PINGORA ASSET MANAGEMENT, LLC

CRD #166257 SEC #801-77407 DENVER, CO (720) 475-1292

SEC Registered Private Funds

Total AUM

$490M

Discretionary

$490M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Apr 30, 2022
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BENDALIN, RONALD, M. (MI ONLY)	I	CHIEF COMPLIANCE OFFICER	NA	Control
BENDALIN, RONALD, M. (MI ONLY)	I	CHIEF COMPLIANCE OFFICER	NA	Control
BENDALIN, RONALD, M. (MI ONLY)	I	CHIEF COMPLIANCE OFFICER	NA	Control
BENDALIN, RONALD, M. (MI ONLY)	I	CHIEF COMPLIANCE OFFICER	NA	Control
BENDALIN, RONALD, M. (MI ONLY)	I	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	NA	Control
BENDALIN, RONALD, M. (MI ONLY)	I	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	NA	Control
BENDALIN, RONALD, M. (MI ONLY)	I	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	NA	Control
BENDALIN, RONALD, M. (MI ONLY)	I	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	NA	Control
BENDALIN, RONALD, M. (MI ONLY)	I	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	NA	Control
BENDALIN, RONALD, M. (MI ONLY)	I	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	NA	Control
BENDALIN, RONALD, M. (MI ONLY)	I	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	NA	Control
BENDALIN, RONALD, M. (MI ONLY)	I	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	NA	Control
BENDALIN, RONALD, M. (MI ONLY)	I	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	NA	Control
BENDALIN, RONALD, M. (MI ONLY)	I	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	NA	Control
BENDALIN, RONALD, M. (MI ONLY)	I	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	NA	Control
BENDALIN, RONALD, M. (MI ONLY)	I	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	NA	Control
BENDALIN, RONALD, M. (MI ONLY)	I	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	NA	Control
BENDALIN, RONALD, M. (MI ONLY)	I	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	NA	Control
EPSTEIN, MAURY, AVRAM	I	CHIEF COMPLIANCE OFFICER	NA
GOLDMAN, BRUCE, L	I	BOARD MEMBER	NA	Control
GOLDMAN, BRUCE, L	I	BOARD MEMBER	NA	Control
HANKINS, MATTHEW, WILLIAM	I	BOARD MEMBER	NA	Control
HANKINS, MATTHEW, WILLIAM	I	BOARD MEMBER	NA	Control
LAU, MICHAEL, PAGE	I	CHIEF EXECUTIVE OFFICER	NA	Control
LAU, MICHAEL, PAGE	I	CHIEF EXECUTIVE OFFICER AND BOARD MEMBER	NA	Control
LAU, MICHAEL, PAGE	I	CHIEF EXECUTIVE OFFICER AND BOARD MEMBER	NA	Control
