HAWSGOODWIN INVESTMENT MANAGEMENT, LLC
Legal name: HAWSGOODWIN WEALTH
CRD #165771 SEC #801-79585 FRANKLIN, TN 615-771-1012
SEC Registered
Total AUM
$594.9M
Discretionary
$366.9M
Employees
7
Clients
251
Accounts
694
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Tennessee
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 4, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GALBRAITH, CAROLINE, P | I | FINANCIAL ADVISOR, PARTNER | NA | |
| GALBRAITH, CAROLINE, P | I | FINANCIAL ADVISOR, PARTNER | NA | |
| GALBRAITH, CAROLINE, P | I | FINANCIAL ADVISOR, PARTNER | NA | |
| GALBRAITH, CAROLINE, P | I | FINANCIAL ADVISOR, PARTNER | NA | |
| GALBRAITH, CAROLINE, P | I | FINANCIAL ADVISOR, PARTNER | NA | |
| GALBRAITH, CAROLINE, P | I | FINANCIAL ADVISOR, PARTNER | NA | |
| GALBRAITH, CAROLINE, P | I | FINANCIAL ADVISOR, PARTNER | NA | |
| GALBRAITH, CAROLINE, P | I | FINANCIAL ADVISOR, PARTNER | NA | |
| GALBRAITH, CAROLINE, P | I | FINANCIAL ADVISOR, PARTNER | NA | |
| GOODWIN, WARREN, CAMERON | I | PRESIDENT / MANAGING PARTNER | NA | Control |
| GOODWIN, WARREN, CAMERON | I | PRESIDENT / MANAGING PARTNER | NA | Control |
| GOODWIN, WARREN, CAMERON | I | PRESIDENT / MANAGING PARTNER | NA | Control |
| HAWS, CLAUD, ARTHUR | I | CHIEF EXECUTIVE OFFICER / MANAGING PARTNER / CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWS, CLAUD, ARTHUR | I | CHIEF EXECUTIVE OFFICER / MANAGING PARTNER / CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWS, CLAUD, ARTHUR | I | CHIEF EXECUTIVE OFFICER / MANAGING PARTNER / CHIEF COMPLIANCE OFFICER | NA | Control |
| MERCER GLOBAL ADVISORS INC. | DE | PARENT COMPANY | E | Control |
| MERCER GLOBAL ADVISORS INC. | DE | PARENT COMPANY | E | Control |
| MERCER GLOBAL ADVISORS INC. | DE | PARENT COMPANY | E | Control |
| HAWS, CLAUD, ARTHUR | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER / CHIEF EXECUTIVE OFFICER | D | Control |
| HAWS, CLAUD, ARTHUR | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER / CHIEF EXECUTIVE OFFICER | D | Control |
| HAWS, CLAUD, ARTHUR | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER / CHIEF EXECUTIVE OFFICER | D | Control |
| HAWS, CLAUD, ARTHUR | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER / CHIEF EXECUTIVE OFFICER | D | Control |
| HAWS, CLAUD, ARTHUR | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER / CHIEF EXECUTIVE OFFICER | D | Control |
| HAWS, CLAUD, ARTHUR | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER / CHIEF EXECUTIVE OFFICER | D | Control |
| HAWS, CLAUD, ARTHUR | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER / CHIEF EXECUTIVE OFFICER | D | Control |
| HAWS, CLAUD, ARTHUR | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER / CHIEF EXECUTIVE OFFICER | D | Control |
| HAWS, CLAUD, ARTHUR | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER / CHIEF EXECUTIVE OFFICER | D | Control |
| HAWS, CLAUD, ARTHUR | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER / CHIEF EXECUTIVE OFFICER | D | Control |
| HAWS, CLAUD, ARTHUR | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER / CHIEF EXECUTIVE OFFICER | D | Control |
| HAWS, CLAUD, ARTHUR | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER / CHIEF EXECUTIVE OFFICER | D | Control |
| HAWS, CLAUD, ARTHUR | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER / CHIEF EXECUTIVE OFFICER | D | Control |
| HAWS, CLAUD, ARTHUR | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER / CHIEF EXECUTIVE OFFICER | D | Control |
| HAWS, CLAUD, ARTHUR | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER / CHIEF EXECUTIVE OFFICER | D | Control |
