raj | I | GAIA HOLDINGS LIMITED | E | Control |
| Rajkumar, Raj | I | GAIA HOLDINGS LIMITED | E | Control |
| Rajkumar, Raj | I | GAIA HOLDINGS LIMITED | E | Control |
| Rajkumar, Raj | I | GAIA HOLDINGS LIMITED | E | Control |
| Rajkumar, Raj | I | GAIA HOLDINGS LIMITED | E | Control |
Registrations
Federal
IA
Apr 28, 2021 REGISTERED
Notice Filings (2)
CA UT
Address
97 E. ST. JAMES STREETSUITE #101
SAN JOSE, CA 95112
United States
Phone: 650-472-1187