LAU, MICHAEL, PAGE	I	CHIEF EXECUTIVE OFFICER AND BOARD MEMBER	NA	Control
LAU, MICHAEL, PAGE	I	CHIEF EXECUTIVE OFFICER AND BOARD MEMBER	NA	Control
LAU, MICHAEL, PAGE	I	CHIEF EXECUTIVE OFFICER AND BOARD MEMBER	NA	Control
LAU, MICHAEL, PAGE	I	CHIEF EXECUTIVE OFFICER AND BOARD MEMBER	NA	Control
LAU, MICHAEL, PAGE	I	CHIEF EXECUTIVE OFFICER AND MANAGER	NA	Control
LAU, MICHAEL, PAGE	I	CHIEF EXECUTIVE OFFICER AND MANAGER	NA	Control
LAU, MICHAEL, PAGE	I	CHIEF EXECUTIVE OFFICER AND MANAGER	NA	Control
LAU, MICHAEL, PAGE	I	CHIEF EXECUTIVE OFFICER AND MANAGER	NA	Control
LAU, MICHAEL, PAGE	I	CHIEF EXECUTIVE OFFICER AND MANAGER	NA	Control
LAU, MICHAEL, PAGE	I	CHIEF EXECUTIVE OFFICER AND MANAGER	NA	Control
LAU, MICHAEL, PAGE	I	CHIEF EXECUTIVE OFFICER AND MANAGER	NA	Control
LAU, MICHAEL, PAGE	I	CHIEF EXECUTIVE OFFICER AND MANAGER	NA	Control
LAU, MICHAEL, PAGE	I	CHIEF EXECUTIVE OFFICER AND MANAGER	NA	Control
LAU, MICHAEL, PAGE	I	CHIEF EXECUTIVE OFFICER AND MANAGER	NA	Control
LAU, MICHAEL, PAGE	I	CHIEF EXECUTIVE OFFICER AND MANAGER	NA	Control
LAU, MICHAEL, PAGE	I	CHIEF EXECUTIVE OFFICER AND MANAGER	NA	Control
LAU, MICHAEL, PAGE	I	CHIEF EXECUTIVE OFFICER AND MANAGER	NA	Control
LAU, MICHAEL, PAGE	I	CHIEF EXECUTIVE OFFICER AND MANAGER	NA	Control
TASLITZ, STEVEN, MICHAEL	I	BOARD MEMBER	NA	Control
TASLITZ, STEVEN, MICHAEL	I	BOARD MEMBER	NA	Control
THOMAS, PAUL, ALAN	I	CHIEF OPERATING OFFICER	NA	Control
THOMAS, PAUL, ALAN	I	CHIEF OPERATING OFFICER	NA	Control
THOMAS, PAUL, ALAN	I	CHIEF OPERATING OFFICER	NA	Control
THOMAS, PAUL, ALAN	I	CHIEF OPERATING OFFICER	NA	Control
THOMAS, PAUL, ALAN	I	CHIEF OPERATING OFFICER	NA	Control
THOMAS, PAUL, ALAN	I	CHIEF OPERATING OFFICER	NA	Control
WALLACE, TODD, RICHARD	I	CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER	NA	Control
WALLACE, TODD, RICHARD	I	CHIEF FINANCIAL OFFICER	NA	Control
WALLACE, TODD, RICHARD	I	CHIEF FINANCIAL OFFICER	NA	Control
WALLACE, TODD, RICHARD	I	CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND BOARD MEMBER	NA	Control
WALLACE, TODD, RICHARD	I	CHIEF FINANCIAL OFFICER	NA	Control
WALLACE, TODD, RICHARD	I	CHIEF FINANCIAL OFFICER	NA	Control
WALLACE, TODD, RICHARD	I	CHIEF FINANCIAL OFFICER	NA	Control
WALLACE, TODD, RICHARD	I	CHIEF FINANCIAL OFFICER	NA	Control
WALLACE, TODD, RICHARD	I	CHIEF FINANCIAL OFFICER	NA	Control
WALLACE, TODD, RICHARD	I	CHIEF FINANCIAL OFFICER	NA	Control
