CASCADES CAPITAL ASSET MANAGEMENT, LLC
CRD #167102 SEC #801-113166 GREENSBORO, NC 336-404-4746
SEC Registered
Total AUM
$322M
Discretionary
$292.3M
Employees
3
Clients
11
Accounts
691
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 20, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARPENTER, BARRY, LEE | I | OWNER/PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| CARPENTER, BARRY, LEE | I | OWNER/PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| CARPENTER, BARRY, LEE | I | OWNER/PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| CARPENTER, BARRY, LEE | I | OWNER/PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| CARPENTER, BARRY, LEE | I | OWNER/PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| CARPENTER, BARRY, LEE | I | OWNER/PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| CARPENTER, BARRY, LEE | I | OWNER/PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| CARPENTER, BARRY, LEE | I | OWNER/PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| CARPENTER, BARRY, LEE | I | OWNER/PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| CARPENTER, BARRY, LEE | I | OWNER/PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| CARPENTER, BARRY, LEE | I | OWNER/PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| CARPENTER, BARRY, LEE | I | OWNER/PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| CARPENTER, BARRY, LEE | I | OWNER/PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| CARPENTER, BARRY, LEE | I | OWNER/PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| CARPENTER, BARRY, LEE | I | OWNER/PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| CARPENTER, BARRY, LEE | I | OWNER/PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| CARPENTER, BARRY, LEE | I | OWNER/PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| CARPENTER, BARRY, LEE | I | OWNER/PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| CARPENTER, BARRY, LEE | I | OWNER/PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| CARPENTER, BARRY, LEE | I | OWNER/PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| CARPENTER, BARRY, LEE | I | OWNER/PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Nov 20, 2025 REGISTERED
Notice Filings (6)
FL GA NC SC TX VA
Address
1840 PEMBROKE ROADSUITE 1
GREENSBORO, NC 27408
United States
Phone: 336-404-4746