AGA ADVISORS, LLC
CRD #165772 SEC #801-79098 LAS VEGAS, NV 702-254-1263
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Nevada
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 28, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AGUILAR, FRANK | I | CHIEF EXECUTIVE OFFICER--MANAGING MEMBER | NA | Control |
| AGUILAR, FRANK | I | CHIEF EXECUTIVE OFFICER--MANAGING MEMBER | NA | Control |
| ARCHEY, CLAY, LYNN | I | CHIEF COMPLIANCE OFFICER--MANAGING MEMBER | NA | Control |
| ARCHEY, CLAY, LYNN | I | CHIEF COMPLIANCE OFFICER--MANAGING MEMBER | NA | Control |
| GAROFALO, JASON, LEONARD | I | PRESIDENT--MANAGING MEMBER | NA | Control |
| GAROFALO, JASON, LEONARD | I | PRESIDENT--MANAGING MEMBER | NA | Control |
| AGUILAR, FRANK | I | CHIEF EXECUTIVE OFFICER | C | Control |
| AGUILAR, FRANK | I | CHIEF EXECUTIVE OFFICER | C | Control |
| AGUILAR, FRANK | I | CHIEF EXECUTIVE OFFICER | C | Control |
| GAROFALO, JASON, LEONARD | I | PRESIDENT | C | Control |
| GAROFALO, JASON, LEONARD | I | PRESIDENT | C | Control |
| GAROFALO, JASON, LEONARD | I | PRESIDENT | C | Control |
| JASON L. GAROFALO, INC. | DE | PRESIDENT | C | Control |
| JASON L. GAROFALO, INC. | DE | PRESIDENT | C | Control |
| JASON L. GAROFALO, INC. | DE | PRESIDENT | C | Control |
| NAPACA, INC. | DE | PRESIDENT | C | Control |
| NAPACA, INC. | DE | PRESIDENT | C | Control |
| NAPACA, INC. | DE | PRESIDENT | C | Control |
| ARCHEY, CLAY, LYNN | I | CHIEF COMPLIANCE OFFICER | B | Control |
| ARCHEY, CLAY, LYNN | I | CHIEF COMPLIANCE OFFICER | B | Control |
| ARCHEY, CLAY, LYNN | I | CHIEF COMPLIANCE OFFICER | B | Control |
| CTDA, INC. | DE | PRESIDENT | B | Control |
| CTDA, INC. | DE | PRESIDENT | B | Control |
| CTDA, INC. | DE | PRESIDENT | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ARCHEY, CLAY, LYNN | I | CTDA, INC | E | Control |
| ARCHEY, CLAY, LYNN | I | CTDA, INC | E | Control |
| ARCHEY, CLAY, LYNN | I | CTDA, INC | E | Control |
| GAROFALO, JASON, LEONARD | I | JASON L. GAROFALO, INC. | E | Control |
| GAROFALO, JASON, LEONARD | I | JASON L. GAROFALO, INC. | E | Control |
| AGUILAR, FRANK | I | NAPACA, INC. | D | Control |
| AGUILAR, FRANK | I | NAPACA, INC. | D | Control |
| AGUILAR, FRANK | I | NAPACA, INC. | C | Control |
Registrations
Federal
IA
Jan 28, 2014 REGISTERED
Notice Filings (1)
NV
Address
10501 W GOWAN ROADSUITE 260
LAS VEGAS, NV 89129
United States
Phone: 702-254-1263