VEST FINANCIAL LLC
CRD #165976 SEC #801-77463 MCLEAN, VA 855-979-6060
SEC Registered Private Funds
Total AUM
$39.3B
Discretionary
$39.3B
Employees
43
Clients
--
Accounts
145
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 8, 2025
- Branch Offices
- 0
- LEI
- 54930065C4IE3LI77S53
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BUBECK, KYLE, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| BUBECK, KYLE, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| BUBECK, KYLE, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| BUBECK, KYLE, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| BUBECK, KYLE, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| BUBECK, KYLE, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| BUBECK, KYLE, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| BUBECK, KYLE, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| BUBECK, KYLE, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| BUBECK, KYLE, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| BUBECK, KYLE, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| BUBECK, KYLE, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| BUBECK, KYLE, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| BUBECK, KYLE, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| BUBECK, KYLE, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| BUBECK, KYLE, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| BUBECK, KYLE, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| BUBECK, KYLE, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| BUBECK, KYLE, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| BUBECK, KYLE, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| BUBECK, KYLE, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| BUBECK, KYLE, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| BUBECK, KYLE, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHANG, JEFFERY, YI-BING | I | DIRECTOR | NA | Control |
| CHANG, JEFFERY, YI-BING | I | DIRECTOR | NA | Control |
| CHANG, JEFFERY, YI-BING | I | DIRECTOR | NA | Control |
| CHANG, JEFFERY, YI-BING | I | DIRECTOR | NA | Control |
| CHANG, JEFFERY, YI-BING | I | DIRECTOR | NA | Control |
| CHANG, JEFFERY, YI-BING | I | DIRECTOR | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | DIRECTOR | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, JEFFERY, YI-BING | I | PRESIDENT | NA | Control |
| CHANG, JEFFERY, YI-BING | I | PRESIDENT | NA | Control |
| CHANG, JEFFERY, YI-BING | I | PRESIDENT | NA | Control |
| CHANG, JEFFERY, YI-BING | I | PRESIDENT | NA | Control |
| CHANG, JEFFERY, YIBING | I | MANAGING DIRECTOR | NA | Control |
| CHANG, JEFFERY, YIBING | I | MANAGING DIRECTOR | NA | Control |
| CHANG, JEFFERY, YIBING | I | MANAGING DIRECTOR | NA | Control |
| CHANG, JEFFERY, YIBING | I | MANAGING DIRECTOR | NA | Control |
| CHANG, JEFFERY, YIBING | I | MANAGING DIRECTOR | NA | Control |
| CHANG, JEFFERY, YIBING | I | MANAGING DIRECTOR | NA | Control |
| CHANG, JEFFERY, YIBING | I | MANAGING DIRECTOR | NA | Control |
| Delaney, John, Murphy | I | CHIEF COMPLIANCE OFFICER | NA | |
| Delaney, John, Murphy | I | CHIEF COMPLIANCE OFFICER | NA | |
| Delaney, John, Murphy | I | CHIEF COMPLIANCE OFFICER | NA | |
| Delaney, John, Murphy | I | CHIEF COMPLIANCE OFFICER | NA | |
| Delaney, John, Murphy | I | CHIEF COMPLIANCE OFFICER | NA | |
| Delaney, John, Murphy | I | CHIEF COMPLIANCE OFFICER | NA | |
| Delaney, John, Murphy | I | CHIEF COMPLIANCE OFFICER | NA | |
| Delaney, John, Murphy | I | CHIEF COMPLIANCE OFFICER | NA | |
