CAPITALA INVESTMENT ADVISORS, LLC
CRD #166301 SEC #801-77467 CHARLOTTE, NC 704-376-5502
SEC Registered Private Funds
Total AUM
$346.6M
Discretionary
$346.6M
Employees
22
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 23, 2021
- Branch Offices
- 4
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALALA, JOSEPH, BASIL | I | ELECTED MANAGER/PRESIDENT/CEO | NA | Control |
| ALALA, JOSEPH, BASIL | I | ELECTED MANAGER/PRESIDENT/CEO | NA | Control |
| ALALA, JOSEPH, BASIL | I | ELECTED MANAGER/PRESIDENT/CEO | NA | Control |
| ALALA, JOSEPH, BASIL | I | ELECTED MANAGER/PRESIDENT/CEO | NA | Control |
| ALALA, JOSEPH, BASIL | I | ELECTED MANAGER/PRESIDENT/CEO | NA | Control |
| ALALA, JOSEPH, BASIL | I | ELECTED MANAGER/PRESIDENT/CEO | NA | Control |
| ALALA, JOSEPH, BASIL | I | ELECTED MANAGER/PRESIDENT/CEO | NA | Control |
| ALALA, JOSEPH, BASIL | I | ELECTED MANAGER/PRESIDENT/CEO | NA | Control |
| ALALA, JOSEPH, BASIL | I | ELECTED MANAGER/PRESIDENT/CEO | NA | Control |
| ALALA, JOSEPH, BASIL | I | ELECTED MANAGER/PRESIDENT/CEO | NA | Control |
| ALALA, JOSEPH, BASIL | I | ELECTED MANAGER/PRESIDENT/CEO | NA | Control |
| ALALA, JOSEPH, BASIL | I | ELECTED MANAGER/PRESIDENT/CEO | NA | Control |
| ALALA, JOSEPH, BASIL | I | ELECTED MANAGER/PRESIDENT/CEO | NA | Control |
| ARNALL, STEVE | I | CHIEF OPERATING OFFICER | NA | Control |
| ARNALL, STEVE | I | CHIEF OPERATING OFFICER | NA | Control |
| ARNALL, STEVE | I | CHIEF OPERATING OFFICER | NA | Control |
| BROYHILL, MARKHAM, HUNT | I | PARTNER | NA | Control |
| BROYHILL, MARKHAM, HUNT | I | PARTNER | NA | Control |
| BROYHILL, MARKHAM, HUNT | I | PARTNER | NA | Control |
| BROYHILL, MARKHAM, HUNT | I | PARTNER | NA | Control |
| BROYHILL, MARKHAM, HUNT | I | PARTNER | NA | Control |
| BROYHILL, MARKHAM, HUNT | I | PARTNER | NA | Control |
| BROYHILL, MARKHAM, HUNT | I | PARTNER | NA | Control |
| BROYHILL, MARKHAM, HUNT | I | PARTNER | NA | Control |
| BROYHILL, MARKHAM, HUNT | I | PARTNER | NA | Control |
| BROYHILL, MARKHAM, HUNT | I | PARTNER | NA | Control |
| BROYHILL, MARKHAM, HUNT | I | PARTNER | NA | Control |
| BROYHILL, MARKHAM, HUNT | I | PARTNER | NA | Control |
| BROYHILL, MARKHAM, HUNT | I | PARTNER | NA | Control |
| BROYHILL, MARKHAM, HUNT | I | PARTNER | NA | Control |
| BROYHILL, MARKHAM, HUNT | I | PARTNER | NA | Control |
| BROYHILL, MARKHAM, HUNT | I | PARTNER | NA | Control |
| BROYHILL, MARKHAM, HUNT | I | PARTNER | NA | Control |
| BROYHILL, MARKHAM, HUNT | I | PARTNER | NA | Control |
| KOONTS, KEVIN, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KOONTS, KEVIN, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KOONTS, KEVIN, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARR, MICHAEL, STEWART | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCGLINN, JOHN, FRANCIS | I | CHIEF OPERATING OFFICER | NA | Control |
| MCGLINN, JOHN, FRANCIS | I | CHIEF OPERATING OFFICER | NA | Control |
