HCAP ADVISORS LLC
CRD #166427 SEC #801-77483 NEW YORK, NY 212-906-3589
SEC Registered
Total AUM
$128.9M
Discretionary
$128.9M
Employees
7
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Alvarez, William, Edwin | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Alvarez, William, Edwin | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Alvarez, William, Edwin | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Alvarez, William, Edwin | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Alvarez, William, Edwin | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JACKSON, RAYMOND, SIVA | I | CHIEF FINANCIAL OFFICER | NA | |
| JACKSON, RAYMOND, SIVA | I | CHIEF FINANCIAL OFFICER | NA | |
| JACKSON, RAYMOND, SIVA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JACKSON, RAYMOND, SIVA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JACKSON, RAYMOND, SIVA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JACKSON, RAYMOND, SIVA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CEO | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CHAIRMAN | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CHAIRMAN | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CHAIRMAN | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CEO | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CEO | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CEO | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CEO | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CEO | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CEO | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CEO | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CEO | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CEO | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CEO | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CEO | NA | Control |
| KITCHIN, CRAIG, ROBERT | I | CCO, CFO, COO, & SECRETARY | NA | Control |
| KITCHIN, CRAIG, ROBERT | I | CCO, CFO, COO, & SECRETARY | NA | |
| KITCHIN, CRAIG, ROBERT | I | CCO, CFO, COO, & SECRETARY | NA | |
| KITCHIN, CRAIG, ROBERT | I | CCO, CFO, COO, & SECRETARY | NA | Control |
| KITCHIN, CRAIG, ROBERT | I | CCO, CFO, COO, & SECRETARY | NA | Control |
| KITCHIN, CRAIG, ROBERT | I | CCO | NA | |
| KITCHIN, CRAIG, ROBERT | I | CCO | NA | |
| KITCHIN, CRAIG, ROBERT | I | CCO | NA | |
| LEFEBVRE, RENEE | I | CCO | NA | |
| LEFEBVRE, RENEE | I | CCO | NA | |
| JMP GROUP LLC | DE | MANAGING MEMBER | D | Control |
| JMP GROUP LLC | DE | MANAGING MEMBER | D | Control |
| JMP GROUP LLC | DE | MANAGING MEMBER | D | Control |
| JMP GROUP LLC | DE | MANAGING MEMBER | D | Control |
| JMP GROUP LLC | DE | MANAGING MEMBER | D | Control |
| JMP GROUP LLC | DE | MANAGING MEMBER | D | Control |
| JMP HOLDING LLC | DE | MEMBER | D | Control |
| JMP HOLDING LLC | DE | MEMBER | D | Control |
| JMP HOLDING LLC | DE | MEMBER | D | Control |
| JMP HOLDING LLC | DE | MEMBER | D | Control |
| JMP HOLDING LLC | DE | MEMBER | D | Control |
| JMP HOLDING LLC | DE | MEMBER | D | Control |
| JMP HOLDING LLC | DE | MEMBER | D | Control |