WALLACE, TODD, RICHARD	I	CHIEF FINANCIAL OFFICER	NA	Control
WALLACE, TODD, RICHARD	I	CHIEF FINANCIAL OFFICER	NA	Control
WALLACE, TODD, RICHARD	I	CHIEF FINANCIAL OFFICER	NA	Control
WALLACE, TODD, RICHARD	I	CHIEF FINANCIAL OFFICER	NA	Control
WALLACE, TODD, RICHARD	I	CHIEF FINANCIAL OFFICER	NA	Control
WALLACE, TODD, RICHARD	I	CHIEF FINANCIAL OFFICER	NA	Control
WALLACE, TODD, RICHARD	I	CHIEF FINANCIAL OFFICER	NA	Control
WALLACE, TODD, RICHARD	I	CHIEF FINANCIAL OFFICER	NA	Control
WALLACE, TODD, RICHARD	I	CHIEF FINANCIAL OFFICER	NA	Control
WALLACE, TODD, RICHARD	I	CHIEF FINANCIAL OFFICER	NA	Control
PINGORA HOLDINGS, L.P.	DE	MEMBER	E	Control
PINGORA HOLDINGS, L.P.	DE	MEMBER	E	Control
PINGORA HOLDINGS, L.P.	DE	MEMBER	E	Control
PINGORA HOLDINGS, L.P.	DE	MEMBER	E	Control
PINGORA HOLDINGS, L.P.	DE	MEMBER	E	Control
PINGORA HOLDINGS, L.P.	DE	MEMBER	E	Control
PINGORA HOLDINGS, L.P.	DE	MEMBER	E	Control
PINGORA HOLDINGS, L.P.	DE	MEMBER	E	Control
PINGORA HOLDINGS, L.P.	DE	MEMBER	E	Control
PINGORA HOLDINGS, L.P.	DE	MEMBER	E	Control
PINGORA HOLDINGS, L.P.	DE	MEMBER	E	Control
PINGORA HOLDINGS, L.P.	DE	MEMBER	E	Control
PINGORA HOLDINGS, L.P.	DE	MEMBER	E	Control
PINGORA HOLDINGS, L.P.	DE	MEMBER	E	Control
PINGORA HOLDINGS, L.P.	DE	MEMBER	E	Control
PINGORA HOLDINGS, L.P.	DE	MEMBER	E	Control
PINGORA HOLDINGS, L.P.	DE	MEMBER	E	Control
PINGORA HOLDINGS, L.P.	DE	MEMBER	E	Control
PINGORA HOLDINGS, L.P.	DE	MEMBER	E	Control
PINGORA HOLDINGS, L.P.	DE	MEMBER	E	Control
STERLING CAPITAL PARTNERS IV, L.P.	DE	MEMBER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
BAYVIEW FINANCIAL MANAGEMENT CORP.	DE	BAYVIEW ASSET MANAGEMENT HOLDINGS, LLC	F	Control
BAYVIEW FINANCIAL MANAGEMENT CORP.	DE	BAYVIEW FINANCIAL HOLDINGS, L.P.	F	Control
BAYVIEW FINANCIAL MANAGEMENT CORP.	DE	BAYVIEW FINANCIAL HOLDINGS, L.P.	F	Control
BAYVIEW FINANCIAL MANAGEMENT CORP.	DE	BAYVIEW ASSET MANAGEMENT HOLDINGS, LLC	F	Control
BAYVIEW FINANCIAL MANAGEMENT CORP.	DE	BAYVIEW ASSET MANAGEMENT HOLDINGS, LLC	F	Control
BAYVIEW FINANCIAL MANAGEMENT CORP.	DE	BAYVIEW FINANCIAL HOLDINGS, L.P.	F	Control
BAYVIEW FINANCIAL MANAGEMENT CORP.	DE	BAYVIEW ASSET MANAGEMENT HOLDINGS, LLC	F	Control
BAYVIEW FINANCIAL MANAGEMENT CORP.	DE	BAYVIEW FINANCIAL HOLDINGS, L.P.	F	Control
BAYVIEW FINANCIAL MANAGEMENT CORP.	DE	BAYVIEW ASSET MANAGEMENT HOLDINGS, LLC	F	Control
BAYVIEW FINANCIAL MANAGEMENT CORP.	DE	BAYVIEW FINANCIAL HOLDINGS, L.P.	F	Control
