CWA NAPLES, LLC
CRD #166489 SEC #801-113065 NAPLES, FL 239-434-7434
SEC Registered
Total AUM
$190.6M
Discretionary
$190.6M
Employees
8
Clients
--
Accounts
18
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 19, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEYNON, WILLIAM, NICK | I | MANAGING MEMBER | NA | Control |
| BEYNON, WILLIAM, NICK | I | MANAGING MEMBER | NA | Control |
| BEYNON, WILLIAM, NICK | I | MANAGING MEMBER | NA | Control |
| BEYNON, WILLIAM, NICK | I | MANAGING MEMBER | NA | Control |
| BEYNON, WILLIAM, NICK | I | MANAGING MEMBER | NA | Control |
| BEYNON, WILLIAM, NICK | I | MANAGING MEMBER | NA | Control |
| BEYNON, WILLIAM, NICK | I | MANAGING MEMBER | NA | Control |
| BEYNON, WILLIAM, NICK | I | MANAGING MEMBER | NA | Control |
| BEYNON, WILLIAM, NICK | I | MANAGING MEMBER | NA | Control |
| BEYNON, WILLIAM, NICK | I | MANAGING MEMBER | NA | Control |
| FERGUSON, BLAINE, MICHAEL | I | MANAGING MEMBER | NA | Control |
| FERGUSON, BLAINE, MICHAEL | I | MANAGING MEMBER | NA | Control |
| FERGUSON, BLAINE, MICHAEL | I | MANAGING MEMBER | NA | Control |
| FERGUSON, BLAINE, MICHAEL | I | MANAGING MEMBER | NA | Control |
| FERGUSON, BLAINE, MICHAEL | I | MANAGING MEMBER | NA | Control |
| FERGUSON, BLAINE, MICHAEL | I | MANAGING MEMBER | NA | Control |
| FERGUSON, BLAINE, MICHAEL | I | MANAGING MEMBER | NA | Control |
| FERGUSON, BLAINE, MICHAEL | I | MANAGING MEMBER | NA | Control |
| FERGUSON, BLAINE, MICHAEL | I | MANAGING MEMBER | NA | Control |
| FERGUSON, BLAINE, MICHAEL | I | MANAGING MEMBER | NA | Control |
| JOHNSON, LEWIS, MCKAY | I | MANAGER | NA | Control |
| JOHNSON, LEWIS, MCKAY | I | MANAGER | NA | Control |
| JOHNSON, LEWIS, MCKAY | I | MANAGER | NA | Control |
| JOHNSON, LEWIS, MCKAY | I | MANAGER | NA | Control |
| KEY, KIMBERLY, RUTH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KEY, KIMBERLY, RUTH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KEY, KIMBERLY, RUTH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KEY, KIMBERLY, RUTH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SUTTON, JEFFREY, LANCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SUTTON, JEFFREY, LANCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SUTTON, JEFFREY, LANCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SUTTON, JEFFREY, LANCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SUTTON, JEFFREY, LANCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SUTTON, JEFFREY, LANCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CWA ASSET MANAGEMENT GROUP | DE | OWNER | D | Control |
| CWA ASSET MANAGEMENT GROUP | DE | OWNER | D | Control |
| CWA ASSET MANAGEMENT GROUP | DE | OWNER | D | Control |
| CWA ASSET MANAGEMENT GROUP | DE | OWNER | D | Control |
| CWA ASSET MANAGEMENT GROUP | DE | OWNER | D | Control |
| CWA ASSET MANAGEMENT GROUP | DE | OWNER | D | Control |