| HAWS, CLAUD, ARTHUR | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER / CHIEF EXECUTIVE OFFICER | D | Control |
| HAWS, CLAUD, ARTHUR | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER / CHIEF EXECUTIVE OFFICER | D | Control |
| HAWS, CLAUD, ARTHUR | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER / CHIEF EXECUTIVE OFFICER | D | Control |
| HAWS, CLAUD, ARTHUR | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER / CHIEF EXECUTIVE OFFICER | D | Control |
| HAWS, CLAUD, ARTHUR | I | CHIEF EXECUTIVE OFFICER / MANAGING PARTNER / CHIEF COMPLIANCE OFFICER | D | Control |
| HAWS, CLAUD, ARTHUR | I | CHIEF EXECUTIVE OFFICER / MANAGING PARTNER / CHIEF COMPLIANCE OFFICER | D | Control |
| HAWS, CLAUD, ARTHUR | I | CHIEF EXECUTIVE OFFICER / MANAGING PARTNER / CHIEF COMPLIANCE OFFICER | D | Control |
| HAWS, CLAUD, ARTHUR | I | CHIEF EXECUTIVE OFFICER / MANAGING PARTNER / CHIEF COMPLIANCE OFFICER | D | Control |
| HAWS, CLAUD, ARTHUR | I | CHIEF EXECUTIVE OFFICER / MANAGING PARTNER / CHIEF COMPLIANCE OFFICER | D | Control |
| HAWS, CLAUD, ARTHUR | I | CHIEF EXECUTIVE OFFICER / MANAGING PARTNER / CHIEF COMPLIANCE OFFICER | D | Control |
| HAWS, CLAUD, ARTHUR | I | CHIEF EXECUTIVE OFFICER / MANAGING PARTNER / CHIEF COMPLIANCE OFFICER | D | Control |
| GOODWIN, WARREN, CAMERON | I | MANAGING MEMBER / CHIEF OPERATING OFFICER | C | Control |
| GOODWIN, WARREN, CAMERON | I | MANAGING MEMBER / CHIEF OPERATING OFFICER | C | Control |
| GOODWIN, WARREN, CAMERON | I | MANAGING MEMBER / CHIEF OPERATING OFFICER | C | Control |
| GOODWIN, WARREN, CAMERON | I | MANAGING MEMBER / CHIEF OPERATING OFFICER | C | Control |
| GOODWIN, WARREN, CAMERON | I | MANAGING MEMBER / CHIEF OPERATING OFFICER | C | Control |
| GOODWIN, WARREN, CAMERON | I | MANAGING MEMBER / CHIEF OPERATING OFFICER | C | Control |
| GOODWIN, WARREN, CAMERON | I | MANAGING MEMBER / CHIEF OPERATING OFFICER | C | Control |
| GOODWIN, WARREN, CAMERON | I | MANAGING MEMBER / CHIEF OPERATING OFFICER | C | Control |
| GOODWIN, WARREN, CAMERON | I | MANAGING MEMBER / CHIEF OPERATING OFFICER | C | Control |
| GOODWIN, WARREN, CAMERON | I | MANAGING MEMBER / CHIEF OPERATING OFFICER | C | Control |
| GOODWIN, WARREN, CAMERON | I | MANAGING MEMBER / CHIEF OPERATING OFFICER | C | Control |
| GOODWIN, WARREN, CAMERON | I | MANAGING MEMBER / CHIEF OPERATING OFFICER | C | Control |
| GOODWIN, WARREN, CAMERON | I | MANAGING MEMBER / CHIEF OPERATING OFFICER | C | Control |
| GOODWIN, WARREN, CAMERON | I | MANAGING MEMBER / CHIEF OPERATING OFFICER | C | Control |
| GOODWIN, WARREN, CAMERON | I | MANAGING MEMBER / CHIEF OPERATING OFFICER | C | Control |
| GOODWIN, WARREN, CAMERON | I | MANAGING MEMBER / CHIEF OPERATING OFFICER | C | Control |
| GOODWIN, WARREN, CAMERON | I | MANAGING MEMBER / CHIEF OPERATING OFFICER | C | Control |
| GOODWIN, WARREN, CAMERON | I | MANAGING MEMBER / CHIEF OPERATING OFFICER | C | Control |
| GOODWIN, WARREN, CAMERON | I | PRESIDENT / MANAGING PARTNER | C | Control |
| GOODWIN, WARREN, CAMERON | I | PRESIDENT / MANAGING PARTNER | C | Control |
| GOODWIN, WARREN, CAMERON | I | PRESIDENT / MANAGING PARTNER | C | Control |
| GOODWIN, WARREN, CAMERON | I | PRESIDENT / MANAGING PARTNER | C | Control |
| GOODWIN, WARREN, CAMERON | I | PRESIDENT / MANAGING PARTNER | C | Control |
| GOODWIN, WARREN, CAMERON | I | PRESIDENT / MANAGING PARTNER | C | Control |
| GOODWIN, WARREN, CAMERON | I | PRESIDENT / MANAGING PARTNER | C | Control |
| GOODWIN, WARREN, CAMERON | I | PRESIDENT / MANAGING PARTNER | C | Control |
Registrations
Federal
IA
Mar 4, 2022 REGISTERED
Notice Filings (5)
FL KY LA NE TN
Address
231 PUBLIC SQUARESUITE 300
FRANKLIN, TN 37064
United States
Phone: 615-771-1012