ASHTON THOMAS SECURITIES, LLC
CRD #16629 SEC #801-69225 ROCHESTER, NY 602-732-4745
SEC Registered Broker-Dealer
Total AUM
$1.7B
Discretionary
$1.6B
Employees
75
Clients
26
Accounts
2,599
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Aug 2025 | $1.7B | $1.6B | $82.5M | 75 | 0 |
| Mar 2025 | $1.7B | $1.6B | $82.5M | 75 | 0 |
| Feb 2025 | $409.1M | $291.3M | $117.8M | 24 | 0 |
| Jun 2024 | $409.1M | $291.3M | $117.8M | 24 | 0 |
| Apr 2024 | $409.1M | $291.3M | $117.8M | 24 | 0 |
| Apr 2024 | $409.1M | $291.3M | $117.8M | 24 | 0 |
| Jan 2024 | $344.3M | $300.9M | $43.4M | 24 | 0 |
| Jan 2024 | $344.3M | $300.9M | $43.4M | 24 | 0 |
| Jun 2023 | $344.3M | $300.9M | $43.4M | 24 | 0 |
| Mar 2023 | $344.3M | $300.9M | $43.4M | 24 | 0 |
| Aug 2022 | $391M | $270M | $121M | 25 | 1,500 |
| Jun 2022 | $391M | $270M | $121M | 25 | 1,500 |
| Mar 2022 | $391M | $270M | $121M | 25 | 1,500 |
| Feb 2022 | $328M | $235M | $93M | 25 | 1,300 |
| Jan 2022 | $328M | $235M | $93M | 25 | 1,300 |
| Nov 2021 | $328M | $235M | $93M | 25 | 1,300 |
| Sep 2021 | $328M | $235M | $93M | 25 | 1,300 |
| Sep 2021 | $328M | $235M | $93M | 25 | 1,300 |
| Jul 2021 | $328M | $235M | $93M | 25 | 1,300 |
| Apr 2021 | $328M | $235M | $93M | 25 | 1,300 |
| Jun 2020 | $272.8M | $188.7M | $84M | 29 | 1,448 |
| Mar 2020 | $272.8M | $188.7M | $84M | 29 | 1,448 |
| Mar 2019 | $205M | $143M | $62M | 19 | 600 |
| Oct 2018 | $206M | $127M | $79M | 16 | 600 |
| Apr 2018 | $206M | $127M | $79M | 16 | 600 |
| Mar 2018 | $206M | $127M | $79M | 16 | 600 |
| Sep 2017 | $165M | $83M | $82M | 16 | 500 |
| Apr 2017 | $165M | $83M | $82M | 16 | 500 |
| Mar 2017 | $163M | $30M | $133M | 16 | 500 |
| Feb 2016 | $163M | $30M | $133M | 16 | 500 |
| Aug 2015 | $163M | $35M | $128M | 13 | 500 |
| Jan 2015 | $163M | $35M | $128M | 13 | 500 |
| Mar 2014 | $140M | $34M | $106M | 13 | 500 |
| Jun 2013 | $119.5M | $34.7M | $84.8M | 15 | 500 |
| Mar 2013 | $119.5M | $34.7M | $84.8M | 15 | 500 |
| Mar 2013 | $119.5M | $34.7M | $84.8M | 15 | 500 |
| Jun 2012 | $103.6M | $34.6M | $69M | 11 | 500 |
| Mar 2012 | $103.6M | $34.6M | $69M | 11 | 500 |
| Jan 2012 | $94.3M | $32.7M | $61.6M | 11 | 500 |
| Sep 2011 | $87.5M | $37.6M | $49.9M | -- | -- |
| Jul 2011 | $87.5M | $37.6M | $49.9M | -- | -- |
| Jun 2011 | $87.5M | $37.6M | $49.9M | -- | -- |
| Mar 2011 | $87.5M | $37.6M | $49.9M | -- | -- |
| Sep 2010 | $62M | $24M | $38M | 10 | -- |
| Jan 2010 | $47M | $19.5M | $27.5M | -- | -- |
| Mar 2009 | $47M | $19.5M | $27.5M | -- | -- |
| Sep 2008 | $65.8M | $27.8M | $38M | -- | -- |
DateAug 2025
Total AUM$1.7B
Discretionary$1.6B
Non-Disc.$82.5M
Employees75
Clients0
DateMar 2025
Total AUM$1.7B
Discretionary$1.6B
Non-Disc.$82.5M
Employees75
Clients0
DateFeb 2025
Total AUM$409.1M
Discretionary$291.3M
Non-Disc.$117.8M
Employees24
Clients0
DateJun 2024
Total AUM$409.1M
Discretionary$291.3M
Non-Disc.$117.8M
Employees24
Clients0
DateApr 2024
Total AUM$409.1M
Discretionary$291.3M
Non-Disc.$117.8M
Employees24
Clients0
DateApr 2024
Total AUM$409.1M
Discretionary$291.3M
Non-Disc.$117.8M
Employees24
Clients0
DateJan 2024
Total AUM$344.3M
Discretionary$300.9M
Non-Disc.$43.4M
Employees24
Clients0
DateJan 2024
Total AUM$344.3M
Discretionary$300.9M
Non-Disc.$43.4M
Employees24
Clients0
DateJun 2023
Total AUM$344.3M
Discretionary$300.9M