| Jencks, Thomas, Nathan | I | CHIEF FINANCIAL OFFICER | NA | |
| Jencks, Thomas, Nathan | I | CHIEF FINANCIAL OFFICER | NA | |
| Jencks, Thomas, Nathan | I | CHIEF FINANCIAL OFFICER | NA | |
| Jencks, Thomas, Nathan | I | CHIEF FINANCIAL OFFICER | NA | |
| Jencks, Thomas, Nathan | I | CHIEF FINANCIAL OFFICER | NA | |
| KUNG, SUNGLIAN WILLIAM | I | PRESIDENT | NA | Control |
| KUNG, SUNGLIAN WILLIAM | I | PRESIDENT | NA | Control |
| KUNG, SUNGLIAN WILLIAM | I | PRESIDENT | NA | Control |
| KUNG, SUNGLIAN WILLIAM | I | PRESIDENT | NA | Control |
| KUNG, SUNGLIAN WILLIAM | I | PRESIDENT | NA | Control |
| KUNG, SUNGLIAN WILLIAM | I | PRESIDENT | NA | Control |
| KUNG, SUNGLIAN WILLIAM | I | PRESIDENT | NA | Control |
| NEAMTZ, JOHN, STEVEN | I | CHIEF COMPLIANCE OFFICER AND PRESIDENT | NA | Control |
| NEAMTZ, JOHN, STEVEN | I | CHIEF COMPLIANCE OFFICER AND PRESIDENT | NA | Control |
| NEAMTZ, JOHN, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEAMTZ, JOHN, STEVEN | I | PRESIDENT | NA | Control |
| NEAMTZ, JOHN, STEVEN | I | CHIEF COMPLIANCE OFFICER AND PRESIDENT | NA | Control |
| NEAMTZ, JOHN, STEVEN | I | CHIEF COMPLIANCE OFFICER AND PRESIDENT | NA | Control |
| NEAMTZ, JOHN, STEVEN | I | CHIEF COMPLIANCE OFFICER AND PRESIDENT | NA | Control |
| NEAMTZ, JOHN, STEVEN | I | SENIOR MANAGING DIRECTOR | NA | |
| NEAMTZ, JOHN, STEVEN | I | SENIOR MANAGING DIRECTOR | NA | |
| NEAMTZ, JOHN, STEVEN | I | SENIOR MANAGING DIRECTOR | NA | |
| NEAMTZ, JOHN, STEVEN | I | SENIOR MANAGING DIRECTOR | NA | |
| NEAMTZ, JOHN, STEVEN | I | SENIOR MANAGING DIRECTOR | NA | |
| NEAMTZ, JOHN, STEVEN | I | MANAGING DIRECTOR | NA | |
| NEAMTZ, JOHN, STEVEN | I | MANAGING DIRECTOR | NA | |
| NEAMTZ, JOHN, STEVEN | I | MANAGING DIRECTOR | NA | |
| NEAMTZ, JOHN, STEVEN | I | MANAGING DIRECTOR | NA | |
| NEAMTZ, JOHN, STEVEN | I | MANAGING DIRECTOR | NA | |
| NEAMTZ, JOHN, STEVEN | I | MANAGING DIRECTOR | NA | |
| NEAMTZ, JOHN, STEVEN | I | MANAGING DIRECTOR | NA | |
| NEAMTZ, JOHN, STEVEN | I | MANAGING DIRECTOR | NA | |
| NEAMTZ, JOHN, STEVEN | I | MANAGING DIRECTOR | NA | |
| NEAMTZ, JOHN, STEVEN | I | MANAGING DIRECTOR | NA | |
| NEAMTZ, JOHN, STEVEN | I | MANAGING DIRECTOR | NA | |
| NEAMTZ, JOHN, STEVEN | I | MANAGING DIRECTOR | NA | |
| NEAMTZ, JOHN, STEVEN | I | MANAGING DIRECTOR | NA | |
| NEAMTZ, JOHN, STEVEN | I | MANAGING DIRECTOR | NA | |
| NEAMTZ, JOHN, STEVEN | I | MANAGING DIRECTOR | NA | |
| NEAMTZ, JOHN, STEVEN | I | MANAGING DIRECTOR | NA | |
| NEAMTZ, JOHN, STEVEN | I | MANAGING DIRECTOR | NA | |
| NEAMTZ, JOHN, STEVEN | I | MANAGING DIRECTOR | NA | |
| NEAMTZ, JOHN, STEVEN | I | MANAGING DIRECTOR | NA | |
| NEAMTZ, JOHN, STEVEN | I | MANAGING DIRECTOR | NA | |
| NEAMTZ, JOHN, STEVEN | I | MANAGING DIRECTOR | NA | |
| NEAMTZ, JOHN, STEVEN | I | MANAGING DIRECTOR | NA | |
| NEAMTZ, JOHN, STEVEN | I | MANAGING DIRECTOR | NA | |
| NEAMTZ, JOHN, STEVEN | I | MANAGING DIRECTOR | NA | |
| Rubin, Howard, Scott | I | MANAGING DIRECTOR | NA | |
| Rubin, Howard, Scott | I | MANAGING DIRECTOR | NA | |
| Rubin, Howard, Scott | I | MANAGING DIRECTOR | NA | |
| Rubin, Howard, Scott | I | MANAGING DIRECTOR | NA | |
| Rubin, Howard, Scott | I | MANAGING DIRECTOR | NA | |
| Rubin, Howard, Scott | I | MANAGING DIRECTOR | NA | |
| Rubin, Howard, Scott | I | MANAGING DIRECTOR | NA | |
| Rubin, Howard, Scott | I | MANAGING DIRECTOR | NA | |
| Rubin, Howard, Scott | I | MANAGING DIRECTOR | NA | |
| Rubin, Howard, Scott | I | MANAGING DIRECTOR | NA | |
| Rubin, Howard, Scott | I | MANAGING DIRECTOR | NA | |
| Rubin, Howard, Scott | I | MANAGING DIRECTOR | NA | |
