SOUND HARBOR PARTNERS LLC
Legal name: SOUND HARBOR PARTNERS
CRD #165790 SEC #801-77357 NEW YORK, NY 212-231-4200
SEC Registered Private Funds
Total AUM
$1.1B
Discretionary
$1.1B
Employees
17
Clients
--
Accounts
13
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHAN-LEE, POLAI | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHAN-LEE, POLAI | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHAN-LEE, POLAI | I | CHIEF COMPLIANCE OFFICER | NA | |
| CORBETT, JOHN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CORBETT, JOHN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CORBETT, JOHN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CORBETT, JOHN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CORBETT, JOHN, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | |
| CORBETT, JOHN, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | |
| CORBETT, JOHN, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | |
| ZUPON, MICHAEL, JOSEPH | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| ZUPON, MICHAEL, JOSEPH | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| ZUPON, MICHAEL, JOSEPH | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| ZUPON, MICHAEL, JOSEPH | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| ZUPON, MICHAEL, JOSEPH | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| ZUPON, MICHAEL, JOSEPH | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| ZUPON, MICHAEL, JOSEPH | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| SOUND HARBOR GROUP LLC | DE | SOLE MEMBER | E | Control |
| SOUND HARBOR GROUP LLC | DE | SOLE MEMBER | E | Control |
| SOUND HARBOR GROUP LLC | DE | SOLE MEMBER | E | Control |
| SOUND HARBOR GROUP LLC | DE | SOLE MEMBER | E | Control |
| SOUND HARBOR GROUP LLC | DE | SOLE MEMBER | E | Control |
| SOUND HARBOR GROUP LLC | DE | SOLE MEMBER | E | Control |
| SOUND HARBOR GROUP LLC | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CERMINARO, MICHAEL, JOSEPH | I | SOUND HARBOR GROUP LLC | F | Control |
| CERMINARO, MICHAEL, JOSEPH | I | SOUND HARBOR GROUP LLC | F | Control |
| CERMINARO, MICHAEL, JOSEPH | I | SOUND HARBOR GROUP LLC | F | Control |
| CRIARES, DEAN, THEODOR | I | SOUND HARBOR GROUP LLC | F | Control |
| CRIARES, DEAN, THEODOR | I | SOUND HARBOR GROUP LLC | F | Control |
| CRIARES, DEAN, THEODOR | I | SOUND HARBOR GROUP LLC | F | Control |
| LISCIO, MARK, FRANK | I | SOUND HARBOR GROUP LLC | F | Control |
| LISCIO, MARK, FRANK | I | SOUND HARBOR GROUP LLC | F | Control |
| LISCIO, MARK, FRANK | I | SOUND HARBOR GROUP LLC | F | Control |
| LISCIO, MARK, FRANK | I | SOUND HARBOR GROUP LLC | F | Control |
| LISCIO, MARK, FRANK | I | SOUND HARBOR GROUP LLC | F | Control |
| LISCIO, MARK, FRANK | I | SOUND HARBOR GROUP LLC | F | Control |
| LISCIO, MARK, FRANK | I | SOUND HARBOR GROUP LLC | F | Control |
| RIVERSTONE/SHG PARTNERS GP, LLC | DE | RIVERSTONE/SHP PARTNERS, LP | F | Control |
| RIVERSTONE/SHG PARTNERS GP, LLC | DE | RIVERSTONE/SHP PARTNERS, LP | F | Control |
| RIVERSTONE/SHG PARTNERS GP, LLC | DE | RIVERSTONE/SHG PARTNERS, LP | F | Control |
| RIVERSTONE/SHG PARTNERS GP, LLC | DE | RIVERSTONE/SHG PARTNERS, LP | F | Control |
| RIVERSTONE/SHG PARTNERS GP, LLC | DE | RIVERSTONE/SHG PARTNERS, LP | F | Control |
| RIVERSTONE/SHG PARTNERS GP, LLC | DE | RIVERSTONE/SHG PARTNERS, LP | F | Control |
| ZUPON, MICHAEL, JOSEPH | I | SOUND HARBOR GROUP LLC | F | Control |
| ZUPON, MICHAEL, JOSEPH | I | SOUND HARBOR GROUP LLC | F | Control |
| ZUPON, MICHAEL, JOSEPH | I | SOUND HARBOR GROUP LLC | F | Control |
| ZUPON, MICHAEL, JOSEPH | I | SOUND HARBOR GROUP LLC | F | Control |
| ZUPON, MICHAEL, JOSEPH | I | SOUND HARBOR GROUP LLC | F | Control |
| ZUPON, MICHAEL, JOSEPH | I | SOUND HARBOR GROUP LLC | F | Control |