| MCGLINN, JOHN, FRANCIS | I | CHIEF OPERATING OFFICER | NA | Control |
| MCGLINN, JOHN, FRANCIS | I | CHIEF OPERATING OFFICER | NA | Control |
| MCGLINN, JOHN, FRANCIS | I | CHIEF OPERATING OFFICER | NA | Control |
| MCGLINN, JOHN, FRANCIS | I | CHIEF OPERATING OFFICER | NA | Control |
| MCGLINN, JOHN, FRANCIS | I | CHIEF OPERATING OFFICER | NA | Control |
| MCGLINN, JOHN, FRANCIS | I | CHIEF OPERATING OFFICER | NA | Control |
| MCGLINN, JOHN, FRANCIS | I | CHIEF OPERATING OFFICER | NA | Control |
| MCGLINN, JOHN, FRANCIS | I | CHIEF OPERATING OFFICER | NA | Control |
| MCGLINN, JOHN, FRANCIS | I | CHIEF OPERATING OFFICER | NA | Control |
| MCGLINN, JOHN, FRANCIS | I | CHIEF OPERATING OFFICER | NA | Control |
| MCGLINN, JOHN, FRANCIS | I | CHIEF OPERATING OFFICER | NA | Control |
| MCGLINN, JOHN, FRANCIS | I | CHIEF OPERATING OFFICER | NA | Control |
| MCGLINN, JOHN, FRANCIS | I | CHIEF OPERATING OFFICER | NA | Control |
| WHEELAHAN, RICHARD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHEELAHAN, RICHARD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHEELAHAN, RICHARD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHEELAHAN, RICHARD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHEELAHAN, RICHARD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHEELAHAN, RICHARD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHEELAHAN, RICHARD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHEELAHAN, RICHARD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHEELAHAN, RICHARD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHEELAHAN, RICHARD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHEELAHAN, RICHARD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHEELAHAN, RICHARD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHEELAHAN, RICHARD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHEELAHAN, RICHARD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALALA, JOSEPH, BASIL | I | PRESIDENT/CEO | E | Control |
| ALALA, JOSEPH, BASIL | I | ELECTED MANAGER/PRESIDENT/CEO | E | Control |
| ALALA, JOSEPH, BASIL | I | PRESIDENT/CEO | E | Control |
| ALALA, JOSEPH, BASIL | I | ELECTED MANAGER/PRESIDENT/CEO | E | Control |
| ALALA, JOSEPH, BASIL | I | ELECTED MANAGER/PRESIDENT/CEO | E | Control |
| ATLAS CAPITALA INVESTMENTS, LLC | DE | MEMBER | E | Control |
| ATLAS CAPITALA INVESTMENTS, LLC | DE | OWNER | E | Control |
| ATLAS CAPITALA INVESTMENTS, LLC | DE | MEMBER | E | Control |
| ATLAS CAPITALA INVESTMENTS, LLC | DE | OWNER | E | Control |
| ATLAS CAPITALA INVESTMENTS, LLC | DE | MEMBER | E | Control |
| ATLAS CAPITALA INVESTMENTS, LLC | DE | MEMBER | E | Control |
| ATLAS CAPITALA INVESTMENTS, LLC | DE | MEMBER | E | Control |
| ATLAS CAPITALA INVESTMENTS, LLC | DE | MEMBER | E | Control |
| ATLAS CAPITALA INVESTMENTS, LLC | DE | MEMBER | E | Control |
| ATLAS CAPITALA INVESTMENTS, LLC | DE | MEMBER | E | Control |