BAYVIEW FINANCIAL MANAGEMENT CORP.	DE	BAYVIEW ASSET MANAGEMENT HOLDINGS, LLC	F	Control
BAYVIEW FINANCIAL MANAGEMENT CORP.	DE	BAYVIEW FINANCIAL HOLDINGS, L.P.	F	Control
BAYVIEW FINANCIAL MANAGEMENT CORP.	DE	BAYVIEW ASSET MANAGEMENT HOLDINGS, LLC	F	Control
BAYVIEW FINANCIAL MANAGEMENT CORP.	DE	BAYVIEW FINANCIAL HOLDINGS, L.P.	F	Control
BECKER, DOUGLAS, LEE	I	STERLING CAPITAL PARTNERS IV, LLC	F	Control
BECKER, DOUGLAS, LEE	I	STERLING CAPITAL PARTNERS IV, LLC AND SP GP AIV CORPORATION	F	Control
BECKER, DOUGLAS, LEE	I	STERLING CAPITAL PARTNERS IV, LLC AND SP GP AIV CORPORATION	F	Control
BECKER, ERIC, DAVID	I	STERLING CAPITAL PARTNERS IV, LLC	F	Control
BECKER, ERIC, DAVID	I	STERLING CAPITAL PARTNERS IV, LLC AND SP GP AIV CORPORATION	F	Control
BECKER, ERIC, DAVID	I	STERLING CAPITAL PARTNERS IV, LLC AND SP GP AIV CORPORATION	F	Control
ELFMAN, MERRICK, M (MI ONLY)	I	STERLING CAPITAL PARTNERS IV, LLC	F	Control
ELFMAN, MERRICK, M (MI ONLY)	I	STERLING CAPITAL PARTNERS IV, LLC AND SP GP AIV CORPORATION	F	Control
ELFMAN, MERRICK, M (MI ONLY)	I	STERLING CAPITAL PARTNERS IV, LLC AND SP GP AIV CORPORATION	F	Control
HOEHNSARIC, RUDOLF, CHRISTOPHER	I	STERLING CAPITAL PARTNERS IV, LLC	F	Control
HOEHNSARIC, RUDOLF, CHRISTOPHER	I	STERLING CAPITAL PARTNERS IV, LLC AND SP GP AIV CORPORATION	F	Control
HOEHNSARIC, RUDOLF, CHRISTOPHER	I	STERLING CAPITAL PARTNERS IV, LLC AND SP GP AIV CORPORATION	F	Control
PHLP GP, LLC	DE	PINGORA HOLDINGS, L.P.	F	Control
PHLP GP, LLC	DE	PINGORA HOLDINGS, L.P.	F	Control
PHLP GP, LLC	DE	PINGORA HOLDINGS, L.P.	F	Control
PHLP GP, LLC	DE	PINGORA HOLDINGS, L.P.	F	Control
PHLP GP, LLC	DE	PINGORA HOLDINGS, L.P.	F	Control
PHLP GP, LLC	DE	PINGORA HOLDINGS, L.P.	F	Control
PHLP GP, LLC	DE	PINGORA HOLDINGS, L.P.	F	Control
PHLP GP, LLC	DE	PINGORA HOLDINGS, L.P.	F	Control
PHLP GP, LLC	DE	PINGORA HOLDINGS, L.P.	F	Control
PHLP GP, LLC	DE	PINGORA HOLDINGS, L.P.	F	Control
PHLP GP, LLC	DE	PINGORA HOLDINGS, L.P.	F	Control
PINGORA HOLDINGS GP, LLC	DE	PINGORA HOLDINGS, L.P.	F	Control
PINGORA HOLDINGS GP, LLC	DE	PINGORA HOLDINGS, L.P.	F	Control
SC PARTNERS IV, L.P.	DE	STERLING CAPITAL PARTNERS IV, L.P.	F	Control
SC PARTNERS IV, L.P.	DE	SCP IV PINGORA AIV, L.P. AND SCP IV PINGORA AIV CONDUIT, L.P.	F	Control
SC PARTNERS IV, L.P.	DE	SCP IV PINGORA AIV, L.P. AND SCP IV PINGORA AIV CONDUIT, L.P.	F	Control
SP GP AIV CORPORATION	FE	SCP IV PINGORA AIV CAYMAN, L.P.	F	Control