| Rubin, Howard, Scott | I | MANAGING DIRECTOR | NA | |
| Rubin, Howard, Scott | I | MANAGING DIRECTOR | NA | |
| Rubin, Howard, Scott | I | MANAGING DIRECTOR | NA | |
| Rubin, Howard, Scott | I | MANAGING DIRECTOR | NA | |
| Rubin, Howard, Scott | I | MANAGING DIRECTOR | NA | |
| Rubin, Howard, Scott | I | MANAGING DIRECTOR | NA | |
| Rubin, Howard, Scott | I | MANAGING DIRECTOR | NA | |
| Rubin, Howard, Scott | I | MANAGING DIRECTOR | NA | |
| SOOD, KARAN | I | MANAGING DIRECTOR | NA | Control |
| SOOD, KARAN | I | MANAGING DIRECTOR | NA | Control |
| SOOD, KARAN | I | MANAGING DIRECTOR | NA | Control |
| SOOD, KARAN | I | MANAGING DIRECTOR | NA | Control |
| SOOD, KARAN | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SOOD, KARAN | I | MANAGING DIRECTOR | NA | Control |
| SOOD, KARAN | I | MANAGING DIRECTOR | NA | Control |
| SOOD, KARAN | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SOOD, KARAN | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SOOD, KARAN | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SOOD, KARAN | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SOOD, KARAN | I | MANAGING DIRECTOR | NA | Control |
| SOOD, KARAN | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | MANAGING DIRECTOR | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOOD, KARAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Sperlazza, Jeremy, Michael | I | CHIEF COMPLIANCE OFFICER | NA | |
| Sperlazza, Jeremy, Michael | I | CHIEF COMPLIANCE OFFICER | NA | |
| Sperlazza, Jeremy, Michael | I | CHIEF COMPLIANCE OFFICER | NA | |
| Sperlazza, Jeremy, Michael | I | CHIEF COMPLIANCE OFFICER | NA | |
| Sperlazza, Jeremy, Michael | I | CHIEF COMPLIANCE OFFICER | NA | |
| Sperlazza, Jeremy, Michael | I | CHIEF COMPLIANCE OFFICER | NA | |
| Sperlazza, Jeremy, Michael | I | CHIEF COMPLIANCE OFFICER | NA | |
| Sperlazza, Jeremy, Michael | I | CHIEF COMPLIANCE OFFICER | NA | |
| Sperlazza, Jeremy, Michael | I | CHIEF COMPLIANCE OFFICER | NA | |
| Sperlazza, Jeremy, Michael | I | CHIEF COMPLIANCE OFFICER; CHIEF LEGAL OFFICER | NA | |
| Sperlazza, Jeremy, Michael | I | CHIEF COMPLIANCE OFFICER; CHIEF LEGAL OFFICER | NA | |
| Sperlazza, Jeremy, Michael | I | CHIEF COMPLIANCE OFFICER; CHIEF LEGAL OFFICER | NA | |
| Sperlazza, Jeremy, Michael | I | CHIEF COMPLIANCE OFFICER; CHIEF LEGAL OFFICER | NA | |
| Sperlazza, Jeremy, Michael | I | CHIEF COMPLIANCE OFFICER; CHIEF LEGAL OFFICER | NA | |
| VEGAS, ALEJANDRO, JOSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VEGAS, ALEJANDRO, JOSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VEGAS, ALEJANDRO, JOSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VEGAS, ALEJANDRO, JOSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VEGAS, ALEJANDRO, JOSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VEGAS, ALEJANDRO, JOSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VEGAS, ALEJANDRO, JOSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VEGAS, ALEJANDRO, JOSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VEGAS, ALEJANDRO, JOSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VEGAS, ALEJANDRO, JOSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CBOE VEST GROUP INC | DE | SOLE MEMBER | E | Control |
| CBOE VEST GROUP INC | DE | SOLE MEMBER | E | Control |
| CBOE VEST GROUP INC | DE | SOLE MEMBER | E | Control |
| CBOE VEST GROUP INC | DE | SOLE MEMBER | E | Control |
| CBOE VEST GROUP INC | DE | SOLE MEMBER | E | Control |
| CBOE VEST GROUP INC | DE | SOLE MEMBER | E | Control |
| CBOE VEST GROUP INC | DE | SOLE MEMBER | E | Control |
