HARRIS & HARRIS GROUP, INC.
CRD #165936 SEC #801-77385 NEW YORK, NY 212-582-0900
SEC Registered
Total AUM
--
Discretionary
--
Employees
10
Clients
0
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2013
- Branch Offices
- --
- CIK (EDGAR)
- 893739
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDREEV, ALEXEI, A | I | MANAGING DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| ANDREEV, ALEXEI, A | I | MANAGING DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| AYRES, WARREN, DILLAWAY | I | DIRECTOR | NA | |
| AYRES, WARREN, DILLAWAY | I | DIRECTOR | NA | |
| BAUMAN, PHILLIP, A | I | DIRECTOR | NA | |
| BAUMAN, PHILLIP, A | I | DIRECTOR | NA | |
| BURNS, ROBERT, S | I | SENIOR VICE PRESIDENT | NA | Control |
| BURNS, ROBERT, S | I | SENIOR VICE PRESIDENT | NA | Control |
| EGAN, PATRICIA, N | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| EGAN, PATRICIA, N | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| FORMAN, SANDRA, MATRICK | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND CORPORATE SECRETARY | NA | Control |
| FORMAN, SANDRA, MATRICK | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| JAMISON, DOUGLAS, W | I | CHAIRMAN, BOARD OF DIRECTOR, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR | NA | Control |
| JAMISON, DOUGLAS, W | I | CHAIRMAN, BOARD OF DIRECTOR, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR | NA | Control |
| LANZA, LUCIO, L | I | DIRECTOR | NA | |
| LANZA, LUCIO, L | I | DIRECTOR | NA | |
| RAMSEY, CHARLES, E | I | DIRECTOR | NA | |
| RAMSEY, CHARLES, E | I | DIRECTOR | NA | |
| ROBERTS, JAMES, E | I | DIRECTOR | NA | |
| ROBERTS, JAMES, E | I | DIRECTOR | NA | |
| SHANLEY, RICHARD, P | I | DIRECTOR | NA | |
| SHANLEY, RICHARD, P | I | DIRECTOR | NA | |
| SHEWMAKER, BRUCE, WILLIAM | I | DIRECTOR | NA | |
| SHEWMAKER, BRUCE, WILLIAM | I | DIRECTOR | NA | |
| USHIO, MISTI | I | MANAGING DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| USHIO, MISTI | I | MANAGING DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WOLFE, DANIEL, B | I | PRESIDENT, CHIEF OPERATING OFFICER AND MANAGING DIRECTOR | NA | Control |
| WOLFE, DANIEL, B | I | PRESIDENT, CHIEF OPERATING OFFICER AND MANAGING DIRECTOR | NA | Control |
Registrations
Federal
IA
Mar 27, 2013 REGISTERED
Notice Filings (2)
CA NC
Address
1450 BROADWAY24TH FLOOR
NEW YORK, NY 10018
United States
Phone: 212-582-0900