| ATLAS CAPITALA INVESTMENTS, LLC | DE | MEMBER | E | Control |
| ATLAS CAPITALA INVESTMENTS, LLC | DE | MEMBER | E | Control |
| ATLAS CAPITALA INVESTMENTS, LLC | DE | MEMBER | E | Control |
| MITSUI & CO. (U.S.A.), INC. | DE | MEMBER | B | |
| MITSUI & CO. (U.S.A.), INC. | DE | MEMBER | B | |
| MITSUI & CO. (U.S.A.), INC. | DE | MEMBER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BROYHILL, MARKHAM, HUNT | I | ATLAS CAPITALA INVESTMENTS, LLC | F | Control |
| BROYHILL, MARKHAM, HUNT | I | ATLAS CAPITALA INVESTMENTS, LLC | F | Control |
| BROYHILL, MARKHAM, HUNT | I | ATLAS CAPITALA INVESTMENTS, LLC | F | Control |
| BROYHILL, MARKHAM, HUNT | I | ATLAS CAPITALA INVESTMENTS, LLC | F | Control |
| BROYHILL, MARKHAM, HUNT | I | ATLAS CAPITALA INVESTMENTS, LLC | F | Control |
| BROYHILL, MARKHAM, HUNT | I | ATLAS CAPITALA INVESTMENTS, LLC | F | Control |
| BROYHILL, MARKHAM, HUNT | I | ATLAS CAPITALA INVESTMENTS, LLC | F | Control |
| BROYHILL, MARKHAM, HUNT | I | ATLAS CAPITALA INVESTMENTS, LLC | F | Control |
| BROYHILL, MARKHAM, HUNT | I | ATLAS CAPITALA INVESTMENTS, LLC | F | Control |
| BROYHILL, MARKHAM, HUNT | I | ATLAS CAPITALA INVESTMENTS, LLC | F | Control |
| BROYHILL, MARKHAM, HUNT | I | ATLAS CAPITALA INVESTMENTS, LLC | F | Control |
| BROYHILL, MARKHAM, HUNT | I | ATLAS CAPITALA INVESTMENTS, LLC | F | Control |
| BROYHILL, MARKHAM, HUNT | I | ATLAS CAPITALA INVESTMENTS, LLC | F | Control |
| CAPITALA TRUST | DE | ATLAS CAPITALA INVESTMENTS, LLC | E | Control |
| CAPITALA TRUST | DE | ATLAS CAPITALA INVESTMENTS, LLC | E | Control |
| CAPITALA TRUST | DE | ATLAS CAPITALA INVESTMENTS, LLC | E | Control |
| CAPITALA TRUST | DE | ATLAS CAPITALA INVESTMENTS, LLC | E | Control |
| CAPITALA TRUST | DE | ATLAS CAPITALA INVESTMENTS, LLC | E | Control |
| CAPITALA TRUST | DE | ATLAS CAPITALA INVESTMENTS, LLC | E | Control |
| CAPITALA TRUST | DE | ATLAS CAPITALA INVESTMENTS, LLC | E | Control |
| CAPITALA TRUST | DE | ATLAS CAPITALA INVESTMENTS, LLC | E | Control |
| CAPITALA TRUST | DE | ATLAS CAPITALA INVESTMENTS, LLC | E | Control |
| CAPITALA TRUST | DE | ATLAS CAPITALA INVESTMENTS, LLC | E | Control |
| CAPITALA TRUST | DE | ATLAS CAPITALA INVESTMENTS, LLC | E | Control |
| CAPITALA TRUST | DE | ATLAS CAPITALA INVESTMENTS, LLC | E | Control |
| CAPITALA TRUST | DE | ATLAS CAPITALA INVESTMENTS, LLC | E | Control |
| MBK USA HOLDINGS, INC. | FE | MITSUI & CO. (U.S.A.), INC. | E | |
| MBK USA HOLDINGS, INC. | FE | MITSUI & CO. (U.S.A.), INC. | E | |
| MBK USA HOLDINGS, INC. | FE | MITSUI & CO. (U.S.A.), INC. | E | |
| MITSUI & CO. LTD. | FE | MBK USA HOLDINGS, INC. | E | |
| MITSUI & CO. LTD. | FE | MBK USA HOLDINGS, INC. | E | |
| MITSUI & CO. LTD. | FE | MBK USA HOLDINGS, INC. | E |
Registrations
Federal
IA
Mar 23, 2021 REGISTERED
Notice Filings (8)
CA FL GA KY NC NY TX VA
Address
4201 CONGRESS STREETSUITE 360
CHARLOTTE, NC 28209
United States
Phone: 704-376-5502