| CWA ASSET MANAGEMENT GROUP | DE | OWNER | D | Control |
| CWA ASSET MANAGEMENT GROUP | DE | OWNER | D | Control |
| CWA ASSET MANAGEMENT GROUP | DE | OWNER | D | Control |
| CWA ASSET MANAGEMENT GROUP | DE | OWNER | D | Control |
| WILSON, GEORGE, ALLEN | I | MANAGING MEMBER | D | Control |
| WILSON, GEORGE, ALLEN | I | MANAGING MEMBER | D | Control |
| WILSON, GEORGE, ALLEN | I | MANAGING MEMBER | D | Control |
| WILSON, GEORGE, ALLEN | I | MANAGING MEMBER | D | Control |
| WILSON, GEORGE, ALLEN | I | MANAGING MEMBER | D | Control |
| WILSON, GEORGE, ALLEN | I | MANAGING MEMBER | D | Control |
| WILSON, GEORGE, ALLEN | I | MANAGING MEMBER | D | Control |
| WILSON, GEORGE, ALLEN | I | MANAGING MEMBER | D | Control |
| WILSON, GEORGE, ALLEN | I | MANAGING MEMBER | D | Control |
| WILSON, GEORGE, ALLEN | I | MANAGING MEMBER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LEE CAROL JOHNSON 2020 IRREVOCABLE TRUST | DE | CWA ASSET MANAGEMENT GROUP | F | Control |
| LEE CAROL JOHNSON 2020 IRREVOCABLE TRUST | DE | CWA ASSET MANAGEMENT GROUP | F | Control |
| LEE CAROL JOHNSON 2020 IRREVOCABLE TRUST | DE | CWA ASSET MANAGEMENT GROUP | F | Control |
| LEE CAROL JOHNSON 2020 IRREVOCABLE TRUST | DE | CWA ASSET MANAGEMENT GROUP | F | Control |
| MOGLIA TRUST 2 | DE | CWA ASSET MANAGEMENT GROUP | F | Control |
| MOGLIA TRUST 2 | DE | CWA ASSET MANAGEMENT GROUP | F | Control |
| MOGLIA TRUST 2 | DE | CWA ASSET MANAGEMENT GROUP | F | Control |
| MOGLIA TRUST 2 | DE | CWA ASSET MANAGEMENT GROUP | F | Control |
| MOGLIA, JOSEPH, HUGH | I | CWA ASSET MANAGEMENT GROUP | F | Control |
| MOGLIA, JOSEPH, HUGH | I | CWA ASSET MANAGEMENT GROUP | F | Control |
| MOGLIA, JOSEPH, HUGH | I | CWA ASSET MANAGEMENT GROUP | F | Control |
| MOGLIA, JOSEPH, HUGH | I | CWA ASSET MANAGEMENT GROUP | F | Control |
| Johnson, Lee Carol, Robinson | I | LEE CAROL JOHNSON 2020 IRREVOCABLE TRUST | E | |
| Johnson, Lee Carol, Robinson | I | LEE CAROL JOHNSON 2020 IRREVOCABLE TRUST | E | |
| Johnson, Lee Carol, Robinson | I | LEE CAROL JOHNSON 2020 IRREVOCABLE TRUST | E | |
| Johnson, Lee Carol, Robinson | I | LEE CAROL JOHNSON 2020 IRREVOCABLE TRUST | E | |
| FUNDAMENTAL GLOBAL INVESTORS LLC | DE | CWA ASSET MANAGEMENT GROUP, LLC | D | Control |
| FUNDAMENTAL GLOBAL INVESTORS LLC | DE | CWA ASSET MANAGEMENT GROUP, LLC | D | Control |
| FUNDAMENTAL GLOBAL INVESTORS LLC | DE | CWA ASSET MANAGEMENT GROUP, LLC | D | Control |
| FUNDAMENTAL GLOBAL INVESTORS LLC | DE | CWA ASSET MANAGEMENT GROUP, LLC | D | Control |
| FUNDAMENTAL GLOBAL INVESTORS LLC | DE | CWA ASSET MANAGEMENT GROUP, LLC | D | Control |
| FUNDAMENTAL GLOBAL INVESTORS LLC | DE | CWA ASSET MANAGEMENT GROUP, LLC | D | Control |
| BEYNON, WILLIAM, NICK | I | CWA ASSET MANAGEMENT GROUP, LLC | C | Control |
| BEYNON, WILLIAM, NICK | I | CWA ASSET MANAGEMENT GROUP, LLC | C | Control |
