WORTH ASSET MANAGEMENT, LLC
Legal name: WORTH ASSET MANAGEMENT
CRD #166970 SEC #801-122206 DALLAS, TX 469-257-5074
SEC Registered
Total AUM
$270M
Discretionary
$247.6M
Employees
10
Clients
--
Accounts
344
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 1, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GESIN, LISA, LEE | I | CCO | NA | Control |
| GESIN, LISA, LEE | I | CCO | NA | Control |
| GESIN, LISA, LEE | I | CCO | NA | Control |
| GESIN, LISA, LEE | I | CCO | NA | Control |
| GESIN, LISA, LEE | I | CCO | NA | Control |
| GESIN, LISA, LEE | I | CCO | NA | Control |
| GESIN, LISA, LEE | I | CCO | NA | Control |
| GESIN, LISA, LEE | I | CCO | NA | Control |
| GESIN, LISA, LEE | I | CCO | NA | Control |
| GESIN, LISA, LEE | I | CCO | NA | Control |
| GESIN, LISA, LEE | I | CCO | NA | Control |
| CLARK FAMILY LIVING TRUST | DE | MANAGING MEMBER | E | Control |
| CLARK FAMILY LIVING TRUST | DE | OWNER/MANAGING MEMBER | E | Control |
| CLARK FAMILY LIVING TRUST | DE | MANAGING MEMBER | E | Control |
| CLARK FAMILY LIVING TRUST | DE | MANAGING MEMBER | E | Control |
| CLARK FAMILY LIVING TRUST | DE | MANAGING MEMBER | E | Control |
| CLARK FAMILY LIVING TRUST | DE | MANAGING MEMBER | E | Control |
| CLARK FAMILY LIVING TRUST | DE | OWNER/MANAGING MEMBER | E | Control |
| CLARK FAMILY LIVING TRUST | DE | OWNER/MANAGING MEMBER | E | Control |
| CLARK FAMILY LIVING TRUST | DE | OWNER/MANAGING MEMBER | E | Control |
| CLARK FAMILY LIVING TRUST | DE | OWNER/MANAGING MEMBER | E | Control |
| CLARK, JAMES, WILLARD | I | MANAGING DIRECTOR | E | Control |
| CLARK, JAMES, WILLARD | I | CCO | D | Control |
| CLARK, JAMES, WILLARD | I | CCO | D | Control |
| CLARK, JAMES, WILLARD | I | CCO | D | Control |
| CLARK, JAMES, WILLARD | I | CCO | D | Control |
| CLARK, JAMES, WILLARD | I | CCO | D | Control |
| SOUTHOCEAN MANAGEMENT, INC. | DE | MEMBER | D | Control |
| SOUTHOCEAN MANAGEMENT, INC. | DE | MEMBER | D | Control |
| SOUTHOCEAN MANAGEMENT, INC. | DE | MEMBER | D | Control |
| SOUTHOCEAN MANAGEMENT, INC. | DE | MEMBER | D | Control |
| CLARK, JAMES, WILLARD | I | MANAGING MEMBER | B | Control |
| CLARK, JAMES, WILLARD | I | MANAGING MEMBER | B | Control |
| CLARK, JAMES, WILLARD | I | MANAGING MEMBER | B | Control |
| CLARK, JAMES, WILLARD | I | MANAGING MEMBER | B | Control |
| CLARK, JAMES, WILLARD | I | MANAGING MEMBER | B | Control |
| SOUTHOCEAN MANAGEMENT, INC. | DE | MEMBER | B | Control |
| SOUTHOCEAN MANAGEMENT, INC. | DE | MEMBER | B | Control |
| SOUTHOCEAN MANAGEMENT, INC. | DE | MEMBER | B | Control |
| SOUTHOCEAN MANAGEMENT, INC. | DE | MEMBER | B | Control |
| SOUTHOCEAN MANAGEMENT, INC. | DE | MEMBER | B | Control |
| SOUTHOCEAN MANAGEMENT, INC. | DE | MEMBER | B | Control |
| SOUTHOCEAN MANAGEMENT, INC. | DE | MEMBER | B | Control |
| SOUTHOCEAN MANAGEMENT, INC. | DE | MEMBER | B | Control |
| SOUTHOCEAN MANAGEMENT, INC. | DE | MEMBER | B | Control |
| SOUTHOCEAN MANAGEMENT, INC. | DE | MEMBER | B | Control |
| SOUTHOCEAN MANAGEMENT, INC. | DE | MEMBER | B | Control |
| SOUTHOCEAN MANAGEMENT, INC. | DE | MEMBER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WARING, CHARLES, WILDEY | I | SOUTHOCEAN MANAGEMENT, INC. | E | Control |
| WARING, CHARLES, WILDEY | I | SOUTHOCEAN MANAGEMENT, INC. | E | Control |
| WARING, CHARLES, WILDEY | I | SOUTHOCEAN MANAGEMENT, INC. | E | Control |
| WARING, CHARLES, WILDEY | I | SOUTHOCEAN MANAGEMENT, INC. | E | Control |
Registrations
Federal
IA
Oct 1, 2025 REGISTERED
Notice Filings (4)
AR FL LA TX
Address
16660 DALLAS PARKWAYSUITE 1000
DALLAS, TX 75248-2612
United States
Phone: 469-257-5074