| CBOE VEST GROUP INC | DE | SOLE MEMBER | E | Control |
| CBOE VEST GROUP INC | DE | SOLE MEMBER | E | Control |
| CBOE VEST GROUP INC | DE | SOLE MEMBER | E | Control |
| CBOE VEST GROUP INC | DE | SOLE MEMBER | E | Control |
| CBOE VEST GROUP INC | DE | SOLE MEMBER | E | Control |
| CBOE VEST GROUP INC | DE | SOLE MEMBER | E | Control |
| CBOE VEST GROUP INC | DE | SOLE MEMBER | E | Control |
| CBOE VEST GROUP INC | DE | SOLE MEMBER | E | Control |
| CBOE VEST GROUP INC | DE | SOLE MEMBER | E | Control |
| CBOE VEST GROUP INC | DE | SOLE MEMBER | E | Control |
| CBOE VEST GROUP INC | DE | SOLE MEMBER | E | Control |
| CBOE VEST GROUP INC | DE | SOLE MEMBER | E | Control |
| CBOE VEST GROUP INC | DE | SOLE MEMBER | E | Control |
| CBOE VEST GROUP INC | DE | SOLE MEMBER | E | Control |
| CBOE VEST GROUP INC | DE | SOLE MEMBER | E | Control |
| CBOE VEST GROUP INC | DE | SOLE MEMBER | E | Control |
| CONVEXCEL LLC | DE | SOLE MEMBER | E | Control |
| CONVEXCEL LLC | DE | SOLE MEMBER | E | Control |
| CONVEXCEL LLC | DE | SOLE MEMBER | E | Control |
| CONVEXCEL LLC | DE | SOLE MEMBER | E | Control |
| CONVEXCEL LLC | DE | SOLE MEMBER | E | Control |
| CONVEXCEL LLC | DE | SOLE MEMBER | E | Control |
| CONVEXCEL LLC | DE | SOLE MEMBER | E | Control |
| VEST FINANCIAL GROUP INC | DE | SOLE MEMBER | E | Control |
| VEST FINANCIAL GROUP INC | DE | SOLE MEMBER | E | Control |
| VEST FINANCIAL GROUP INC | DE | SOLE MEMBER | E | Control |
| VEST FINANCIAL GROUP INC | DE | SOLE MEMBER | E | Control |
| VEST FINANCIAL GROUP INC | DE | SOLE MEMBER | E | Control |
| VEST FINANCIAL GROUP INC | DE | SOLE MEMBER | E | Control |
| VEST FINANCIAL GROUP INC | DE | SOLE MEMBER | E | Control |
| VEST FINANCIAL GROUP INC | DE | SOLE MEMBER | E | Control |
| VEST FINANCIAL GROUP INC | DE | SOLE MEMBER | E | Control |
| VEST FINANCIAL GROUP INC | DE | SOLE MEMBER | E | Control |
| VEST FINANCIAL GROUP INC | DE | SOLE MEMBER | E | Control |
| VEST FINANCIAL GROUP INC | DE | SOLE MEMBER | E | Control |
| VEST FINANCIAL GROUP INC | DE | SOLE MEMBER | E | Control |
| VEST FINANCIAL GROUP INC | DE | SOLE MEMBER | E | Control |
| VEST FINANCIAL GROUP INC | DE | SOLE MEMBER | E | Control |
| VEST FINANCIAL GROUP INC | DE | SOLE MEMBER | E | Control |
| VEST FINANCIAL GROUP INC | DE | SOLE MEMBER | E | Control |
| VEST FINANCIAL GROUP INC | DE | SOLE MEMBER | E | Control |
| VEST FINANCIAL GROUP INC | DE | SOLE MEMBER | E | Control |
| VEST FINANCIAL GROUP INC | DE | SOLE MEMBER | E | Control |
| VEST FINANCIAL GROUP INC | DE | SOLE MEMBER | E | Control |
| VEST FINANCIAL GROUP INC | DE | SOLE MEMBER | E | Control |
| VEST FINANCIAL GROUP INC | DE | SOLE MEMBER | E | Control |
| VEST FINANCIAL GROUP INC | DE | SOLE MEMBER | E | Control |
| VEST FINANCIAL GROUP INC | DE | SOLE MEMBER | E | Control |
| VEST GROUP INC | DE | SOLE MEMBER | E | Control |
| VEST GROUP INC | DE | SOLE MEMBER | E | Control |
| VEST GROUP INC | DE | SOLE MEMBER | E | Control |
| VEST GROUP INC | DE | SOLE MEMBER | E | Control |
| VEST GROUP INC | DE | SOLE MEMBER | E | Control |
| VEST GROUP INC | DE | SOLE MEMBER | E | Control |
| VEST GROUP INC | DE | SOLE MEMBER | E | Control |
| VEST GROUP INC | DE | SOLE MEMBER | E | Control |
| VEST GROUP INC | DE | SOLE MEMBER | E | Control |
| VEST GROUP INC | DE | SOLE MEMBER | E | Control |
| VEST GROUP INC | DE | SOLE MEMBER | E | Control |
| VEST GROUP INC | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CHANG, JEFFERY, YIBING | I | CONVEXCEL LLC | F | Control |
| CHANG, JEFFERY, YIBING | I | CONVEXCEL LLC | F | Control |
