STONECASTLE ASSET MANAGEMENT, LLC

CRD #166252 SEC #801-77433 NEW YORK, NY 212-354-6500

SEC Registered

Total AUM

$7.5M

Discretionary

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 31, 2025
Branch Offices: 0
LEI: 254900S2PO2TAWBIB667

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
FARRELL, PATRICK, JOSEPH	I	CHIEF FINANCIAL OFFICER	NA	Control
FARRELL, PATRICK, JOSEPH	I	CHIEF FINANCIAL OFFICER	NA	Control
FARRELL, PATRICK, JOSEPH	I	CHIEF FINANCIAL OFFICER	NA	Control
FARRELL, PATRICK, JOSEPH	I	CHIEF FINANCIAL OFFICER	NA	Control
FARRELL, PATRICK, JOSEPH	I	CHIEF FINANCIAL OFFICER	NA	Control
FARRELL, PATRICK, JOSEPH	I	CHIEF FINANCIAL OFFICER	NA	Control
FARRELL, PATRICK, JOSEPH	I	CHIEF FINANCIAL OFFICER	NA	Control
FARRELL, PATRICK, JOSEPH	I	CHIEF FINANCIAL OFFICER	NA	Control
FARRELL, PATRICK, JOSEPH	I	CHIEF FINANCIAL OFFICER	NA	Control
FARRELL, PATRICK, JOSEPH	I	CHIEF FINANCIAL OFFICER	NA	Control
FARRELL, PATRICK, JOSEPH	I	CHIEF FINANCIAL OFFICER	NA	Control
FARRELL, PATRICK, JOSEPH	I	CHIEF FINANCIAL OFFICER	NA	Control
FARRELL, PATRICK, JOSEPH	I	CHIEF FINANCIAL OFFICER	NA	Control
FARRELL, PATRICK, JOSEPH	I	CHIEF FINANCIAL OFFICER	NA	Control
FARRELL, PATRICK, JOSEPH	I	CHIEF FINANCIAL OFFICER	NA	Control
MAYERS, MATTHEW, REUBEN	I	CCO	NA	Control
MAYERS, MATTHEW, REUBEN	I	CCO	NA	Control
MAYERS, MATTHEW, REUBEN	I	MEMBER	NA
MAYERS, MATTHEW, REUBEN	I	MEMBER	NA
MINOR, ERIK, ANDRE	I	CCO	NA	Control
MINOR, ERIK, ANDRE	I	CCO	NA	Control
MINOR, ERIK, ANDRE	I	COO	NA	Control
SCHATTEN, RACHEL, NACHAS	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHATTEN, RACHEL, NACHAS	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHATTEN, RACHEL, NACHAS	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHATTEN, RACHEL, NACHAS	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHATTEN, RACHEL, NACHAS	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHATTEN, RACHEL, NACHAS	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHATTEN, RACHEL, NACHAS	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHATTEN, RACHEL, NACHAS	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHATTEN, RACHEL, NACHAS	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHATTEN, RACHEL, NACHAS	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHATTEN, RACHEL, NACHAS	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHATTEN, RACHEL, NACHAS	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHATTEN, RACHEL, NACHAS	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHATTEN, RACHEL, NACHAS	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHATTEN, RACHEL, NACHAS	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHATTEN, RACHEL, NACHAS	I	CHIEF COMPLIANCE OFFICER	NA	Control
SHILOWITZ, GEORGE	I	OFFICER	NA	Control
SHILOWITZ, GEORGE	I	OFFICER	NA	Control
SHILOWITZ, GEORGE	I	OFFICER	NA	Control
SHILOWITZ, GEORGE	I	OFFICER	NA	Control
SHILOWITZ, GEORGE	I	OFFICER	NA	Control
SHILOWITZ, GEORGE	I	OFFICER	NA	Control
SHILOWITZ, GEORGE	I	OFFICER	NA	Control
SHILOWITZ, GEORGE	I	OFFICER	NA	Control
SHILOWITZ, GEORGE	I	OFFICER	NA	Control
