SIMPLEX ASSET MANAGEMENT CO., LTD.
CRD #166680 SEC #802-77621 TOKYO 813-6843-1413
State Registered Exempt Reporting Private Funds
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--
Firm Details
- Organization Type
- --
- State of Formation
- --
- Fiscal Year End
- --
- Registration Date
- --
- Latest Filing
- May 14, 2025
- Branch Offices
- 1
- LEI
- 3538002L4C8Y63M8CB46
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHEUNG, FLORA | I | CFO | NA | Control |
| CHEUNG, FLORA | I | CFO | NA | Control |
| CHEUNG, FLORA | I | CFO | NA | Control |
| CHEUNG, FLORA | I | CFO | NA | Control |
| CHEUNG, FLORA | I | CFO | NA | Control |
| CHEUNG, FLORA | I | CFO | NA | Control |
| CHEUNG, FLORA | I | CFO | NA | Control |
| CHEUNG, FLORA | I | CFO | NA | Control |
| CHEUNG, FLORA | I | CFO | NA | Control |
| CHEUNG, FLORA | I | CFO | NA | Control |
| CHEUNG, FLORA | I | CFO | NA | Control |
| CHEUNG, FLORA | I | CFO | NA | Control |
| CHEUNG, FLORA | I | CFO | NA | Control |
| CHEUNG, FLORA | I | CFO | NA | Control |
| CHEUNG, FLORA | I | CFO | NA | Control |
| CHEUNG, FLORA | I | CFO | NA | Control |
| HAYAKAWA, MIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYAKAWA, MIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MIYASHITA, HISATO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MIYASHITA, HISATO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Natsuyama, Kenji | I | CHEIF COMPLIANCE OFFICER | NA | Control |
| Natsuyama, Kenji | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Natsuyama, Kenji | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Natsuyama, Kenji | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Natsuyama, Kenji | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Natsuyama, Kenji | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OZAKI, NOBUAKI | I | COMPLIANCE OFFICER | NA | Control |
| OZAKI, NOBUAKI | I | COMPLIANCE OFFICER | NA | Control |
| OZAKI, NOBUAKI | I | COMPLIANCE OFFICER | NA | Control |
| OZAKI, NOBUAKI | I | COMPLIANCE OFFICER | NA | Control |
| OZAKI, NOBUAKI | I | COMPLIANCE OFFICER | NA | Control |
| OZAKI, NOBUAKI | I | COMPLIANCE OFFICER | NA | Control |
| SIMPLEX FINANCIAL HOLDINGS | FE | SHAREHOLDER | E | Control |
| SIMPLEX FINANCIAL HOLDINGS | FE | SHAREHOLDER | E | Control |
| SIMPLEX FINANCIAL HOLDINGS | FE | SHAREHOLDER | E | Control |
| SIMPLEX FINANCIAL HOLDINGS | FE | SHAREHOLDER | E | Control |
| SIMPLEX FINANCIAL HOLDINGS | FE | SHAREHOLDER | E | Control |
| SIMPLEX FINANCIAL HOLDINGS | FE | SHAREHOLDER | E | Control |
| SIMPLEX FINANCIAL HOLDINGS | FE | SHAREHOLDER | E | Control |
| SIMPLEX FINANCIAL HOLDINGS | FE | SHAREHOLDER | E | Control |
| SIMPLEX FINANCIAL HOLDINGS | FE | SHAREHOLDER | E | Control |
| SIMPLEX FINANCIAL HOLDINGS | FE | SHAREHOLDER | E | Control |
| SIMPLEX FINANCIAL HOLDINGS | FE | SHAREHOLDER | E | Control |
| SIMPLEX FINANCIAL HOLDINGS | FE | SHAREHOLDER | E | Control |
| SIMPLEX FINANCIAL HOLDINGS | FE | SHAREHOLDER | E | Control |
| SIMPLEX FINANCIAL HOLDINGS | FE | SHAREHOLDER | E | Control |
| SIMPLEX FINANCIAL HOLDINGS | FE | SHAREHOLDER | E | Control |
| SIMPLEX FINANCIAL HOLDINGS | FE | SHAREHOLDER | E | Control |
| MIZUSHIMA, HIROMASA | I | SHAREHOLDER AND CEO | D | Control |
| MIZUSHIMA, HIROMASA | I | SHAREHOLDER AND CEO | D | Control |
| MIZUSHIMA, HIROMASA | I | SHAREHOLDER AND CEO | D | Control |
| MIZUSHIMA, HIROMASA | I | SHAREHOLDER AND CEO | D | Control |
| MIZUSHIMA, HIROMASA | I | SHAREHOLDER AND CEO | D | Control |
| MIZUSHIMA, HIROMASA | I | SHAREHOLDER AND CEO | D | Control |
| MIZUSHIMA, HIROMASA | I | SHAREHOLDER AND CEO | D | Control |
