NINE CHAPTERS CAPITAL MANAGEMENT, LLC
CRD #165807 SEC #802-107871 SHORT HILLS, NJ 973-218-9830
State Registered Exempt Reporting Private Funds
Total AUM
$410.7M
Discretionary
$410.7M
Employees
15
Clients
--
Accounts
12
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 2, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARNOLD, LAURA, KATHRYN | I | CONTROLLER/CHIEF COMPLIANCE OFFICER | NA | Control |
| KU, CHAO, (NMN) | I | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER | NA | Control |
| KU, CHAO, (NMN) | I | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER | NA | Control |
| KU, CHAO, (NMN) | I | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER | NA | Control |
| KU, CHAO, (NMN) | I | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER | NA | Control |
| KU, CHAO, (NMN) | I | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER | NA | Control |
| KU, CHAO, (NMN) | I | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| KU, CHAO, (NMN) | I | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER | NA | Control |
| KU, CHAO, (NMN) | I | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER | NA | Control |
| KU, CHAO, (NMN) | I | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER | NA | Control |
| MYERS, PETER, JAMES | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| MYERS, PETER, JAMES | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| MYERS, PETER, JAMES | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| YANG, XIAOYU, (NMN) | I | CHIEF STRATEGY OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| YANG, XIAOYU, (NMN) | I | HEAD OF BUSINESS DEVELOPMENT | NA | |
| YANG, XIAOYU, (NMN) | I | HEAD OF BUSINESS DEVELOPMENT | NA | |
| YANG, XIAOYU, (NMN) | I | HEAD OF BUSINESS DEVELOPMENT | NA | |
| CHIBI FINANCIALS, LLC | DE | OWNER | E | Control |
| CHIBI FINANCIALS, LLC | DE | OWNER | E | Control |
| CHIBI FINANCIALS, LLC | DE | OWNER | E | Control |
| CHIBI FINANCIALS, LLC | DE | OWNER | D | Control |
| CHIBI FINANCIALS, LLC | DE | OWNER | D | Control |
| CHIBI FINANCIALS, LLC | DE | OWNER | D | Control |
| CHIBI FINANCIALS, LLC | DE | OWNER | D | Control |
| CHIBI FINANCIALS, LLC | DE | OWNER | D | Control |
| CHIBI FINANCIALS, LLC | DE | OWNER | D | Control |
| HANSOM GROUP LIMITED | FE | OWNER | C | Control |
| HANSOM GROUP LIMITED | FE | OWNER | C | Control |
| HANSOM GROUP LIMITED | FE | OWNER | C | Control |
| HANSOM GROUP LIMITED | FE | OWNER | C | Control |
| HANSOM GROUP LIMITED | FE | OWNER | C | Control |
| HANSOM GROUP LIMITED | FE | OWNER | C | Control |
| REN, YUNZHI, (NMN) | I | CHIEF TECHNOLOGY OFFICER | B | Control |
| REN, YUNZHI, (NMN) | I | CHIEF TECHNOLOGY OFFICER | B | |
| REN, YUNZHI, (NMN) | I | CHIEF TECHNOLOGY OFFICER | B | Control |
| REN, YUNZHI, (NMN) | I | CHIEF TECHNOLOGY OFFICER | B | Control |
| REN, YUNZHI, (NMN) | I | CHIEF TECHNOLOGY OFFICER | B | Control |
| REN, YUNZHI, (NMN) | I | CHIEF TECHNOLOGY OFFICER | B | Control |
| REN, YUNZHI, (NMN) | I | CHIEF COMPLIANCE OFFICER | B | Control |
| REN, YUNZHI, (NMN) | I | CHIEF COMPLIANCE OFFICER | B | Control |
| REN, YUNZHI, (NMN) | I | CHIEF COMPLIANCE OFFICER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ZHOU, QINGZHI, (NMN) | I | HANSOM GROUP LIMITED | E | Control |
| ZHOU, QINGZHI, (NMN) | I | HANSOM GROUP LIMITED | E | Control |
| ZHOU, QINGZHI, (NMN) | I | HANSOM GROUP LIMITED | E | Control |
| ZHOU, QINGZHI, (NMN) | I | HANSOM GROUP LIMITED | E | Control |
| ZHOU, QINGZHI, (NMN) | I | HANSOM GROUP LIMITED | E | Control |
| ZHOU, QINGZHI, (NMN) | I | HANSOM GROUP LIMITED | E | Control |
| CHAO KU FAMILY TRUST | DE | CHIBI FINANCIALS, LLC | D | Control |
| CHAO KU FAMILY TRUST | DE | CHIBI FINANCIALS, LLC | D | Control |
| CHAO KU FAMILY TRUST | DE | CHIBI FINANCIALS, LLC | D | Control |
| CHAO KU FAMILY TRUST | DE | CHIBI FINANCIALS, LLC | D | Control |
| CHAO KU FAMILY TRUST | DE | CHIBI FINANCIALS, LLC | D | Control |
| CHAO KU FAMILY TRUST | DE | CHIBI FINANCIALS, LLC | D | Control |
| CHAO KU FAMILY TRUST | DE | CHIBI FINANCIALS, LLC | D | Control |
| CHAO KU FAMILY TRUST | DE | CHIBI FINANCIALS, LLC | D | Control |
| CHAO KU FAMILY TRUST | DE | CHIBI FINANCIALS, LLC | D | Control |
| KU, CHAO, (NMN) | I | CHIBI FINANCIALS, LLC | D | Control |
| KU, CHAO, (NMN) | I | CHIBI FINANCIALS, LLC | D | Control |
| KU, CHAO, (NMN) | I | CHIBI FINANCIALS, LLC | D | Control |
| KU, CHAO, (NMN) | I | CHIBI FINANCIALS, LLC | D | Control |
| KU, CHAO, (NMN) | I | CHIBI FINANCIALS, LLC | D | Control |
| KU, CHAO, (NMN) | I | CHIBI FINANCIALS, LLC | D | Control |
| KU, CHAO, (NMN) | I | CHIBI FINANCIALS, LLC | D | Control |
| KU, CHAO, (NMN) | I | CHIBI FINANCIALS, LLC | D | Control |
| KU, CHAO, (NMN) | I | CHIBI FINANCIALS, LLC | D | Control |
| YE, YUN, (NMN) | I | CHAO KU FAMILY TRUST | D | Control |
| YE, YUN, (NMN) | I | CHAO KU FAMILY TRUST | D | Control |
| YE, YUN, (NMN) | I | CHAO KU FAMILY TRUST | D | Control |
| YE, YUN, (NMN) | I | CHAO KU FAMILY TRUST | D | Control |
| YE, YUN, (NMN) | I | CHAO KU FAMILY TRUST | D | Control |
| YE, YUN, (NMN) | I | CHAO KU FAMILY TRUST | D | Control |
| YE, YUN, (NMN) | I | CHAO KU FAMILY TRUST | D | Control |
| YE, YUN, (NMN) | I | CHAO KU FAMILY TRUST | D | Control |
| YE, YUN, (NMN) | I | CHAO KU FAMILY TRUST | D | Control |
Registrations
Federal
ERA
Jan 2, 2018 REGISTERED
Address
51 JOHN F. KENNEDY PARKWAYSUITE 280
SHORT HILLS, NJ 07078
United States
Phone: 973-218-9830