SHILOWITZ, GEORGE	I	OFFICER	NA	Control
SHILOWITZ, GEORGE	I	OFFICER	NA	Control
SHILOWITZ, GEORGE	I	OFFICER	NA	Control
SHILOWITZ, GEORGE	I	OFFICER	NA	Control
SHILOWITZ, GEORGE	I	OFFICER	NA	Control
SHILOWITZ, GEORGE	I	OFFICER	NA	Control
SHILOWITZ, GEORGE	I	OFFICER	NA	Control
SHILOWITZ, GEORGE	I	OFFICER	NA	Control
SHILOWITZ, GEORGE	I	OFFICER	NA	Control
SHILOWITZ, GEORGE	I	OFFICER	NA	Control
SHILOWITZ, GEORGE	I	OFFICER	NA	Control
SIEGEL, JOSHUA, STUART	I	OFFICER	NA	Control
SIEGEL, JOSHUA, STUART	I	OFFICER	NA	Control
SIEGEL, JOSHUA, STUART	I	OFFICER	NA	Control
SIEGEL, JOSHUA, STUART	I	OFFICER	NA	Control
SIEGEL, JOSHUA, STUART	I	OFFICER	NA	Control
SIEGEL, JOSHUA, STUART	I	OFFICER	NA	Control
SIEGEL, JOSHUA, STUART	I	OFFICER	NA	Control
SIEGEL, JOSHUA, STUART	I	OFFICER	NA	Control
SIEGEL, JOSHUA, STUART	I	OFFICER	NA	Control
SIEGEL, JOSHUA, STUART	I	OFFICER	NA	Control
SIEGEL, JOSHUA, STUART	I	OFFICER	NA	Control
SIEGEL, JOSHUA, STUART	I	OFFICER	NA	Control
SIEGEL, JOSHUA, STUART	I	OFFICER	NA	Control
SIEGEL, JOSHUA, STUART	I	OFFICER	NA	Control
SIEGEL, JOSHUA, STUART	I	OFFICER	NA	Control
SIEGEL, JOSHUA, STUART	I	OFFICER	NA	Control
SIEGEL, JOSHUA, STUART	I	OFFICER	NA	Control
SIEGEL, JOSHUA, STUART	I	OFFICER	NA	Control
SIEGEL, JOSHUA, STUART	I	OFFICER	NA	Control
SIEGEL, JOSHUA, STUART	I	OFFICER	NA	Control
STONECASTLE ADVISORY SERVICES, LLC	DE	SOLE MEMBER	E	Control
STONECASTLE ADVISORY SERVICES, LLC	DE	SOLE MEMBER	E	Control
STONECASTLE ADVISORY SERVICES, LLC	DE	SOLE MEMBER	E	Control
STONECASTLE ADVISORY SERVICES, LLC	DE	SOLE MEMBER	E	Control
STONECASTLE ADVISORY SERVICES, LLC	DE	SOLE MEMBER	E	Control
STONECASTLE ADVISORY SERVICES, LLC	DE	SOLE MEMBER	E	Control
STONECASTLE ADVISORY SERVICES, LLC	DE	SOLE MEMBER	E	Control
STONECASTLE ADVISORY SERVICES, LLC	DE	SOLE MEMBER	E	Control
STONECASTLE ADVISORY SERVICES, LLC	DE	SOLE MEMBER	E	Control
STONECASTLE PARTNERS, LLC	DE	OWNER	E	Control
STONECASTLE PARTNERS, LLC	DE	OWNER	E	Control
STONECASTLE PARTNERS, LLC	DE	MANAGING MEMBER	E	Control
STONECASTLE PARTNERS, LLC	DE	MANAGING MEMBER	E	Control
STONECASTLE PARTNERS, LLC	DE	MANAGING MEMBER	E	Control
STONECASTLE PARTNERS, LLC	DE	MANAGING MEMBER	E	Control
STONECASTLE PARTNERS, LLC	DE	MANAGING MEMBER	E	Control
STONECASTLE PARTNERS, LLC	DE	MANAGING MEMBER	E	Control
STONECASTLE PARTNERS, LLC	DE	MANAGING MEMBER	E	Control
STONECASTLE PARTNERS, LLC	DE	MANAGING MEMBER	E	Control
STONECASTLE PARTNERS, LLC	DE	MANAGING MEMBER	E	Control
STONECASTLE PARTNERS, LLC	DE	MANAGING MEMBER	E	Control
MAYERS, MATTHEW, REUBEN	I	CCO	B	Control
SHILOWITZ, GEORGE	I	OFFICER	B	Control
SIEGEL, JOSHUA, STUART	I	OFFICER	B	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
STONECASTLE HOLDINGS, LLC	DE	STONECASTLE ADVISORY SERVICES, LLC	E	Control
STONECASTLE HOLDINGS, LLC	DE	STONECASTLE ADVISORY SERVICES, LLC	E	Control
STONECASTLE HOLDINGS, LLC	DE	STONECASTLE ADVISORY SERVICES, LLC	E	Control
STONECASTLE HOLDINGS, LLC	DE	STONECASTLE ADVISORY SERVICES, LLC	E	Control
STONECASTLE PARTNERS, LLC	DE	STONECASTLE HOLDINGS, LLC	E	Control