| ZUPON, MICHAEL, JOSEPH | I | SOUND HARBOR GROUP LLC | F | Control |
| CERMINARO, MICHAEL, JOSEPH | I | CERMINARO GROUP LLC | E | Control |
| CERMINARO, MICHAEL, JOSEPH | I | CERMINARO GROUP LLC | E | Control |
| CERMINARO, MICHAEL, JOSEPH | I | CERMINARO GROUP LLC | E | Control |
| ZUPON, MICHAEL, JOSEPH | I | MJZ GROUP LLC | E | Control |
| ZUPON, MICHAEL, JOSEPH | I | MJZ GROUP LLC | E | Control |
| ZUPON, MICHAEL, JOSEPH | I | MJZ GROUP LLC | E | Control |
| ZUPON, MICHAEL, JOSEPH | I | MJZ GROUP LLC | E | Control |
| ZUPON, MICHAEL, JOSEPH | I | MJZ GROUP LLC | E | Control |
| ZUPON, MICHAEL, JOSEPH | I | MJZ GROUP LLC | E | Control |
| ZUPON, MICHAEL, JOSEPH | I | MJZ GROUP LLC | E | Control |
| LAPEYRE, PIERRE, FERNAND | I | RIVERSTONE/SHP PARTNERS GP, LLC | D | Control |
| LAPEYRE, PIERRE, FERNAND | I | RIVERSTONE/SHP PARTNERS, LP | D | |
| LAPEYRE, PIERRE, FERNAND | I | RIVERSTONE/SHP PARTNERS GP, LLC | D | Control |
| LAPEYRE, PIERRE, FERNAND | I | RIVERSTONE/SHP PARTNERS, LP | D | |
| LAPEYRE, PIERRE, FERNAND | I | RIVERSTONE/SHG PARTNERS GP, LLC | D | Control |
| LAPEYRE, PIERRE, FERNAND | I | RIVERSTONE/SHG PARTNERS, LP | D | |
| LAPEYRE, PIERRE, FERNAND | I | RIVERSTONE/SHG PARTNERS GP, LLC | D | Control |
| LAPEYRE, PIERRE, FERNAND | I | RIVERSTONE/SHG PARTNERS, LP | D | |
| LAPEYRE, PIERRE, FERNAND | I | RIVERSTONE/SHG PARTNERS GP, LLC | D | Control |
| LAPEYRE, PIERRE, FERNAND | I | RIVERSTONE/SHG PARTNERS, LP | D | |
| LAPEYRE, PIERRE, FERNAND | I | RIVERSTONE/SHG PARTNERS GP, LLC | D | Control |
| LAPEYRE, PIERRE, FERNAND | I | RIVERSTONE/SHG PARTNERS, LP | D | |
| LEUSCHEN, DAVID, MATTHEW | I | RIVERSTONE/SHP PARTNERS GP, LLC | D | Control |
| LEUSCHEN, DAVID, MATTHEW | I | RIVERSTONE/SHP PARTNERS, LP | D | |
| LEUSCHEN, DAVID, MATTHEW | I | RIVERSTONE/SHP PARTNERS GP, LLC | D | Control |
| LEUSCHEN, DAVID, MATTHEW | I | RIVERSTONE/SHP PARTNERS, LP | D | |
| LEUSCHEN, DAVID, MATTHEW | I | RIVERSTONE/SHG PARTNERS, LP | D | |
| LEUSCHEN, DAVID, MATTHEW | I | RIVERSTONE/SHG PARTNERS GP, LLC | D | Control |
| LEUSCHEN, DAVID, MATTHEW | I | RIVERSTONE/SHG PARTNERS GP, LLC | D | Control |
| LEUSCHEN, DAVID, MATTHEW | I | RIVERSTONE/SHG PARTNERS, LP | D | |
| LEUSCHEN, DAVID, MATTHEW | I | RIVERSTONE/SHG PARTNERS GP, LLC | D | Control |
| LEUSCHEN, DAVID, MATTHEW | I | RIVERSTONE/SHG PARTNERS, LP | D | |
| LEUSCHEN, DAVID, MATTHEW | I | RIVERSTONE/SHG PARTNERS GP, LLC | D | Control |
| LEUSCHEN, DAVID, MATTHEW | I | RIVERSTONE/SHG PARTNERS, LP | D | |
| MJZ GROUP LLC | DE | SOUND HARBOR GROUP LLC | D | Control |
| MJZ GROUP LLC | DE | SOUND HARBOR GROUP LLC | D | Control |
| MJZ GROUP LLC | DE | SOUND HARBOR GROUP LLC | D | Control |
| MJZ GROUP LLC | DE | SOUND HARBOR GROUP LLC | D | Control |
| MJZ GROUP LLC | DE | SOUND HARBOR GROUP LLC | D | Control |
| MJZ GROUP LLC | DE | SOUND HARBOR GROUP LLC | D | Control |
| MJZ GROUP LLC | DE | SOUND HARBOR GROUP LLC | D | Control |
| CERMINARO GROUP LLC | DE | SOUND HARBOR GROUP LLC | C | Control |
| CERMINARO GROUP LLC | DE | SOUND HARBOR GROUP LLC | C | Control |
| CERMINARO GROUP LLC | DE | SOUND HARBOR GROUP LLC | C | Control |
| RIVERSTONE/SHG PARTNERS, LP | DE | SOUND HARBOR GROUP LLC | C | |
| RIVERSTONE/SHG PARTNERS, LP | DE | SOUND HARBOR GROUP LLC | C | |
| RIVERSTONE/SHG PARTNERS, LP | DE | SOUND HARBOR GROUP LLC | C | |
| RIVERSTONE/SHG PARTNERS, LP | DE | SOUND HARBOR GROUP LLC | C | |
| RIVERSTONE/SHG PARTNERS, LP | DE | SOUND HARBOR GROUP LLC | C | |
| RIVERSTONE/SHG PARTNERS, LP | DE | SOUND HARBOR GROUP LLC | C |
Registrations
Federal
IA
Mar 29, 2016 REGISTERED
Notice Filings (2)
CT NY
Address
12 EAST 49TH STREET36TH FLOOR
NEW YORK, NY 10017
United States
Phone: 212-231-4200