SEAGATE ADVISER SERVICES LLC
Legal name: SEAGATE ADVISER SERVICES
CRD #166689 SEC #801-77604 WILMINGTON, NC 877-614-6075
SEC Registered
Total AUM
--
Discretionary
--
Employees
2
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 28, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HARRIS-KING, MARY, ELIZABETH | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| HARRIS-KING, MARY, ELIZABETH | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| HARRIS-KING, MARY, ELIZABETH | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| HARRIS-KING, MARY, ELIZABETH | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| KING, PAUL, STEPHEN | I | MEMBER/CHIEF OPERATIONS OFFICER | C | Control |
| KING, PAUL, STEPHEN | I | MEMBER/CHIEF OPERATING OFFICER | C | Control |
| KING, PAUL, STEPHEN | I | MEMBER/CHIEF OPERATIONS OFFICER | C | Control |
| KING, PAUL, STEPHEN | I | MEMBER/CHIEF OPERATIONS OFFICER | C | Control |
Registrations
Federal
IA
Jan 28, 2013 REGISTERED
Notice Filings (1)
NC
Address
2512 INDEPENDENCE BOULEVARDSUITE 200 - OFFICE #40
WILMINGTON, NC 28412
United States
Phone: 877-614-6075