| CHANG, JEFFERY, YIBING | I | CONVEXCEL LLC | F | Control |
| CHANG, JEFFERY, YIBING | I | CONVEXCEL LLC | F | Control |
| CHANG, JEFFERY, YIBING | I | CONVEXCEL LLC | F | Control |
| CHANG, JEFFERY, YIBING | I | CONVEXCEL LLC | F | Control |
| CHANG, JEFFERY, YIBING | I | CONVEXCEL LLC | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST CAPITAL PARTNERS, LLC | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST CAPITAL PARTNERS, LLC | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST CAPITAL PARTNERS, LLC | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST CAPITAL PARTNERS, LLC | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST CAPITAL PARTNERS, LLC | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST CAPITAL PARTNERS, LLC | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST CAPITAL PARTNERS, LLC | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST CAPITAL PARTNERS, LLC | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE, L.P. | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST CAPITAL PARTNERS, LLC | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE, L.P. | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE, L.P. | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST CAPITAL PARTNERS, LLC | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE, L.P. | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST CAPITAL PARTNERS, LLC | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE, L.P. | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST CAPITAL PARTNERS, LLC | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE, L.P. | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST CAPITAL PARTNERS, LLC | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE, L.P. | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST CAPITAL PARTNERS, LLC | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE, L.P. | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST CAPITAL PARTNERS, LLC | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE, L.P. | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST CAPITAL PARTNERS, LLC | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE, L.P. | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST CAPITAL PARTNERS, LLC | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE, L.P. | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST CAPITAL PARTNERS, LLC | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE, L.P. | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST CAPITAL PARTNERS, LLC | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE, L.P. | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST CAPITAL PARTNERS, LLC | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE, L.P. | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST CAPITAL PARTNERS, LLC | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE, L.P. | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST CAPITAL PARTNERS, LLC | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE, L.P. | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST CAPITAL PARTNERS, LLC | F | Control |
| VANBRACKLE, TONY | I | CONVEXCEL LLC | F | Control |
| VANBRACKLE, TONY | I | CONVEXCEL LLC | F | Control |
| VANBRACKLE, TONY | I | CONVEXCEL LLC | F | Control |
| VANBRACKLE, TONY | I | CONVEXCEL LLC | F | Control |
| VANBRACKLE, TONY | I | CONVEXCEL LLC | F | Control |
| VANBRACKLE, TONY | I | CONVEXCEL LLC | F | Control |
| VANBRACKLE, TONY | I | CONVEXCEL LLC | F | Control |
