RIA Intelligence

LINK SHAREHOLDER SERVICES, LLC

Legal name: AST PERSONAL WEALTH SOLUTIONS LLC

CRD #166366 SEC #801-77569 BROOKLYN, NY 718-921--8200
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
4
Clients
--
Accounts
0

Firm Details

Organization Type
Limited Liability Company
State of Formation
New York
Fiscal Year End
JUNE
Registration Date
--
Latest Filing
Jan 10, 2013
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BECKER, DAVID, LEIGHICHIEF COMPLIANCE OFFICERNA Control
BECKER, DAVID, LEIGHICHIEF COMPLIANCE OFFICERNA Control
BECKER, DAVID, LEIGHICHIEF COMPLIANCE OFFICERNA Control
TERENZI, CHRISTOPHER, PAULICHIEF OPERATING OFFICERNA Control
TERENZI, CHRISTOPHER, PAULICHIEF OPERATING OFFICERNA Control
TERENZI, CHRISTOPHER, PAULICHIEF OPERATING OFFICERNA Control
ARMOR HOLDING II, LLCDEMEMBERE Control
ARMOR HOLDING II, LLCDEMEMBERE Control
ARMOR HOLDING II, LLCDEMEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
ARMOR ACQUISITION, LLCDEARMOR HOLDCO, INC.E Control
ARMOR ACQUISITION, LLCDEARMOR HOLDCO, INC.E Control
ARMOR ACQUISITION, LLCDEARMOR HOLDCO, INC.E Control
ARMOR HOLDCO, INC.DEARMOR HOLDING II, LLCE Control
ARMOR HOLDCO, INC.DEARMOR HOLDING II, LLCE Control
ARMOR HOLDCO, INC.DEARMOR HOLDING II, LLCE Control
PACIFIC EQUITY PARTNERS FUND IV LPFEARMOR ACQUISITION, LLCE Control
PACIFIC EQUITY PARTNERS FUND IV LPFEARMOR ACQUISITION, LLCE Control
PACIFIC EQUITY PARTNERS FUND IV LPFEARMOR ACQUISITION, LLCE Control

Registrations

Federal

IA
Jan 10, 2013 REGISTERED

Notice Filings (1)

NY

Address

6201 15TH AVENUE
BROOKLYN, NY 11219
United States
Phone: 718-921--8200