HERCULES TECHNOLOGY GROWTH CAPITAL, INC.
CRD #165799 SEC #801-78884 PALO ALTO, CA 650-289-3060
SEC Registered
Total AUM
$1.1B
Discretionary
$1.1B
Employees
66
Clients
--
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- Maryland
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 26, 2013
- Branch Offices
- --
- CIK (EDGAR)
- 1280784
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BADAVAS, ROBERT, P | I | DIRECTOR | NA | Control |
| BADAVAS, ROBERT, P | I | DIRECTOR | NA | Control |
| BARON, JESSICA, TONG | I | VICE PRESIDENT OF FINANCE AND CHIEF FINANCIAL OFFICER | NA | Control |
| BARON, JESSICA, TONG | I | VICE PRESIDENT OF FINANCE AND CHIEF FINANCIAL OFFICER | NA | Control |
| CHOW, JOSEPH, W | I | DIRECTOR | NA | Control |
| CHOW, JOSEPH, W | I | DIRECTOR | NA | Control |
| HENRIQUEZ, MANUEL, A | I | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HENRIQUEZ, MANUEL, A | I | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| MICHAEL, PENNEY, THOMAS | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| MICHAEL, PENNEY, THOMAS | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| WOODWARD, ALLYN, C | I | DIRECTOR | NA | Control |
| WOODWARD, ALLYN, C | I | DIRECTOR | NA | Control |
Registrations
Federal
IA
Nov 26, 2013 REGISTERED
Notice Filings (1)
CO
Address
400 HAMILTON AVENUESUITE 310
PALO ALTO, CA 94301
United States
Phone: 650-289-3060