| AJM VENTURES, LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES, LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES, LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES, LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES, LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES, LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES, LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES, LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES, LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES, LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES, LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES, LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES, LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES, LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES, LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES, LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES, LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES, LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES, LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES, LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES, LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES, LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES, LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES, LLC | DE | THE CHARGER CORPORATION | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES, LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES, LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES, LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES, LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES, LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES, LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES, LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES, LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES, LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES, LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES, LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES, LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES, LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES, LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES, LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES, LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES, LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES, LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES, LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES, LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES, LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES, LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES, LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES, LLC | E | Control |
| CBOE HOLDINGS, INC. | DE | CBOE VEST, LLC | E | Control |
| CBOE HOLDINGS, INC. | DE | CBOE VEST, LLC | E | Control |
| CBOE HOLDINGS, INC. | DE | CBOE VEST, LLC | E | Control |
| CBOE HOLDINGS, INC. | DE | CBOE VEST, LLC | E | Control |
| CBOE HOLDINGS, INC. | DE | CBOE VEST, LLC | E | Control |
| CBOE HOLDINGS, INC. | DE | CBOE VEST, LLC | E | Control |
| CBOE HOLDINGS, INC. | DE | CBOE VEST, LLC | E | Control |
| CBOE HOLDINGS, INC. | DE | CBOE VEST, LLC | E | Control |
| CBOE HOLDINGS, INC. | DE | CBOE VEST, LLC | E | Control |
| CBOE HOLDINGS, INC. | DE | CBOE VEST, LLC | E | Control |
| CBOE HOLDINGS, INC. | DE | CBOE VEST, LLC | E | Control |
| CBOE HOLDINGS, INC. | DE | CBOE VEST, LLC | E | Control |
| CBOE HOLDINGS, INC. | DE | CBOE VEST, LLC | E | Control |
| CBOE HOLDINGS, INC. | DE | CBOE VEST, LLC | E | Control |
