BMO CAPITAL MARKETS CORP.
CRD #16686 SEC #801-73047 NEW YORK, NY (212) 605-1504
SEC Registered Broker-Dealer Disclosures
Total AUM
$1.2B
Discretionary
$1.2B
Employees
1,275
Clients
0
Accounts
4
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Sep 2025 | $1.2B | $1.2B | $0 | 1,275 | 117 |
| Mar 2025 | $1.2B | $1.2B | $0 | 1,275 | 117 |
| Jan 2025 | $796.4M | $796.4M | $0 | 1,208 | 113 |
| Nov 2024 | $796.4M | $796.4M | $0 | 1,208 | 113 |
| Sep 2024 | $796.4M | $796.4M | $0 | 1,208 | 113 |
| May 2024 | $796.4M | $796.4M | $0 | 1,208 | 113 |
| Mar 2024 | $796.4M | $796.4M | $0 | 1,208 | 113 |
| Feb 2024 | $607.8M | $607.8M | $0 | 1,271 | 121 |
| Nov 2023 | $607.8M | $607.8M | $0 | 1,271 | 121 |
| Sep 2023 | $607.8M | $607.8M | $0 | 1,271 | 121 |
| Aug 2023 | $607.8M | $607.8M | $0 | 1,271 | 121 |
| Jun 2023 | $607.8M | $607.8M | $0 | 1,271 | 121 |
| May 2023 | $607.8M | $607.8M | $0 | 1,271 | 121 |
| May 2023 | $607.8M | $607.8M | $0 | 1,271 | 121 |
| Mar 2023 | $607.8M | $607.8M | $0 | 1,271 | 121 |
| Feb 2022 | $714.5M | $714.5M | $0 | 1,239 | 111 |
| Sep 2021 | $411.8M | $411.8M | $0 | 1,250 | 112 |
| Mar 2021 | $411.8M | $411.8M | $0 | 1,250 | 112 |
| Mar 2021 | $290.9M | $290.9M | $0 | 1,200 | 125 |
| Jul 2020 | $290.9M | $290.9M | $0 | 1,200 | 125 |
| Jun 2020 | $290.9M | $290.9M | $0 | 1,200 | 125 |
| May 2020 | $290.9M | $290.9M | $0 | 1,200 | 125 |
| Apr 2020 | $290.9M | $290.9M | $0 | 1,200 | 125 |
| Mar 2020 | $290.9M | $290.9M | $0 | 1,200 | 125 |
| Feb 2020 | $3.7B | $3.7B | $0 | 1,000 | 106 |
| Dec 2019 | $3.7B | $3.7B | $0 | 1,000 | 106 |
| Dec 2019 | $3.7B | $3.7B | $0 | 1,000 | 106 |
| Dec 2019 | $3.7B | $3.7B | $0 | 1,000 | 106 |
| Nov 2019 | $3.7B | $3.7B | $0 | 1,000 | 106 |
| Sep 2019 | $3.7B | $3.7B | $0 | 1,000 | 106 |
| Sep 2019 | $3.7B | $3.7B | $0 | 1,000 | 106 |
| Sep 2019 | $3.7B | $3.7B | $0 | 1,000 | 106 |
| Aug 2019 | $3.7B | $3.7B | $0 | 1,000 | 106 |
| Mar 2019 | $3.7B | $3.7B | $0 | 1,000 | 106 |
| Oct 2018 | $2.8B | $2.8B | $0 | 800 | 87 |
| Mar 2018 | $2.8B | $2.8B | $0 | 800 | 87 |
| Jan 2018 | $3.1B | $3.1B | $0 | 800 | 57 |
| Nov 2017 | $3.1B | $3.1B | $0 | 800 | 57 |
| Mar 2017 | $3.1B | $3.1B | $0 | 800 | 100 |
| Mar 2016 | $4B | $4B | $0 | 800 | 100 |
| Feb 2016 | $3.2B | $3.2B | $5.4M | 800 | 100 |
| Jan 2016 | $3.2B | $3.2B | $5.4M | 800 | 100 |
| Nov 2015 | $3.2B | $3.2B | $5.4M | 800 | 100 |
| Oct 2015 | $3.2B | $3.2B | $5.4M | 800 | 100 |
| Oct 2015 | $3.2B | $3.2B | $5.4M | 800 | 100 |
| Oct 2015 | $3.2B | $3.2B | $5.4M | 800 | 100 |
| Jul 2015 | $3.2B | $3.2B | $5.4M | 800 | 100 |
| Jul 2015 | $3.2B | $3.2B | $5.4M | 800 | 100 |
| May 2015 | $3.2B | $3.2B | $5.4M | 800 | 100 |
| Apr 2015 | $3.2B | $3.2B | $5.4M | 800 | 100 |
| Mar 2015 | $3.2B | $3.2B | $5.4M | 800 | 100 |
| Jan 2015 | $3B | $3B | $0 | 850 | 26 |
| Jan 2015 | $3B | $3B | $0 | 850 | 26 |
| May 2014 | $3B | $3B | $0 | 850 | 26 |
| May 2014 | $3B | $3B | $0 | 850 | 26 |
| Mar 2014 | $3B | $3B | $0 | 850 | 26 |
| Mar 2014 | $3B | $3B | $0 | 850 | 26 |
| Mar 2014 | $3B | $3B | $0 | 850 | 26 |
| Oct 2013 | $3B | $3B | $0 | 850 | 26 |
| Jul 2013 | $3B | $3B | $0 | 850 | 1 |
| Jun 2013 | $3B | $3B | $0 | 850 | 1 |
