BABSON CAPITAL FINANCE, LLC
CRD #166760 SEC #801-78035 SPRINGFIELD, MA 413-226-1000
SEC Registered
Total AUM
--
Discretionary
--
Employees
0
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 7, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CLEGG, BERNADETTE, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CLEGG, BERNADETTE, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CLEGG, BERNADETTE, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GOULD, ANDREW, M.A. | I | CHIEF LEGAL OFFICER | NA | Control |
| GOULD, ANDREW, M.A. | I | CHIEF LEGAL OFFICER | NA | Control |
| GOULD, ANDREW, M.A. | I | CHIEF LEGAL OFFICER | NA | Control |
| HERMSEN, MICHAEL, PETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HERMSEN, MICHAEL, PETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAGRANT, MELISSA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAGRANT, MELISSA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAGRANT, MELISSA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LLOYD, ERIC, JAMES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BABSON CAPITAL MANAGEMENT LLC | DE | DIRECT OWNER | E | Control |
| BABSON CAPITAL MANAGEMENT LLC | DE | MANAGER | E | Control |
| BABSON CAPITAL MANAGEMENT LLC | DE | DIRECT OWNER | E | Control |
| BABSON CAPITAL MANAGEMENT LLC | DE | MANAGER | E | Control |
| BABSON CAPITAL MANAGEMENT LLC | DE | DIRECT OWNER | E | Control |
| BABSON CAPITAL MANAGEMENT LLC | DE | MANAGER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MM ASSET MANAGEMENT HOLDING LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MM ASSET MANAGEMENT HOLDING LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MM ASSET MANAGEMENT HOLDING LLC | E | Control |
| MM ASSET MANAGEMENT HOLDING LLC | DE | BABSON CAPITAL MANAGEMENT LLC | E | Control |
| MM ASSET MANAGEMENT HOLDING LLC | DE | BABSON CAPITAL MANAGEMENT LLC | E | Control |
Registrations
Federal
IA
May 7, 2013 REGISTERED
Notice Filings (6)
CA DE IL MA NC NY
Address
1500 MAIN STREETSPRINGFIELD, MA 01115
United States
Phone: 413-226-1000