SERAPH CAPITAL ASSOCIATES, LLC
CRD #165754 SEC #801-112894 BARTLESVILLE, OK 918-338-2255
SEC Registered Private Funds
Total AUM
$77.5M
Discretionary
$77.5M
Employees
1
Clients
--
Accounts
442
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 30, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FRASER, MARSHALL, METCALF | I | CHIEF INVESTMENT OFFICER | NA | Control |
| FRASER, MARSHALL, METCALF | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HYDEN, ZACHARY | I | CHIEF COMPLIANCE OFFICER | NA | |
| HYDEN, ZACHARY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HYDEN, ZACHARY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HYDEN, ZACHARY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HYDEN, ZACHARY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HYDEN, ZACHARY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HYDEN, ZACHARY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HYDEN, ZACHARY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HYDEN, ZACHARY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HYDEN, ZACHARY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HYDEN, ZACHARY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SUTTERFIELD, TREVOR, SHAWN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SUTTERFIELD, TREVOR, SHAWN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SUTTERFIELD, TREVOR, SHAWN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SUTTERFIELD, TREVOR, SHAWN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SUTTERFIELD, TREVOR, SHAWN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SUTTERFIELD, TREVOR, SHAWN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SUTTERFIELD, TREVOR, SHAWN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SUTTERFIELD, TREVOR, SHAWN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SUTTERFIELD, TREVOR, SHAWN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SUTTERFIELD FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| SUTTERFIELD FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| SUTTERFIELD FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| SUTTERFIELD FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| SUTTERFIELD FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| SUTTERFIELD FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| SUTTERFIELD FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| SUTTERFIELD FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| SUTTERFIELD FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| SUTTERFIELD FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| SUTTERFIELD FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| HARPER ROAD HOLDINGS, LLC | DE | MEMBER | B | |
| HARPER ROAD HOLDINGS, LLC | DE | MEMBER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SUTTERFIELD, MICHELLE, LEE | I | SUTTERFIELD FINANCIAL GROUP, INC. | D | Control |
| SUTTERFIELD, MICHELLE, LEE | I | SUTTERFIELD FINANCIAL GROUP, INC. | D | Control |
| SUTTERFIELD, MICHELLE, LEE | I | SUTTERFIELD FINANCIAL GROUP, INC. | D | Control |
| SUTTERFIELD, MICHELLE, LEE | I | SUTTERFIELD FINANCIAL GROUP, INC. | D | Control |
| SUTTERFIELD, MICHELLE, LEE | I | SUTTERFIELD FINANCIAL GROUP, INC. | D | Control |
| SUTTERFIELD, MICHELLE, LEE | I | SUTTERFIELD FINANCIAL GROUP, INC. | D | Control |
| SUTTERFIELD, MICHELLE, LEE | I | SUTTERFIELD FINANCIAL GROUP, INC. | D | Control |
| SUTTERFIELD, TREVOR, SHAWN | I | SUTTERFIELD FINANCIAL GROUP, INC. | D | Control |
| SUTTERFIELD, TREVOR, SHAWN | I | SUTTERFIELD FINANCIAL GROUP, INC. | D | Control |
| SUTTERFIELD, TREVOR, SHAWN | I | SUTTERFIELD FINANCIAL GROUP, INC. | D | Control |
| SUTTERFIELD, TREVOR, SHAWN | I | SUTTERFIELD FINANCIAL GROUP, INC. | D | Control |
| SUTTERFIELD, TREVOR, SHAWN | I | SUTTERFIELD FINANCIAL GROUP, INC. | D | Control |
| SUTTERFIELD, TREVOR, SHAWN | I | SUTTERFIELD FINANCIAL GROUP, INC. | D | Control |
| SUTTERFIELD, TREVOR, SHAWN | I | SUTTERFIELD FINANCIAL GROUP, INC. | D | Control |
| SUTTERFIELD, MICHELLE, LEE | I | SUTTERFIELD FINANCIAL GROUP, INC. | C | Control |
| SUTTERFIELD, MICHELLE, LEE | I | SUTTERFIELD FINANCIAL GROUP, INC. | C | Control |
| SUTTERFIELD, TREVOR, SHAWN | I | SUTTERFIELD FINANCIAL GROUP, INC. | C | Control |
| SUTTERFIELD, TREVOR, SHAWN | I | SUTTERFIELD FINANCIAL GROUP, INC. | C | Control |
Registrations
Federal
IA
Sep 30, 2025 REGISTERED
Notice Filings (7)
AR AZ KS MN OK SD TX
Address
501 SE FOURTH STREETBARTLESVILLE, OK 74003-3906
United States
Phone: 918-338-2255