RIA Intelligence

BLOOMBERG WEALTH LLC

Legal name: BLOOMBERGBLACK

CRD #166284 SEC #801-77439 NEW YORK, NY 855-999-9325
SEC Registered
Total AUM
$220.6M
Discretionary
$0
Employees
45
Clients
--
Accounts
376

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
May 15, 2013
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
DESCHERER, RICHARD, KALTMANISECRETARYNA Control
DESCHERER, RICHARD, KALTMANISECRETARYNA Control
HERTE, BRIAN, GERARDIVICE PRESIDENTNA Control
HERTE, BRIAN, GERARDIVICE PRESIDENTNA Control
KANTROWITZ, NAOMI, LYNNICHIEF COMPLIANCE OFFICERNA Control
KANTROWITZ, NAOMI, LYNNICHIEF COMPLIANCE OFFICERNA Control
MICHEL, JOHN, DONALDIPRESIDENTNA Control
MICHEL, JOHN, DONALDIPRESIDENTNA Control
BLOOMBERG L.P.DEMEMBERE Control
BLOOMBERG L.P.DEMEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
BLOOMBERG, MICHAEL, RUBENSITHE MICHAEL R. BLOOMBERG BI REVOCABLE TRUSTF Control
BLOOMBERG, MICHAEL, RUBENSITHE MICHAEL R. BLOOMBERG BI REVOCABLE TRUSTF Control
BLOOMBERG INC.DEBLOOMBERG L.P.E Control
BLOOMBERG INC.DEBLOOMBERG L.P.E Control
THE MICHAEL R. BLOOMBERG BI REVOCABLE TRUSTDEBLOOMBERG INC.E Control
THE MICHAEL R. BLOOMBERG BI REVOCABLE TRUSTDEBLOOMBERG INC.E Control

Registrations

Federal

IA
May 15, 2013 REGISTERED

Notice Filings (52)

AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV

Address

120 PARK AVENUE
NEW YORK, NY 10017-5577
United States
Phone: 855-999-9325