STONECASTLE PARTNERS, LLC	DE	STONECASTLE HOLDINGS, LLC	E	Control
STONECASTLE PARTNERS, LLC	DE	STONECASTLE HOLDINGS, LLC	E	Control
STONECASTLE PARTNERS, LLC	DE	STONECASTLE HOLDINGS, LLC	E	Control
STONECASTLE PARTNERS, LLC	DE	STONECASTLE ADVISORY SERVICES, LLC	E	Control
STONECASTLE PARTNERS, LLC	DE	STONECASTLE ADVISORY SERVICES, LLC	E	Control
STONECASTLE PARTNERS, LLC	DE	STONECASTLE ADVISORY SERVICES, LLC	E	Control
STONECASTLE PARTNERS, LLC	DE	STONECASTLE ADVISORY SERVICES, LLC	E	Control
CHARLESBANK EQUITY PARTNERS VI, LP	DE	STONECASTLE PARTNERS, LLC	C	Control
CHARLESBANK EQUITY PARTNERS VI, LP	DE	STONECASTLE PARTNERS, LLC	C	Control
CHARLESBANK EQUITY PARTNERS VI, LP	DE	STONECASTLE PARTNERS, LLC	C	Control
CHARLESBANK EQUITY PARTNERS VI, LP	DE	STONECASTLE PARTNERS, LLC	C	Control
CHARLESBANK EQUITY PARTNERS VI, LP	DE	STONECASTLE PARTNERS, LLC	C	Control
CHARLESBANK EQUITY PARTNERS VI, LP	DE	STONECASTLE PARTNERS, LLC	C	Control
CHARLESBANK EQUITY PARTNERS VI, LP	DE	STONECASTLE PARTNERS, LLC	C	Control
CHARLESBANK EQUITY PARTNERS VI, LP	DE	STONECASTLE PARTNERS, LLC	C	Control
CHARLESBANK EQUITY PARTNERS VI, LP	DE	STONECASTLE PARTNERS, LLC	C	Control
CHARLESBANK EQUITY PARTNERS VI, LP	DE	STONECASTLE PARTNERS, LLC	C	Control
CHARLESBANK EQUITY PARTNERS VI, LP	DE	STONECASTLE PARTNERS, LLC	C	Control
CHARLESBANK EQUITY PARTNERS VI, LP	DE	STONECASTLE PARTNERS, LLC	C	Control
CHARLESBANK EQUITY PARTNERS VI, LP	DE	STONECASTLE PARTNERS, LLC	C	Control
CHARLESBANK EQUITY PARTNERS VI, LP	DE	STONECASTLE PARTNERS, LLC	C	Control
CHARLESBANK EQUITY PARTNERS VI, LP	DE	STONECASTLE PARTNERS, LLC	C	Control
CHARLESBANK EQUITY PARTNERS VI, LP	DE	STONECASTLE PARTNERS, LLC	C	Control
CHARLESBANK EQUITY PARTNERS VI, LP	DE	STONECASTLE PARTNERS, LLC	C	Control
CHARLESBANK EQUITY PARTNERS VI, LP	DE	STONECASTLE PARTNERS, LLC	C	Control
CHARLESBANK EQUITY PARTNERS VI, LP	DE	STONECASTLE PARTNERS, LLC	C	Control
CHARLESBANK EQUITY PARTNERS VI, LP	DE	STONECASTLE PARTNERS, LLC	C	Control
SIEGEL, JOSHUA, STUART	I	STONECASTLE PARTNERS, LLC	C	Control
SIEGEL, JOSHUA, STUART	I	STONECASTLE PARTNERS, LLC	C	Control
SIEGEL, JOSHUA, STUART	I	STONECASTLE PARTNERS, LLC	C	Control
SIEGEL, JOSHUA, STUART	I	STONECASTLE PARTNERS, LLC	C	Control
SIEGEL, JOSHUA, STUART	I	STONECASTLE PARTNERS, LLC	C	Control
SIEGEL, JOSHUA, STUART	I	STONECASTLE PARTNERS, LLC	C	Control
SIEGEL, JOSHUA, STUART	I	STONECASTLE PARTNERS, LLC	C	Control
SIEGEL, JOSHUA, STUART	I	STONECASTLE PARTNERS, LLC	C	Control
SIEGEL, JOSHUA, STUART	I	STONECASTLE PARTNERS, LLC	C	Control
SIEGEL, JOSHUA, STUART	I	STONECASTLE PARTNERS, LLC	C	Control
SIEGEL, JOSHUA, STUART	I	STONECASTLE PARTNERS, LLC	C	Control
SIEGEL, JOSHUA, STUART	I	STONECASTLE PARTNERS, LLC	C	Control
SIEGEL, JOSHUA, STUART	I	STONECASTLE PARTNERS, LLC	C	Control
SIEGEL, JOSHUA, STUART	I	STONECASTLE PARTNERS, LLC	C	Control
SIEGEL, JOSHUA, STUART	I	STONECASTLE PARTNERS, LLC	C	Control

Registrations

Federal

Mar 31, 2025 REGISTERED

Address

152 WEST 57TH STREET
FLOOR 52
NEW YORK, NY 10019
United States

Phone: 212-354-6500