UP STRATEGIC WEALTH INVESTMENT ADVISORS, LLC
Legal name: STEEL TOWER INVESTMENTS
CRD #166742 SEC #801-130392 PITTSBURGH, PA 412-586-2060
SEC Registered
Total AUM
$300.7M
Discretionary
$290.7M
Employees
5
Clients
25
Accounts
233
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| URISH, ELIZABETH, ANN | I | DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| URISH, ELIZABETH, ANN | I | DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| URISH, ELIZABETH, ANN | I | DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| URISH, ELIZABETH, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| URISH, ELIZABETH, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| URISH, KENNETH, LYNN | I | MEMBER | NA | Control |
| URISH, KENNETH, LYNN | I | MEMBER | NA | Control |
| URISH, KENNETH, LYNN | I | MEMBER | NA | Control |
| URISH, KENNETH, LYNN | I | PRESIDENT/ MEMBER | NA | Control |
| URISH, KENNETH, LYNN | I | MEMBER/OFFICER | NA | Control |
| REFLECTION FINANCIAL LLC | DE | OWNER/MANAGING MEMBER | E | Control |
| UP STRATEGIC WEALTH ADVISERS, LLC | DE | OWNER | E | Control |
| UP STRATEGIC WEALTH ADVISERS, LLC | DE | OWNER | E | Control |
| UP STRATEGIC WEALTH ADVISERS, LLC | DE | OWNER | E | Control |
| UP STRATEGIC WEALTH ADVISERS, LLC | DE | OWNER | E | Control |
| HBKS INVESTMENTS LLC | DE | OWNER | B | Control |
| HBKS INVESTMENTS LLC | DE | OWNER | B | Control |
| HBKS INVESTMENTS LLC | DE | OWNER | B | Control |
| HBKS INVESTMENTS LLC | DE | OWNER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HBK SORCE HOLDINGS LLC | DE | HBKS INVESTMENTS LLC | E | Control |
| HBK SORCE HOLDINGS LLC | DE | HBKS INVESTMENTS LLC | E | Control |
| HBK SORCE HOLDINGS LLC | DE | HBKS INVESTMENTS LLC | E | Control |
| HBK SORCE HOLDINGS LLC | DE | HBKS INVESTMENTS LLC | E | Control |
| URISH, KENNETH, LYNN | I | UP STRATEGIC WEALTH ADVISORS LLC | E | Control |
| HBKS INVESTMENTS LLC | DE | REFLECTION FINANCIAL LLC | D | Control |
| HILL, BARTH, & KING FINANCIAL HOLDINGS LLC | DE | HBK SORCE HOLDINGS LLC | D | Control |
| HILL, BARTH, & KING FINANCIAL HOLDINGS LLC | DE | HBK SORCE HOLDINGS LLC | D | Control |
| HILL, BARTH, & KING FINANCIAL HOLDINGS LLC | DE | HBK SORCE HOLDINGS LLC | D | Control |
| HILL, BARTH, & KING FINANCIAL HOLDINGS LLC | DE | HBK SORCE HOLDINGS LLC | D | Control |
| UP STRATEGIC WEALTH ADVISORS LLC | DE | REFLECTION FINANCIAL LLC | D | Control |
| URISH, ELIZABETH, ANN | I | UP STRATEGIC WEALTH ADVISERS, LLC | C | Control |
| URISH, ELIZABETH, ANN | I | UP STRATEGIC WEALTH ADVISERS, LLC | C | Control |
| URISH, ELIZABETH, ANN | I | UP STRATEGIC WEALTH ADVISERS, LLC | C | Control |
Registrations
Federal
IA
Mar 28, 2025 REGISTERED
Notice Filings (1)
PA
Address
444 LIBERTY AVENUESUITE 1400
PITTSBURGH, PA 15222
United States
Phone: 412-586-2060