| BEYNON, WILLIAM, NICK | I | CWA ASSET MANAGEMENT GROUP, LLC | C | Control |
| BEYNON, WILLIAM, NICK | I | CWA ASSET MANAGEMENT GROUP, LLC | C | Control |
| BEYNON, WILLIAM, NICK | I | CWA ASSET MANAGEMENT GROUP, LLC | C | Control |
| BEYNON, WILLIAM, NICK | I | CWA ASSET MANAGEMENT GROUP, LLC | C | Control |
| BEYNON, WILLIAM, NICK | I | CWA ASSET MANAGEMENT GROUP | C | Control |
| BEYNON, WILLIAM, NICK | I | CWA ASSET MANAGEMENT GROUP | C | Control |
| BEYNON, WILLIAM, NICK | I | CWA ASSET MANAGEMENT GROUP | C | Control |
| BEYNON, WILLIAM, NICK | I | CWA ASSET MANAGEMENT GROUP | C | Control |
| CERMINARA, DANIEL, KYLE | I | FUNDAMENTAL GLOBAL INVESTORS | C | Control |
| CERMINARA, DANIEL, KYLE | I | FUNDAMENTAL GLOBAL INVESTORS | C | Control |
| CERMINARA, DANIEL, KYLE | I | FUNDAMENTAL GLOBAL INVESTORS | C | Control |
| CERMINARA, DANIEL, KYLE | I | FUNDAMENTAL GLOBAL INVESTORS | C | Control |
| CERMINARA, DANIEL, KYLE | I | FUNDAMENTAL GLOBAL INVESTORS | C | Control |
| CERMINARA, DANIEL, KYLE | I | FUNDAMENTAL GLOBAL INVESTORS | C | Control |
| FERGUSON, BLAINE, MICHAEL | I | CWA ASSET MANAGEMENT GROUP | C | Control |
| FERGUSON, BLAINE, MICHAEL | I | CWA ASSET MANAGEMENT GROUP | C | Control |
| FERGUSON, BLAINE, MICHAEL | I | CWA ASSET MANAGEMENT GROUP | C | Control |
| FERGUSON, BLAINE, MICHAEL | I | CWA ASSET MANAGEMENT GROUP | C | Control |
| FERGUSON, BLAINE, MICHAEL | I | CWA ASSET MANAGEMENT GROUP | C | Control |
| FERGUSON, BLAINE, MICHAEL | I | CWA ASSET MANAGEMENT GROUP | C | Control |
| FERGUSON, BLAINE, MICHAEL | I | CWA ASSET MANAGEMENT GROUP | C | Control |
| FERGUSON, BLAINE, MICHAEL | I | CWA ASSET MANAGEMENT GROUP | C | Control |
| FERGUSON, BLAINE, MICHAEL | I | CWA ASSET MANAGEMENT GROUP | C | Control |
| FERGUSON, BLAINE, MICHAEL | I | CWA ASSET MANAGEMENT GROUP | C | Control |
| JOHNSON, LEWIS, MCKAY | I | FUNDAMENTAL GLOBAL INVESTORS | C | Control |
| JOHNSON, LEWIS, MCKAY | I | FUNDAMENTAL GLOBAL INVESTORS | C | Control |
| JOHNSON, LEWIS, MCKAY | I | FUNDAMENTAL GLOBAL INVESTORS | C | Control |
| JOHNSON, LEWIS, MCKAY | I | FUNDAMENTAL GLOBAL INVESTORS | C | Control |
| JOHNSON, LEWIS, MCKAY | I | FUNDAMENTAL GLOBAL INVESTORS | C | Control |
| JOHNSON, LEWIS, MCKAY | I | FUNDAMENTAL GLOBAL INVESTORS | C | Control |
| MOGLIA, JOSEPH, HUGH | I | FUNDAMENTAL GLOBAL INVESTORS | C | Control |
| MOGLIA, JOSEPH, HUGH | I | FUNDAMENTAL GLOBAL INVESTORS | C | Control |
| MOGLIA, JOSEPH, HUGH | I | FUNDAMENTAL GLOBAL INVESTORS | C | Control |
| MOGLIA, JOSEPH, HUGH | I | FUNDAMENTAL GLOBAL INVESTORS | C | Control |
| MOGLIA, JOSEPH, HUGH | I | FUNDAMENTAL GLOBAL INVESTORS | C | Control |
| MOGLIA, JOSEPH, HUGH | I | FUNDAMENTAL GLOBAL INVESTORS | C | Control |
Registrations
Federal
IA
May 19, 2022 REGISTERED
Notice Filings (1)
FL
Address
9130 GALLERIA COURTTHIRD FLOOR
NAPLES, FL 34109
United States
Phone: 239-434-7434