| CBOE HOLDINGS, INC. | DE | CBOE VEST, LLC | E | Control |
| CBOE HOLDINGS, INC. | DE | CBOE VEST, LLC | E | Control |
| CBOE HOLDINGS, INC. | DE | CBOE VEST, LLC | E | Control |
| CBOE HOLDINGS, INC. | DE | CBOE VEST, LLC | E | Control |
| CBOE HOLDINGS, INC. | DE | CBOE VEST, LLC | E | Control |
| CBOE HOLDINGS, INC. | DE | CBOE VEST, LLC | E | Control |
| CBOE HOLDINGS, INC. | DE | CBOE VEST, LLC | E | Control |
| CBOE HOLDINGS, INC. | DE | CBOE VEST, LLC | E | Control |
| CBOE HOLDINGS, INC. | DE | CBOE VEST, LLC | E | Control |
| CBOE HOLDINGS, INC. | DE | CBOE VEST, LLC | E | Control |
| GRACE PARTNERS OF DUPAGE, L.P. | DE | FIRST TRUST CAPITAL PARTNERS, LLC | E | Control |
| GRACE PARTNERS OF DUPAGE, L.P. | DE | FIRST TRUST CAPITAL PARTNERS, LLC | E | Control |
| GRACE PARTNERS OF DUPAGE, L.P. | DE | FIRST TRUST CAPITAL PARTNERS, LLC | E | Control |
| GRACE PARTNERS OF DUPAGE, L.P. | DE | FIRST TRUST CAPITAL PARTNERS, LLC | E | Control |
| GRACE PARTNERS OF DUPAGE, L.P. | DE | FIRST TRUST CAPITAL PARTNERS, LLC | E | Control |
| GRACE PARTNERS OF DUPAGE, L.P. | DE | FIRST TRUST CAPITAL PARTNERS, LLC | E | Control |
| GRACE PARTNERS OF DUPAGE, L.P. | DE | FIRST TRUST CAPITAL PARTNERS, LLC | E | Control |
| GRACE PARTNERS OF DUPAGE, L.P. | DE | FIRST TRUST CAPITAL PARTNERS, LLC | E | Control |
| GRACE PARTNERS OF DUPAGE, L.P. | DE | FIRST TRUST CAPITAL PARTNERS, LLC | E | Control |
| GRACE PARTNERS OF DUPAGE, L.P. | DE | FIRST TRUST CAPITAL PARTNERS, LLC | E | Control |
| GRACE PARTNERS OF DUPAGE, L.P. | DE | FIRST TRUST CAPITAL PARTNERS, LLC | E | Control |
| GRACE PARTNERS OF DUPAGE, L.P. | DE | FIRST TRUST CAPITAL PARTNERS, LLC | E | Control |
| GRACE PARTNERS OF DUPAGE, L.P. | DE | FIRST TRUST CAPITAL PARTNERS, LLC | E | Control |
| GRACE PARTNERS OF DUPAGE, L.P. | DE | FIRST TRUST CAPITAL PARTNERS, LLC | E | Control |
| GRACE PARTNERS OF DUPAGE, L.P. | DE | FIRST TRUST CAPITAL PARTNERS, LLC | E | Control |
| GRACE PARTNERS OF DUPAGE, L.P. | DE | FIRST TRUST CAPITAL PARTNERS, LLC | E | Control |
| GRACE PARTNERS OF DUPAGE, L.P. | DE | FIRST TRUST CAPITAL PARTNERS, LLC | E | Control |
| GRACE PARTNERS OF DUPAGE, L.P. | DE | FIRST TRUST CAPITAL PARTNERS, LLC | E | Control |
| GRACE PARTNERS OF DUPAGE, L.P. | DE | FIRST TRUST CAPITAL PARTNERS, LLC | E | Control |
| GRACE PARTNERS OF DUPAGE, L.P. | DE | FIRST TRUST CAPITAL PARTNERS, LLC | E | Control |
| GRACE PARTNERS OF DUPAGE, L.P. | DE | FIRST TRUST CAPITAL PARTNERS, LLC | E | Control |
| GRACE PARTNERS OF DUPAGE, L.P. | DE | FIRST TRUST CAPITAL PARTNERS, LLC | E | Control |
| GRACE PARTNERS OF DUPAGE, L.P. | DE | FIRST TRUST CAPITAL PARTNERS, LLC | E | Control |
| GRACE PARTNERS OF DUPAGE, L.P. | DE | FIRST TRUST CAPITAL PARTNERS, LLC | E | Control |
| CBOE VEST, LLC | DE | VEST FINANCIAL GROUP INC. | D | Control |
| CBOE VEST, LLC | DE | VEST FINANCIAL GROUP INC. | D | Control |
| CBOE VEST, LLC | DE | VEST FINANCIAL GROUP INC. | D | Control |
| CBOE VEST, LLC | DE | VEST FINANCIAL GROUP INC. | D | Control |
| CBOE VEST, LLC | DE | VEST FINANCIAL GROUP INC. | D | Control |
| CBOE VEST, LLC | DE | VEST FINANCIAL GROUP INC. | D | Control |
| CBOE VEST, LLC | DE | VEST FINANCIAL GROUP INC. | D | Control |
| CBOE VEST, LLC | DE | VEST FINANCIAL GROUP INC. | D | Control |
| CBOE VEST, LLC | DE | VEST FINANCIAL GROUP INC. | D | Control |
| CBOE VEST, LLC | DE | VEST FINANCIAL GROUP INC. | D | Control |
| CBOE VEST, LLC | DE | VEST FINANCIAL GROUP INC. | D | Control |
| CBOE VEST, LLC | DE | VEST FINANCIAL GROUP INC. | D | Control |
| CBOE VEST, LLC | DE | VEST FINANCIAL GROUP INC. | D | Control |
