RIA Intelligence

PATHWAY FINANCIAL ADVISERS, LLC

CRD #166237 SEC #801-80650 AUBURN, IN 260-925-2887
SEC Registered
Total AUM
$442.8M
Discretionary
$442.8M
Employees
8
Clients
10
Accounts
1,690

Firm Details

Organization Type
Limited Liability Company
State of Formation
Indiana
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 14, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
POST, STEVEN, EIMANAGING MEMBER - CCOE Control
POST, STEVEN, EIMANAGING MEMBER - CCOE Control
POST, STEVEN, EIMANAGING MEMBER - CCOE Control
POST, STEVEN, EIMANAGING MEMBER - CCOE Control
GRIMM, JOELIOWNERD Control
GRIMM, JOELIOWNERD Control
GRIMM, JOELIOWNERD Control
GRIMM, JOELIOWNERD Control
GRIMM, JOELIOWNERD Control
GRIMM, JOELIOWNERD Control
GRIMM, JOELIOWNERD Control
GRIMM, JOELIOWNERD Control
GRIMM, JOELIOWNERD Control
GRIMM, JOELIOWNERD Control
POST, STEVEN, EIMANAGING MEMBER - CCOD Control
POST, STEVEN, EIMANAGING MEMBER - CCOD Control
POST, STEVEN, EIMANAGING MEMBER - CCOD Control
POST, STEVEN, EIMANAGING MEMBER - CCOD Control
POST, STEVEN, EIMANAGING MEMBER - CCOD Control
POST, STEVEN, EIMANAGING MEMBER - CCOD Control
POST, STEVEN, EIMANAGING MEMBER - CCOD Control
POST, STEVEN, EIMANAGING MEMBER - CCOD Control
POST, STEVEN, EIMANAGING MEMBER - CCOD Control
POST, STEVEN, EIMANAGING MEMBER - CCOD Control
GRIMM, JOELIOWNERC Control
GRIMM, JOELIOWNERC Control
GRIMM, JOELIOWNERC Control
GRIMM, JOELIOWNERC Control
GRIMM, JOELIOWNERC Control
GRIMM, JOELIOWNERC Control
GRIMM, JOELIOWNERC Control
GRIMM, JOELIOWNERC Control
GRIMM, JOELIOWNERC Control
GRIMM, JOEL, MATTHEWIOWNERC Control
GRIMM, JOEL, MATTHEWIOWNERC Control
GRIMM, JOEL, MATTHEWIOWNERC Control
GRIMM, JOEL, MATTHEWIOWNERC Control
GRIMM, JOEL, MATTHEWIOWNERC Control
GRIMM, JOEL, MATTHEWIOWNERC Control
GRIMM, JOEL, MATTHEWIMEMBER AND INVESTMENT ADVISERC Control
GRIMM, JOEL, MATTHEWIMEMBER AND INVESTMENT ADVISERC Control
GRIMM, JOEL, MATTHEWIMEMBER AND INVESTMENT ADVISERC Control
POST, STEVEN, EIMANAGING MEMBER - CCOC Control
POST, STEVEN, EIMANAGING MEMBER - CCOC Control
POST, STEVEN, EIMANAGING MEMBER - CCOC Control
POST, STEVEN, EIMANAGING MEMBER - CCOC Control
POST, STEVEN, EIMANAGING MEMBER - CCOC Control
POST, STEVEN, EIMANAGING MEMBER - CCOC Control
POST, STEVEN, EIMANAGING MEMBER - CCOC Control
POST, STEVEN, EIMANAGING MEMBERC Control
POST, STEVEN, EIMANAGING MEMBERC Control
POST, STEVEN, ERICIMANAGING MEMBERC Control
POST, STEVEN, ERICIMANAGING MEMBERC Control
POST, STEVEN, ERICIMANAGING MEMBERC Control
POST, STEVEN, ERICIMANAGING MEMBERC Control
POST, STEVEN, ERICICHIEF INFORMATION OFFICERC Control
POST, STEVEN, ERICICHIEF INFORMATION OFFICERC Control
POST, STEVEN, ERICIMANAGING MEMBER, CHIEF INVESTMENT OFFICER AND INVESTMENT ADVISERC Control
POST, STEVEN, ERICIMANAGING MEMBER, CHIEF INVESTMENT OFFICER AND INVESTMENT ADVISERC Control
POST, STEVEN, ERICIMANAGING MEMBER, CHIEF INVESTMENT OFFICER AND INVESTMENT ADVISERC Control
Tracey, David, ReynoldsIMEMBERC Control
Tracey, David, ReynoldsIMEMBERC Control
Tracey, David, ReynoldsIMEMBERC Control
Tracey, David, ReynoldsIMEMBERC Control
Tracey, David, ReynoldsIMEMBERC Control
Tracey, David, ReynoldsIMEMBERC Control
Tracey, David, ReynoldsIMEMBERC Control
Tracey, David, ReynoldsICHIEF COMPLIANCE OFFICERC Control
Tracey, David, ReynoldsICHIEF COMPLIANCE OFFICERC Control
Tracey, David, ReynoldsICHIEF COMPLIANCE OFFICERC Control
Tracey, David, ReynoldsICHIEF COMPLIANCE OFFICERC Control
Tracey, David, ReynoldsICHIEF COMPLIANCE OFFICERC Control
Tracey, David, ReynoldsICHIEF COMPLIANCE OFFICERC Control
Tracey, David, ReynoldsICHIEF COMPLIANCE OFFICERC Control
Tracey, David, ReynoldsICHIEF COMPLIANCE OFFICERC Control
Tracey, David, ReynoldsIMEMBER, CHIEF COMPLIANCE OFFICER AND INVESTMENT ADVISERC Control
Tracey, David, ReynoldsIMEMBER, CHIEF COMPLIANCE OFFICER AND INVESTMENT ADVISERC Control
Tracey, David, ReynoldsIMEMBER AND INVESTMENT ADVISERC Control
Mutton, Erin, LeeIMEMBER, CHIEF COMPLIANCE OFFICER AND INVESTMENT ADVISERB Control

Registrations

Federal

IA
Feb 14, 2025 REGISTERED

Notice Filings (7)

FL IN MI NC NH OH TX

Address

4571 COUNTY ROAD 35
AUBURN, IN 46706
United States
Phone: 260-925-2887