SP GP AIV CORPORATION	FE	SCP IV PINGORA AIV CAYMAN, L.P.	F	Control
STERLING CAPITAL PARTNERS IV, LLC	DE	SC PARTNERS IV, L.P.	F	Control
STERLING CAPITAL PARTNERS IV, LLC	DE	SC PARTNERS IV, L.P.	F	Control
STERLING CAPITAL PARTNERS IV, LLC	DE	SC PARTNERS IV, L.P.	F	Control
TASLITZ, STEVEN, MICHAEL	I	STERLING CAPITAL PARTNERS IV, LLC	F	Control
TASLITZ, STEVEN, MICHAEL	I	STERLING CAPITAL PARTNERS IV, LLC AND SP GP AIV CORPORATION	F	Control
TASLITZ, STEVEN, MICHAEL	I	STERLING CAPITAL PARTNERS IV, LLC AND SP GP AIV CORPORATION	F	Control
ANNALY CAPITAL MANAGEMENT, INC.	DE	HATTERAS FINANCIAL CORP.	E	Control
ANNALY CAPITAL MANAGEMENT, INC.	DE	HATTERAS FINANCIAL CORP.	E	Control
BAYVIEW ASSET MANAGEMENT HOLDINGS, LLC	DE	BAYVIEW ASSET MANAGEMENT, LLC	E	Control
BAYVIEW ASSET MANAGEMENT HOLDINGS, LLC	DE	BAYVIEW ASSET MANAGEMENT, LLC	E	Control
BAYVIEW ASSET MANAGEMENT HOLDINGS, LLC	DE	BAYVIEW ASSET MANAGEMENT, LLC	E	Control
BAYVIEW ASSET MANAGEMENT HOLDINGS, LLC	DE	BAYVIEW ASSET MANAGEMENT, LLC	E	Control
BAYVIEW ASSET MANAGEMENT HOLDINGS, LLC	DE	BAYVIEW ASSET MANAGEMENT, LLC	E	Control
BAYVIEW ASSET MANAGEMENT HOLDINGS, LLC	DE	BAYVIEW ASSET MANAGEMENT, LLC	E	Control
BAYVIEW ASSET MANAGEMENT HOLDINGS, LLC	DE	BAYVIEW ASSET MANAGEMENT, LLC	E	Control
BAYVIEW ASSET MANAGEMENT HOLDINGS, LLC	DE	BAYVIEW ASSET MANAGEMENT, LLC	E	Control
BAYVIEW ASSET MANAGEMENT HOLDINGS, LLC	DE	BAYVIEW ASSET MANAGEMENT, LLC	E	Control
BAYVIEW ASSET MANAGEMENT HOLDINGS, LLC	DE	BAYVIEW ASSET MANAGEMENT, LLC	E	Control
BAYVIEW ASSET MANAGEMENT HOLDINGS, LLC	DE	BAYVIEW ASSET MANAGEMENT, LLC	E	Control
BAYVIEW ASSET MANAGEMENT, LLC	DE	PINGORA HOLDINGS, L.P.	E	Control
BAYVIEW ASSET MANAGEMENT, LLC	DE	PHLP GP, LLC	E	Control
BAYVIEW ASSET MANAGEMENT, LLC	DE	PINGORA HOLDINGS, L.P.	E	Control
BAYVIEW ASSET MANAGEMENT, LLC	DE	PHLP GP, LLC	E	Control
BAYVIEW ASSET MANAGEMENT, LLC	DE	PINGORA HOLDINGS, L.P.	E	Control
BAYVIEW ASSET MANAGEMENT, LLC	DE	PHLP GP, LLC	E	Control
BAYVIEW ASSET MANAGEMENT, LLC	DE	PINGORA HOLDINGS, L.P.	E	Control
BAYVIEW ASSET MANAGEMENT, LLC	DE	PHLP GP, LLC	E	Control
BAYVIEW ASSET MANAGEMENT, LLC	DE	PINGORA HOLDINGS, L.P.	E	Control
BAYVIEW ASSET MANAGEMENT, LLC	DE	PHLP GP, LLC	E	Control
BAYVIEW ASSET MANAGEMENT, LLC	DE	PINGORA HOLDINGS, L.P.	E	Control
BAYVIEW ASSET MANAGEMENT, LLC	DE	PHLP GP, LLC	E	Control