| CBOE VEST, LLC | DE | VEST FINANCIAL GROUP INC. | D | Control |
| CBOE VEST, LLC | DE | VEST FINANCIAL GROUP INC. | D | Control |
| CBOE VEST, LLC | DE | VEST FINANCIAL GROUP INC. | D | Control |
| CBOE VEST, LLC | DE | VEST FINANCIAL GROUP INC. | D | Control |
| CBOE VEST, LLC | DE | VEST FINANCIAL GROUP INC. | D | Control |
| CBOE VEST, LLC | DE | VEST FINANCIAL GROUP INC. | D | Control |
| CBOE VEST, LLC | DE | VEST FINANCIAL GROUP INC. | D | Control |
| CBOE VEST, LLC | DE | VEST FINANCIAL GROUP INC. | D | Control |
| CBOE VEST, LLC | DE | VEST FINANCIAL GROUP INC. | D | Control |
| CBOE VEST, LLC | DE | VEST FINANCIAL GROUP INC. | D | Control |
| CBOE VEST, LLC | DE | VEST FINANCIAL GROUP INC. | D | Control |
| SOOD, KARAN | I | CONVEXCEL LLC | D | Control |
| SOOD, KARAN | I | CONVEXCEL LLC | D | Control |
| SOOD, KARAN | I | CONVEXCEL LLC | D | Control |
| SOOD, KARAN | I | CONVEXCEL LLC | D | Control |
| SOOD, KARAN | I | CONVEXCEL LLC | D | Control |
| SOOD, KARAN | I | CONVEXCEL LLC | D | Control |
| SOOD, KARAN | I | CONVEXCEL LLC | D | Control |
| FIRST TRUST CAPITAL PARTNERS, LLC | DE | CBOE VEST GROUP INC | C | Control |
| FIRST TRUST CAPITAL PARTNERS, LLC | DE | CBOE VEST GROUP INC | C | Control |
| FIRST TRUST CAPITAL PARTNERS, LLC | DE | CBOE VEST GROUP INC | C | Control |
| FIRST TRUST CAPITAL PARTNERS, LLC | DE | CBOE VEST GROUP INC | C | Control |
| FIRST TRUST CAPITAL PARTNERS, LLC | DE | CBOE VEST GROUP INC | C | Control |
| FIRST TRUST CAPITAL PARTNERS, LLC | DE | CBOE VEST GROUP INC | C | Control |
| FIRST TRUST CAPITAL PARTNERS, LLC | DE | CBOE VEST GROUP INC | C | Control |
| FIRST TRUST CAPITAL PARTNERS, LLC | DE | CBOE VEST GROUP INC | C | Control |
| FIRST TRUST CAPITAL PARTNERS, LLC | DE | CBOE VEST GROUP INC | C | Control |
| FIRST TRUST CAPITAL PARTNERS, LLC | DE | CBOE VEST GROUP INC | C | Control |
| FIRST TRUST CAPITAL PARTNERS, LLC | DE | CBOE VEST GROUP INC | C | Control |
| FIRST TRUST CAPITAL PARTNERS, LLC | DE | CBOE VEST GROUP INC | C | Control |
| FIRST TRUST CAPITAL PARTNERS, LLC | DE | CBOE VEST GROUP INC | C | Control |
| FIRST TRUST CAPITAL PARTNERS, LLC | DE | CBOE VEST GROUP INC | C | Control |
| FIRST TRUST CAPITAL PARTNERS, LLC | DE | CBOE VEST GROUP INC | C | Control |
| FIRST TRUST CAPITAL PARTNERS, LLC | DE | CBOE VEST GROUP INC | C | Control |
| FIRST TRUST CAPITAL PARTNERS, LLC | DE | CBOE VEST GROUP INC | C | Control |
| FIRST TRUST CAPITAL PARTNERS, LLC | DE | VEST GROUP INC | C | Control |
| FIRST TRUST CAPITAL PARTNERS, LLC | DE | VEST GROUP INC | C | Control |
| FIRST TRUST CAPITAL PARTNERS, LLC | DE | VEST GROUP INC | C | Control |
| FIRST TRUST CAPITAL PARTNERS, LLC | DE | VEST GROUP INC | C | Control |
| FIRST TRUST CAPITAL PARTNERS, LLC | DE | VEST GROUP INC | C | Control |
| FIRST TRUST CAPITAL PARTNERS, LLC | DE | VEST GROUP INC | C | Control |
| FIRST TRUST CAPITAL PARTNERS, LLC | DE | VEST GROUP INC | C | Control |
| SOOD, KARAN | I | VEST FINANCIAL GROUP INC | C | Control |
| SOOD, KARAN | I | VEST FINANCIAL GROUP INC | C | Control |
| SOOD, KARAN | I | VEST FINANCIAL GROUP INC | C | Control |
| SOOD, KARAN | I | VEST FINANCIAL GROUP INC | C | Control |
| SOOD, KARAN | I | VEST FINANCIAL GROUP INC | C | Control |
| SOOD, KARAN | I | VEST FINANCIAL GROUP INC | C | Control |
| SOOD, KARAN | I | VEST FINANCIAL GROUP INC | C | Control |
Registrations
Federal
IA
Dec 8, 2025 REGISTERED
Notice Filings (10)
AZ CA CO CT IL MA MD SC TN VA
Address
8350 BROAD STSUITE 240
MCLEAN, VA 22102-5150
United States
Phone: 855-979-6060