| MIZUSHIMA, HIROMASA | I | SHAREHOLDER AND CEO | D | Control |
| MIZUSHIMA, HIROMASA | I | SHAREHOLDER AND CEO | D | Control |
| MIZUSHIMA, HIROMASA | I | SHAREHOLDER AND CEO | D | Control |
| MIZUSHIMA, HIROMASA | I | SHAREHOLDER AND CEO | D | Control |
| MIZUSHIMA, HIROMASA | I | SHAREHOLDER AND CEO | C | Control |
| MIZUSHIMA, HIROMASA | I | SHAREHOLDER AND CEO | C | Control |
| MIZUSHIMA, HIROMASA | I | SHAREHOLDER AND CEO | C | Control |
| MIZUSHIMA, HIROMASA | I | SHAREHOLDER AND CEO | C | Control |
| MIZUSHIMA, HIROMASA | I | SHAREHOLDER AND CEO | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MIZUSHIMA, HIROMASA | I | SIMPLEX FINANCIAL HOLDING | D | Control |
| MIZUSHIMA, HIROMASA | I | SIMPLEX FINANCIAL HOLDING | D | Control |
| MIZUSHIMA, HIROMASA | I | SIMPLEX FINANCIAL HOLDING | D | Control |
| MIZUSHIMA, HIROMASA | I | SIMPLEX FINANCIAL HOLDING | D | Control |
| MIZUSHIMA, HIROMASA | I | SIMPLEX FINANCIAL HOLDING | D | Control |
| MIZUSHIMA, HIROMASA | I | SIMPLEX FINANCIAL HOLDING | D | Control |
| MIZUSHIMA, HIROMASA | I | SIMPLEX FINANCIAL HOLDING | D | Control |
| MIZUSHIMA, HIROMASA | I | SIMPLEX FINANCIAL HOLDING | D | Control |
| MIZUSHIMA, HIROMASA | I | SIMPLEX FINANCIAL HOLDING | D | Control |
| MIZUSHIMA, HIROMASA | I | SIMPLEX FINANCIAL HOLDING | D | Control |
| MIZUSHIMA, HIROMASA | I | SIMPLEX FINANCIAL HOLDING | D | Control |
| MIKAMI, YOSHIHIRO | I | SIMPLEX HOLDING LLP | C | Control |
| MIKAMI, YOSHIHIRO | I | SIMPLEX HOLDING LLP | C | Control |
| MIKAMI, YOSHIHIRO | I | SIMPLEX HOLDING LLP | C | Control |
| MIKAMI, YOSHIHIRO | I | SIMPLEX HOLDING LLP | C | Control |
| MIKAMI, YOSHIHIRO | I | SIMPLEX HOLDING LLP | C | Control |
| MIKAMI, YOSHIHIRO | I | SIMPLEX HOLDING LLP | C | Control |
| MIKAMI, YOSHIHIRO | I | SIMPLEX HOLDING LLP | C | Control |
| MIKAMI, YOSHIHIRO | I | SIMPLEX HOLDING LLP | C | Control |
| MIKAMI, YOSHIHIRO | I | SIMPLEX HOLDING LLP | C | Control |
| MIKAMI, YOSHIHIRO | I | SIMPLEX KABUSHIKI HOYUU, LLP | C | Control |
| MIZUSHIMA, HIROMASA | I | SIMPLEX FINANCIAL HOLDINGS | C | Control |
| MIZUSHIMA, HIROMASA | I | SIMPLEX FINANCIAL HOLDINGS | C | Control |
| MIZUSHIMA, HIROMASA | I | SIMPLEX FINANCIAL HOLDINGS | C | Control |
| MIZUSHIMA, HIROMASA | I | SIMPLEX FINANCIAL HOLDINGS | C | Control |
| SIMPLEX HOLDING LLP | FE | SIMPLEX KABUSHIKI HOYUU, LLP | C | Control |
| SIMPLEX HOLDING LLP | FE | SIMPLEX KABUSHIKI HOYUU, LLP | C | Control |
| SIMPLEX INC. | FE | SIMPLEX FINACIAL HOLDINGS | C | |
| SIMPLEX INC. | FE | SIMPLEX FINACIAL HOLDINGS | C | |
| SIMPLEX INC. | FE | SIMPLEX FINACIAL HOLDINGS | C | |
| SIMPLEX INC. | FE | SIMPLEX FINACIAL HOLDINGS | C | |
| SIMPLEX INC. | FE | SIMPLEX FINACIAL HOLDINGS | C | |
| SIMPLEX KABUSHIKI HOYUU, LLP | FE | SIMPLEX FINANCIAL HOLDINGS | C | Control |
| SIMPLEX KABUSHIKI HOYUU, LLP | FE | SIMPLEX FINANCIAL HOLDINGS | C | Control |
| SIMPLEX KABUSHIKI HOYUU, LLP | FE | SIMPLEX FINANCIAL HOLDINGS | C | Control |
| SIMPLEX KABUSHIKI HOYUU, LLP | FE | SIMPLEX FINANCIAL HOLDINGS | C | Control |
| SIMPLEX KABUSHIKI HOYUU, LLP | FE | SIMPLEX FINANCIAL HOLDINGS | C | Control |
| SIMPLEX KABUSHIKI HOYUU, LLP | FE | SIMPLEX FINANCIAL HOLDINGS | C | Control |
| SIMPLEX KABUSHIKI HOYUU, LLP | FE | SIMPLEX FINANCIAL HOLDINGS | C | Control |
| SIMPLEX KABUSHIKI HOYUU, LLP | FE | SIMPLEX FINANCIAL HOLDINGS | C | Control |
| SIMPLEX KABUSHIKI HOYUU, LLP | FE | SIMPLEX FINANCIAL HOLDINGS | C | Control |
| SIMPLEX KABUSHIKI HOYUU, LLP | FE | SIMPLEX FINANCIAL HOLDINGS | C | Control |
Registrations
Federal
ERA
May 14, 2025 REGISTERED
Address
27TH FLOOR SHIN-MARUNOUCHI BUILDING1-5-1 MARUNOUCHI CHIYODA-KU
TOKYO 100-6527
Japan
Phone: 813-6843-1413