TCFG INVESTMENT ADVISORS, LLC
CRD #166606 SEC #801-77596 LAGUNA NIGUEL, CA 949-365-5830
SEC Registered Disclosures
Total AUM
$575.1M
Discretionary
$575.1M
Employees
27
Clients
10
Accounts
2,344
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 21
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | CEO | NA | Control |
| ROBERTS, RICHARD, JAMES | I | CEO/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | CEO | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | CEO | NA | Control |
| ROBERTS, RICHARD, JAMES | I | CEO | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT | NA | Control |
| ROBERTS, RICHARD, JAMES | I | PRESIDENT | NA | Control |
| SWEET, TODD, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWEET, TODD, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWEET, TODD, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWEET, TODD, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Tesla, Deetra, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Tesla, Deetra, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Tesla, Deetra, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Tesla, Deetra, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Tesla, Deetra, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Tesla, Deetra, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WOLF, THOMAS, JOHN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| WOLF, THOMAS, JOHN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| WOLF, THOMAS, JOHN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CERTUS FINANCIAL GROUP, LLC | DE | LIMITED LIABILITY CORPORATION (LLC) | E | Control |
| CERTUS FINANCIAL GROUP, LLC | DE | LIMITED LIABILITY CORPORATION (LLC) | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | E | Control |
| ROBERTS, RICHARD, JAMES | I | CERTUS FINANCIAL GROUP, LLC | D | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (44)
AK AL AZ CA CO DC DE FL GA IA ID IL IN KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA SC SD TN TX UT VA VT WA WI
Address
28202 CABOT RDSUITE 300
LAGUNA NIGUEL, CA 92677
United States
Phone: 949-365-5830