| Mar 2013 | $3B | $3B | $0 | 850 | 1 |
| Mar 2013 | $3B | $3B | $0 | 850 | 1 |
| Feb 2013 | $3B | $3B | $0 | 850 | 1 |
| Dec 2012 | $3B | $3B | $0 | 850 | 1 |
| Nov 2012 | $3B | $3B | $0 | 850 | 1 |
| Oct 2012 | $3B | $3B | $0 | -- | 1 |
| Jul 2012 | $3B | $3B | $0 | -- | 1 |
| Jun 2012 | $3B | $3B | $0 | -- | 1 |
| May 2012 | $3B | $3B | $0 | -- | 1 |
| Jan 2012 | $3B | $3B | $0 | -- | 1 |
DateSep 2025
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees1,275
Clients117
DateMar 2025
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees1,275
Clients117
DateJan 2025
Total AUM$796.4M
Discretionary$796.4M
Non-Disc.$0
Employees1,208
Clients113
DateNov 2024
Total AUM$796.4M
Discretionary$796.4M
Non-Disc.$0
Employees1,208
Clients113
DateSep 2024
Total AUM$796.4M
Discretionary$796.4M
Non-Disc.$0
Employees1,208
Clients113
DateMay 2024
Total AUM$796.4M
Discretionary$796.4M
Non-Disc.$0
Employees1,208
Clients113
DateMar 2024
Total AUM$796.4M
Discretionary$796.4M
Non-Disc.$0
Employees1,208
Clients113
DateFeb 2024
Total AUM$607.8M
Discretionary$607.8M
Non-Disc.$0
Employees1,271
Clients121
DateNov 2023
Total AUM$607.8M
Discretionary$607.8M
Non-Disc.$0
Employees1,271
Clients121
DateSep 2023
Total AUM$607.8M
Discretionary$607.8M
Non-Disc.$0
Employees1,271
Clients121
DateAug 2023
Total AUM$607.8M
Discretionary$607.8M
Non-Disc.$0
Employees1,271
Clients121
DateJun 2023
Total AUM$607.8M
Discretionary$607.8M
Non-Disc.$0
Employees1,271
Clients121
DateMay 2023
Total AUM$607.8M
Discretionary$607.8M
Non-Disc.$0
Employees1,271
Clients121
DateMay 2023
Total AUM$607.8M
Discretionary$607.8M
Non-Disc.$0
Employees1,271
Clients121
DateMar 2023
Total AUM$607.8M
Discretionary$607.8M
Non-Disc.$0
Employees1,271
Clients121
DateFeb 2022
Total AUM$714.5M
Discretionary$714.5M
Non-Disc.$0
Employees1,239
Clients111
DateSep 2021
Total AUM$411.8M
Discretionary$411.8M
Non-Disc.$0
Employees1,250
Clients112
DateMar 2021
Total AUM$411.8M
Discretionary$411.8M
Non-Disc.$0
Employees1,250
Clients112
DateMar 2021
Total AUM$290.9M
Discretionary$290.9M
Non-Disc.$0
Employees1,200
Clients125
DateJul 2020
Total AUM$290.9M
Discretionary$290.9M
Non-Disc.$0
Employees1,200
Clients125
DateJun 2020
Total AUM$290.9M
Discretionary$290.9M
Non-Disc.$0
Employees1,200
Clients125
DateMay 2020
Total AUM$290.9M
Discretionary$290.9M
Non-Disc.$0
Employees1,200
Clients125
DateApr 2020
Total AUM$290.9M
Discretionary$290.9M
Non-Disc.$0
Employees1,200
Clients125
DateMar 2020
Total AUM$290.9M
Discretionary$290.9M
Non-Disc.$0
Employees1,200
Clients125
DateFeb 2020
Total AUM$3.7B
Discretionary$3.7B
Non-Disc.$0
Employees1,000
Clients106
DateDec 2019
Total AUM$3.7B
Discretionary$3.7B
Non-Disc.$0
Employees1,000
Clients106
DateDec 2019
Total AUM$3.7B
Discretionary$3.7B
Non-Disc.$0
Employees1,000
Clients106
DateDec 2019
Total AUM$3.7B
Discretionary$3.7B
Non-Disc.$0
Employees1,000
Clients106
DateNov 2019
Total AUM$3.7B
Discretionary$3.7B
Non-Disc.$0
Employees1,000
Clients106
DateSep 2019
Total AUM$3.7B
Discretionary$3.7B
Non-Disc.$0
Employees1,000
Clients106
DateSep 2019
Total AUM$3.7B
Discretionary$3.7B
Non-Disc.$0
Employees1,000
Clients106
DateSep 2019
Total AUM$3.7B
Discretionary$3.7B
Non-Disc.$0