BAYVIEW ASSET MANAGEMENT, LLC	DE	PINGORA HOLDINGS, L.P.	E	Control
BAYVIEW ASSET MANAGEMENT, LLC	DE	PHLP GP, LLC	E	Control
BAYVIEW ASSET MANAGEMENT, LLC	DE	PINGORA HOLDINGS, L.P.	E	Control
BAYVIEW ASSET MANAGEMENT, LLC	DE	PHLP GP, LLC	E	Control
BAYVIEW ASSET MANAGEMENT, LLC	DE	PINGORA HOLDINGS, L.P.	E	Control
BAYVIEW ASSET MANAGEMENT, LLC	DE	PHLP GP, LLC	E	Control
BAYVIEW ASSET MANAGEMENT, LLC	DE	PINGORA HOLDINGS, L.P.	E	Control
BAYVIEW ASSET MANAGEMENT, LLC	DE	PHLP GP, LLC	E	Control
BAYVIEW ASSET MANAGEMENT, LLC	DE	PINGORA HOLDINGS, L.P.	E	Control
BAYVIEW ASSET MANAGEMENT, LLC	DE	PHLP GP, LLC	E	Control
BAYVIEW FINANCIAL HOLDINGS, L.P.	DE	BAYVIEW ASSET MANAGEMENT HOLDINGS, LLC	E	Control
BAYVIEW FINANCIAL HOLDINGS, L.P.	DE	BAYVIEW ASSET MANAGEMENT HOLDINGS, LLC	E	Control
BAYVIEW FINANCIAL HOLDINGS, L.P.	DE	BAYVIEW ASSET MANAGEMENT HOLDINGS, LLC	E	Control
BAYVIEW FINANCIAL HOLDINGS, L.P.	DE	BAYVIEW ASSET MANAGEMENT HOLDINGS, LLC	E	Control
BAYVIEW FINANCIAL HOLDINGS, L.P.	DE	BAYVIEW ASSET MANAGEMENT HOLDINGS, LLC	E	Control
BAYVIEW FINANCIAL HOLDINGS, L.P.	DE	BAYVIEW ASSET MANAGEMENT HOLDINGS, LLC	E	Control
BAYVIEW FINANCIAL HOLDINGS, L.P.	DE	BAYVIEW ASSET MANAGEMENT HOLDINGS, LLC	E	Control
BFTG HOLDING COMPANY, INC.	DE	BAYVIEW FINANCIAL HOLDINGS, L.P.	E	Control
BFTG HOLDING COMPANY, INC.	DE	BAYVIEW FINANCIAL HOLDINGS, L.P.	E	Control
BFTG HOLDING COMPANY, INC.	DE	BAYVIEW FINANCIAL HOLDINGS, L.P.	E	Control
BFTG HOLDING COMPANY, INC.	DE	BAYVIEW FINANCIAL HOLDINGS, L.P.	E	Control
BFTG HOLDING COMPANY, INC.	DE	BAYVIEW FINANCIAL HOLDINGS, L.P.	E	Control
BFTG HOLDING COMPANY, INC.	DE	BAYVIEW FINANCIAL HOLDINGS, L.P.	E	Control
BFTG HOLDING COMPANY, INC.	DE	BAYVIEW FINANCIAL HOLDINGS, L.P.	E	Control
ERTEL, DAVID	I	BFTG HOLDING COMPANY, INC.	E	Control
ERTEL, DAVID	I	BFTG HOLDING COMPANY, INC.	E	Control
ERTEL, DAVID	I	BFTG HOLDING COMPANY, INC.	E	Control
ERTEL, DAVID	I	BFTG HOLDING COMPANY, INC.	E	Control
ERTEL, DAVID	I	BFTG HOLDING COMPANY, INC.	E	Control
ERTEL, DAVID	I	BFTG HOLDING COMPANY, INC.	E	Control
ERTEL, DAVID	I	BFTG HOLDING COMPANY, INC.	E	Control
ERTEL, DAVID	I	MAYIM INVESTMENT HOLDINGS, INC.	E	Control
ERTEL, DAVID	I	MAYIM INVESTMENT HOLDINGS, INC.	E	Control
ERTEL, DAVID	I	MAYIM INVESTMENT HOLDINGS, INC.	E	Control
ERTEL, DAVID	I	MAYIM INVESTMENT HOLDINGS, INC.	E	Control
HATTERAS FINANCIAL CORP.	DE	WIND RIVER TRS LLC	E	Control
HATTERAS FINANCIAL CORP.	DE	WIND RIVER TRS LLC	E	Control
