RIVERBANC LLC
CRD #165849 SEC #801-77291 CHARLOTTE, NC 980-224-4181
SEC Registered Private Funds
Total AUM
$379.6M
Discretionary
$379.6M
Employees
12
Clients
--
Accounts
4
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DONLON, KEVIN, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DONLON, KEVIN, MICHAEL | I | MANAGING MEMBER | NA | Control |
| DONLON, KEVIN, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DONLON, KEVIN, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DONLON, KEVIN, MICHAEL | I | MANAGING MEMBER | NA | Control |
| DONLON, KEVIN, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DONLON, KEVIN, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HOGUE, STEPHEN, LAWRENCE | I | CHIEF OPERATING OFFICER | NA | Control |
| HOGUE, STEPHEN, LAWRENCE | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HOGUE, STEPHEN, LAWRENCE | I | CHIEF OPERATING OFFICER | NA | Control |
| HOGUE, STEPHEN, LAWRENCE | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HOGUE, STEPHEN, LAWRENCE | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HOGUE, STEPHEN, LAWRENCE | I | CHIEF OPERATING OFFICER | NA | Control |
| HOGUE, STEPHEN, LAWRENCE | I | CHIEF OPERATING OFFICER | NA | Control |
| HOGUE, STEPHEN, LAWRENCE | I | CHIEF OPERATING OFFICER | NA | Control |
| STILLER, EMILY, ARRINGTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STILLER, EMILY, ARRINGTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STILLER, EMILY, ARRINGTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STILLER, EMILY, ARRINGTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STILLER, EMILY, ARRINGTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEW YORK MORTGAGE FUNDING, LLC | DE | MEMBER | E | Control |
| DONLON FAMILY LLC | DE | MEMBER | D | Control |
| DONLON FAMILY LLC | DE | MEMBER | D | Control |
| DONLON FAMILY LLC | DE | MEMBER | D | Control |
| DONLON FAMILY LLC | DE | PRIMARY OWNER | D | Control |
| DONLON FAMILY LLC | DE | MEMBER | D | Control |
| DONLON FAMILY LLC | DE | MEMBER | D | Control |
| DONLON FAMILY LLC | DE | MEMBER | D | Control |
| HARVEST CAPITAL STRATEGIES | DE | MEMBER | B | |
| HARVEST CAPITAL STRATEGIES | DE | MINORITY OWNER | B | |
| HARVEST CAPITAL STRATEGIES | DE | MEMBER | B | |
| HYPOTHECA CAPITAL, LLC | DE | MEMBER | B | |
| HYPOTHECA CAPITAL, LLC | DE | MEMBER | B | |
| HYPOTHECA CAPITAL, LLC | DE | MEMBER | B | |
| HYPOTHECA CAPITAL, LLC | DE | MINORITY OWNER | B | |
| HYPOTHECA CAPITAL, LLC | DE | MEMBER | B | |
| HYPOTHECA CAPITAL, LLC | DE | MEMBER | B | |
| HYPOTHECA CAPITAL, LLC | DE | MEMBER | B | |
| JMP GROUP LLC | DE | MEMBER | B | |
| JMP GROUP LLC | DE | MEMBER | B | |
| JMP HOLDING LLC | DE | MEMBER | B | |
| JMP HOLDING LLC | DE | MEMBER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DONLON, KEVIN, MICHAEL | I | DONLON FAMILY LLC | E | Control |
| DONLON, KEVIN, MICHAEL | I | DONLON FAMILY LLC | E | Control |
| DONLON, KEVIN, MICHAEL | I | DONLON FAMILY LLC | E | Control |
| DONLON, KEVIN, MICHAEL | I | DONLON FAMILY LLC | E | Control |
| DONLON, KEVIN, MICHAEL | I | DONLON FAMILY LLC | E | Control |
| DONLON, KEVIN, MICHAEL | I | DONLON FAMILY LLC | E | Control |
| DONLON, KEVIN, MICHAEL | I | DONLON FAMILY LLC | E | Control |
| JMP GROUP INC. | DE | JMP GROUP LLC | E | Control |
| JMP GROUP INC. | DE | JMP HOLDING LLC | E | Control |
| JMP GROUP INC. | DE | JMP HOLDING LLC | E | Control |
| JMP GROUP LLC | DE | JMP GROUP INC. | E | Control |
| JMP GROUP LLC | DE | JMP GROUP INC. | E | Control |
| NEW YORK MORTGAGE TRUST, INC. | DE | HYPOTHECA CAPITAL, LLC | E | Control |
| NEW YORK MORTGAGE TRUST, INC. | DE | HYPOTHECA CAPITAL, LLC | E | Control |
| NEW YORK MORTGAGE TRUST, INC. | DE | NEW YORK MORTGAGE FUNDING, LLC | E | Control |
| NEW YORK MORTGAGE TRUST, INC. | DE | HYPOTHECA CAPITAL, LLC | E | Control |
Registrations
Federal
IA
Mar 30, 2016 REGISTERED
Notice Filings (1)
NC
Address
227 WEST TRADE STREETSUITE 900
CHARLOTTE, NC 28202-1725
United States
Phone: 980-224-4181