| JMP HOLDING LLC | DE | MEMBER | D | Control |
| JMP HOLDING LLC | DE | MEMBER | D | Control |
| BUCKANAVAGE, RICHARD, PAUL | I | PRESIDENT | C | Control |
| BUCKANAVAGE, RICHARD, PAUL | I | PRESIDENT & CEO | C | |
| BUCKANAVAGE, RICHARD, PAUL | I | PRESIDENT & CEO | C | |
| BUCKANAVAGE, RICHARD, PAUL | I | PRESIDENT & CEO | C | Control |
| BUCKANAVAGE, RICHARD, PAUL | I | PRESIDENT | C | Control |
| BUCKANAVAGE, RICHARD, PAUL | I | PRESIDENT | C | Control |
| BUCKANAVAGE, RICHARD, PAUL | I | PRESIDENT | C | Control |
| BUCKANAVAGE, RICHARD, PAUL | I | PRESIDENT | C | Control |
| BUCKANAVAGE, RICHARD, PAUL | I | PRESIDENT | C | Control |
| BUCKANAVAGE, RICHARD, PAUL | I | PRESIDENT | C | Control |
| BUCKANAVAGE, RICHARD, PAUL | I | PRESIDENT | C | Control |
| BUCKANAVAGE, RICHARD, PAUL | I | PRESIDENT | C | Control |
| BUCKANAVAGE, RICHARD, PAUL | I | PRESIDENT | C | Control |
| BUCKANAVAGE, RICHARD, PAUL | I | PRESIDENT | C | Control |
| BUCKANAVAGE, RICHARD, PAUL | I | PRESIDENT | C | Control |
| MAGEE, JOHN, MICHAEL | I | SENIOR INVESTMENT PROFESSIONAL | B | |
| MAGEE, JOHN, MICHAEL | I | SENIOR INVESTMENT PROFESSIONAL | B | |
| MAGEE, JOHN, MICHAEL | I | SENIOR INVESTMENT PROFESSIONAL | B | |
| MAGEE, JOHN, MICHAEL | I | SENIOR INVESTMENT PROFESSIONAL | B | |
| MAGEE, RYAN, THOMAS | I | SENIOR INVESTMENT PROFESSIONAL | B | |
| MAGEE, RYAN, THOMAS | I | SENIOR INVESTMENT PROFESSIONAL | B | |
| MAGEE, RYAN, THOMAS | I | SENIOR INVESTMENT PROFESSIONAL | B | |
| MAGEE, RYAN, THOMAS | I | SENIOR INVESTMENT PROFESSIONAL | B | |
| MAGEE, RYAN, THOMAS | I | SENIOR INVESTMENT PROFESSIONAL | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| JMP GROUP INC. | DE | JMP GROUP LLC | E | Control |
| JMP GROUP INC. | DE | JMP GROUP LLC | E | Control |
| JMP GROUP INC. | DE | JMP GROUP LLC | E | Control |
| JMP GROUP INC. | DE | JMP GROUP LLC | E | Control |
| JMP GROUP INC. | DE | JMP GROUP LLC | E | Control |
| JMP GROUP INC. | DE | JMP HOLDING LLC | E | Control |
| JMP GROUP INC. | DE | JMP GROUP LLC | E | Control |
| JMP GROUP INC. | DE | JMP HOLDING LLC | E | Control |
| JMP GROUP INC. | DE | JMP HOLDING LLC | E | Control |
| JMP GROUP INC. | DE | JMP HOLDING LLC | E | Control |
| JMP GROUP INC. | DE | JMP HOLDING LLC | E | Control |
| JMP GROUP INC. | DE | JMP HOLDING LLC | E | Control |
| JMP GROUP INC. | DE | JMP HOLDING LLC | E | Control |
| JMP GROUP INC. | DE | JMP HOLDING LLC | E | Control |
| JMP GROUP INC. | DE | JMP HOLDING LLC | E | Control |
| JMP GROUP LLC | DE | JMP GROUP INC. | E | Control |
| JMP GROUP LLC | DE | JMP GROUP INC. | E | Control |
| JMP GROUP LLC | DE | JMP GROUP INC. | E | Control |
| JMP GROUP LLC | DE | JMP GROUP INC. | E | Control |
| JMP GROUP LLC | DE | JMP GROUP INC. | E | Control |
| JMP GROUP LLC | DE | JMP GROUP INC. | E | Control |
| JMP GROUP LLC | DE | JMP GROUP INC. | E | Control |
| JMP GROUP LLC | DE | JMP GROUP INC. | E | Control |
| JMP GROUP LLC | DE | JMP GROUP INC. | E | Control |
Registrations
Federal
IA
Mar 29, 2021 REGISTERED
Address
767 THIRD AVENUE29TH FLOOR
NEW YORK, NY 10017
United States
Phone: 212-906-3589