Employees1,000
Clients106
DateAug 2019
Total AUM$3.7B
Discretionary$3.7B
Non-Disc.$0
Employees1,000
Clients106
DateMar 2019
Total AUM$3.7B
Discretionary$3.7B
Non-Disc.$0
Employees1,000
Clients106
DateOct 2018
Total AUM$2.8B
Discretionary$2.8B
Non-Disc.$0
Employees800
Clients87
DateMar 2018
Total AUM$2.8B
Discretionary$2.8B
Non-Disc.$0
Employees800
Clients87
DateJan 2018
Total AUM$3.1B
Discretionary$3.1B
Non-Disc.$0
Employees800
Clients57
DateNov 2017
Total AUM$3.1B
Discretionary$3.1B
Non-Disc.$0
Employees800
Clients57
DateMar 2017
Total AUM$3.1B
Discretionary$3.1B
Non-Disc.$0
Employees800
Clients100
DateMar 2016
Total AUM$4B
Discretionary$4B
Non-Disc.$0
Employees800
Clients100
DateFeb 2016
Total AUM$3.2B
Discretionary$3.2B
Non-Disc.$5.4M
Employees800
Clients100
DateJan 2016
Total AUM$3.2B
Discretionary$3.2B
Non-Disc.$5.4M
Employees800
Clients100
DateNov 2015
Total AUM$3.2B
Discretionary$3.2B
Non-Disc.$5.4M
Employees800
Clients100
DateOct 2015
Total AUM$3.2B
Discretionary$3.2B
Non-Disc.$5.4M
Employees800
Clients100
DateOct 2015
Total AUM$3.2B
Discretionary$3.2B
Non-Disc.$5.4M
Employees800
Clients100
DateOct 2015
Total AUM$3.2B
Discretionary$3.2B
Non-Disc.$5.4M
Employees800
Clients100
DateJul 2015
Total AUM$3.2B
Discretionary$3.2B
Non-Disc.$5.4M
Employees800
Clients100
DateJul 2015
Total AUM$3.2B
Discretionary$3.2B
Non-Disc.$5.4M
Employees800
Clients100
DateMay 2015
Total AUM$3.2B
Discretionary$3.2B
Non-Disc.$5.4M
Employees800
Clients100
DateApr 2015
Total AUM$3.2B
Discretionary$3.2B
Non-Disc.$5.4M
Employees800
Clients100
DateMar 2015
Total AUM$3.2B
Discretionary$3.2B
Non-Disc.$5.4M
Employees800
Clients100
DateJan 2015
Total AUM$3B
Discretionary$3B
Non-Disc.$0
Employees850
Clients26
DateJan 2015
Total AUM$3B
Discretionary$3B
Non-Disc.$0
Employees850
Clients26
DateMay 2014
Total AUM$3B
Discretionary$3B
Non-Disc.$0
Employees850
Clients26
DateMay 2014
Total AUM$3B
Discretionary$3B
Non-Disc.$0
Employees850
Clients26
DateMar 2014
Total AUM$3B
Discretionary$3B
Non-Disc.$0
Employees850
Clients26
DateMar 2014
Total AUM$3B
Discretionary$3B
Non-Disc.$0
Employees850
Clients26
DateMar 2014
Total AUM$3B
Discretionary$3B
Non-Disc.$0
Employees850
Clients26
DateOct 2013
Total AUM$3B
Discretionary$3B
Non-Disc.$0
Employees850
Clients26
DateJul 2013
Total AUM$3B
Discretionary$3B
Non-Disc.$0
Employees850
Clients1
DateJun 2013
Total AUM$3B
Discretionary$3B
Non-Disc.$0
Employees850
Clients1
DateMar 2013
Total AUM$3B
Discretionary$3B
Non-Disc.$0
Employees850
Clients1
DateMar 2013
Total AUM$3B
Discretionary$3B
Non-Disc.$0
Employees850
Clients1
DateFeb 2013
Total AUM$3B
Discretionary$3B
Non-Disc.$0
Employees850
Clients1
DateDec 2012
Total AUM$3B
Discretionary$3B
Non-Disc.$0
Employees850
Clients1
DateNov 2012
Total AUM$3B
Discretionary$3B
Non-Disc.$0
Employees850
Clients1
DateOct 2012
Total AUM$3B
Discretionary$3B
Non-Disc.$0
Employees--
Clients1
DateJul 2012
Total AUM$3B
Discretionary$3B
Non-Disc.$0
Employees--
Clients1
DateJun 2012
Total AUM$3B
Discretionary$3B
Non-Disc.$0
Employees--
Clients1
DateMay 2012
Total AUM$3B
Discretionary$3B
Non-Disc.$0
Employees--
Clients1
DateJan 2012
Total AUM$3B
Discretionary$3B
Non-Disc.$0
Employees--
Clients1