Non-Disc.$43.4M
Employees24
Clients0
DateMar 2023
Total AUM$344.3M
Discretionary$300.9M
Non-Disc.$43.4M
Employees24
Clients0
DateAug 2022
Total AUM$391M
Discretionary$270M
Non-Disc.$121M
Employees25
Clients1,500
DateJun 2022
Total AUM$391M
Discretionary$270M
Non-Disc.$121M
Employees25
Clients1,500
DateMar 2022
Total AUM$391M
Discretionary$270M
Non-Disc.$121M
Employees25
Clients1,500
DateFeb 2022
Total AUM$328M
Discretionary$235M
Non-Disc.$93M
Employees25
Clients1,300
DateJan 2022
Total AUM$328M
Discretionary$235M
Non-Disc.$93M
Employees25
Clients1,300
DateNov 2021
Total AUM$328M
Discretionary$235M
Non-Disc.$93M
Employees25
Clients1,300
DateSep 2021
Total AUM$328M
Discretionary$235M
Non-Disc.$93M
Employees25
Clients1,300
DateSep 2021
Total AUM$328M
Discretionary$235M
Non-Disc.$93M
Employees25
Clients1,300
DateJul 2021
Total AUM$328M
Discretionary$235M
Non-Disc.$93M
Employees25
Clients1,300
DateApr 2021
Total AUM$328M
Discretionary$235M
Non-Disc.$93M
Employees25
Clients1,300
DateJun 2020
Total AUM$272.8M
Discretionary$188.7M
Non-Disc.$84M
Employees29
Clients1,448
DateMar 2020
Total AUM$272.8M
Discretionary$188.7M
Non-Disc.$84M
Employees29
Clients1,448
DateMar 2019
Total AUM$205M
Discretionary$143M
Non-Disc.$62M
Employees19
Clients600
DateOct 2018
Total AUM$206M
Discretionary$127M
Non-Disc.$79M
Employees16
Clients600
DateApr 2018
Total AUM$206M
Discretionary$127M
Non-Disc.$79M
Employees16
Clients600
DateMar 2018
Total AUM$206M
Discretionary$127M
Non-Disc.$79M
Employees16
Clients600
DateSep 2017
Total AUM$165M
Discretionary$83M
Non-Disc.$82M
Employees16
Clients500
DateApr 2017
Total AUM$165M
Discretionary$83M
Non-Disc.$82M
Employees16
Clients500
DateMar 2017
Total AUM$163M
Discretionary$30M
Non-Disc.$133M
Employees16
Clients500
DateFeb 2016
Total AUM$163M
Discretionary$30M
Non-Disc.$133M
Employees16
Clients500
DateAug 2015
Total AUM$163M
Discretionary$35M
Non-Disc.$128M
Employees13
Clients500
DateJan 2015
Total AUM$163M
Discretionary$35M
Non-Disc.$128M
Employees13
Clients500
DateMar 2014
Total AUM$140M
Discretionary$34M
Non-Disc.$106M
Employees13
Clients500
DateJun 2013
Total AUM$119.5M
Discretionary$34.7M
Non-Disc.$84.8M
Employees15
Clients500
DateMar 2013
Total AUM$119.5M
Discretionary$34.7M
Non-Disc.$84.8M
Employees15
Clients500
DateMar 2013
Total AUM$119.5M
Discretionary$34.7M
Non-Disc.$84.8M
Employees15
Clients500
DateJun 2012
Total AUM$103.6M
Discretionary$34.6M
Non-Disc.$69M
Employees11
Clients500
DateMar 2012
Total AUM$103.6M
Discretionary$34.6M
Non-Disc.$69M
Employees11
Clients500
DateJan 2012
Total AUM$94.3M
Discretionary$32.7M
Non-Disc.$61.6M
Employees11
Clients500
DateSep 2011
Total AUM$87.5M
Discretionary$37.6M
Non-Disc.$49.9M
Employees--
Clients--
DateJul 2011
Total AUM$87.5M
Discretionary$37.6M
Non-Disc.$49.9M
Employees--
Clients--
DateJun 2011
Total AUM$87.5M
Discretionary$37.6M
Non-Disc.$49.9M
Employees--
Clients--
DateMar 2011
Total AUM$87.5M
Discretionary$37.6M
Non-Disc.$49.9M
Employees--
Clients--
DateSep 2010
Total AUM$62M
Discretionary$24M
Non-Disc.$38M
Employees10
Clients--
DateJan 2010
Total AUM$47M
Discretionary$19.5M
Non-Disc.$27.5M
Employees--
Clients--
DateMar 2009
Total AUM$47M
Discretionary$19.5M
Non-Disc.$27.5M
Employees--
Clients--
DateSep 2008
Total AUM$65.8M
Discretionary$27.8M
Non-Disc.$38M
Employees--
Clients--