HATTERAS FINANCIAL CORP.	DE	WIND RIVER TRS LLC	E	Control
MAYIM INVESTMENT HOLDINGS, INC.	DE	BAYVIEW ASSET MANAGEMENT HOLDINGS, LLC	E	Control
MAYIM INVESTMENT HOLDINGS, INC.	DE	BAYVIEW ASSET MANAGEMENT HOLDINGS, LLC	E	Control
MAYIM INVESTMENT HOLDINGS, INC.	DE	BAYVIEW ASSET MANAGEMENT HOLDINGS, LLC	E	Control
MAYIM INVESTMENT HOLDINGS, INC.	DE	BAYVIEW ASSET MANAGEMENT HOLDINGS, LLC	E	Control
SCP IV PINGORA AIV CONDUIT, L.P.	DE	SCP IV PINGORA AIV CAYMAN, L.P.	E	Control
SCP IV PINGORA AIV CONDUIT, L.P.	DE	SCP IV PINGORA AIV CAYMAN, L.P.	E	Control
SCP IV PINGORA AIV, L.P.	DE	PINGORA HOLDINGS, L.P. AND PINGORA HOLDINGS GP, LLC	E	Control
SCP IV PINGORA AIV, L.P.	DE	PINGORA HOLDINGS, L.P. AND PINGORA HOLDINGS GP, LLC	E	Control
SCP IV PINGORA AIV, L.P.	DE	PINGORA HOLDINGS, L.P. AND PINGORA HOLDINGS GP, LLC	E	Control
SCP IV PINGORA AIV, L.P.	DE	PINGORA HOLDINGS, L.P. AND PINGORA HOLDINGS GP, LLC	E	Control
SCP IV PINGORA AIV, L.P.	DE	PINGORA HOLDINGS, L.P. AND PINGORA HOLDINGS GP, LLC	E	Control
SCP IV PINGORA AIV, L.P.	DE	PINGORA HOLDINGS, L.P. AND PINGORA HOLDINGS GP, LLC	E	Control
WIND RIVER TRS LLC	DE	PINGORA HOLDINGS, L.P.	E	Control
WIND RIVER TRS LLC	DE	PINGORA HOLDINGS, L.P.	E	Control
WIND RIVER TRS LLC	DE	PINGORA HOLDINGS, L.P.	E	Control
ERTEL, DAVID	I	BAYVIEW FINANCIAL MANAGEMENT CORP.	D	Control
ERTEL, DAVID	I	BAYVIEW FINANCIAL MANAGEMENT CORP.	D	Control
ERTEL, DAVID	I	BAYVIEW FINANCIAL MANAGEMENT CORP.	D	Control
ERTEL, DAVID	I	BAYVIEW FINANCIAL MANAGEMENT CORP.	D	Control
ERTEL, DAVID	I	BAYVIEW FINANCIAL MANAGEMENT CORP.	D	Control
ERTEL, DAVID	I	BAYVIEW FINANCIAL MANAGEMENT CORP.	D	Control
ERTEL, DAVID	I	BAYVIEW FINANCIAL MANAGEMENT CORP.	D	Control
HECTOR, NANCY	I	BAYVIEW FINANCIAL MANAGEMENT CORP.	C
HECTOR, NANCY	I	BAYVIEW FINANCIAL MANAGEMENT CORP.	C
HECTOR, NANCY	I	BAYVIEW FINANCIAL MANAGEMENT CORP.	C
HECTOR, NANCY	I	BAYVIEW FINANCIAL MANAGEMENT CORP.	C
HECTOR, NANCY	I	BAYVIEW FINANCIAL MANAGEMENT CORP.	C
HECTOR, NANCY	I	BAYVIEW FINANCIAL MANAGEMENT CORP.	C
HECTOR, NANCY	I	BAYVIEW FINANCIAL MANAGEMENT CORP.	C
SCP IV PINGORA AIV CAYMAN, L.P.	FE	SCP IV PINGORA AIV, L.P.	C	Control
SCP IV PINGORA AIV CAYMAN, L.P.	FE	SCP IV PINGORA AIV, L.P.	C	Control

Registrations

Federal

Apr 30, 2022 REGISTERED

Notice Filings (1)

Address

1819 WAZEE STREET
SECOND FLOOR
DENVER, CO 80202-1782
United States

Phone: (720) 475-1292