AXIS WEALTH PARTNERS, LLC
CRD #167122 SEC #801-120324 EAST PROVIDENCE, RI 401-441-5111
SEC Registered
Total AUM
$289.7M
Discretionary
$289.7M
Employees
9
Clients
101
Accounts
1,585
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Rhode Island
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Da Ponte, Marcia, Sousa | I | CHIEF FINANCIAL OFFICER | NA | |
| Da Ponte, Marcia, Sousa | I | CHIEF FINANCIAL OFFICER | NA | |
| Da Ponte, Marcia, Sousa | I | CHIEF FINANCIAL OFFICER | NA | |
| Da Ponte, Marcia, Sousa | I | CHIEF FINANCIAL OFFICER | NA | |
| Da Ponte, Marcia, Sousa | I | CHIEF FINANCIAL OFFICER | NA | |
| Da Ponte, Marcia, Sousa | I | CHIEF FINANCIAL OFFICER | NA | |
| Da Ponte, Marcia, Sousa | I | CHIEF FINANCIAL OFFICER | NA | |
| Da Ponte, Marcia, Sousa | I | CHIEF FINANCIAL OFFICER | NA | |
| Da Ponte, Marcia, Sousa | I | CHIEF FINANCIAL OFFICER | NA | |
| DA PONTE, DANIEL | I | MANAGING PRINCIPAL & CHIEF COMPLIANCE OFFICER | E | Control |
| DA PONTE, DANIEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| DA PONTE, DANIEL | I | MANAGING PRINCIPAL & CHIEF COMPLIANCE OFFICER | E | Control |
| DA PONTE, DANIEL | I | MANAGING PRINCIPAL & CHIEF COMPLIANCE OFFICER | E | Control |
| DA PONTE, DANIEL | I | MANAGING PRINCIPAL & CHIEF COMPLIANCE OFFICER | E | Control |
| DA PONTE, DANIEL | I | MANAGING PRINCIPAL & CHIEF COMPLIANCE OFFICER | E | Control |
| DA PONTE, DANIEL | I | MANAGING PRINCIPAL & CHIEF COMPLIANCE OFFICER | E | Control |
| DA PONTE, DANIEL | I | MANAGING PRINCIPAL & CHIEF COMPLIANCE OFFICER | E | Control |
| DA PONTE, DANIEL | I | MANAGING PRINCIPAL & CHIEF COMPLIANCE OFFICER | E | Control |
| DAPONTE, DANIEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| DAPONTE, DANIEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| DAPONTE, DANIEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (5)
CT FL MA NH RI
Address
400 MASSASOIT AVENUESUITE 112
EAST PROVIDENCE, RI 02914
United States
Phone: 401-441-5111