GE RATTE ASSET MANAGEMENT LLC
CRD #167162 SEC #801-77835 HONOLULU, HI 8082088088
SEC Registered
Total AUM
$158M
Discretionary
$58M
Employees
3
Clients
0
Accounts
30
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Hawaii
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 21, 2019
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HOLOMALIA, TERI, L. | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOLOMALIA, TERI, L. | I | CHIEF COMPLIANCE OFFICER | NA | |
| WEHRLY, DIANA, PRISCILLA | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISOR REPRESENTATIVE | NA | Control |
| RATTE, GREGORY, EMMETT | I | PRESIDENT, CHIEF INVESTMENT OFFICER | E | Control |
| RATTE, GREGORY, EMMETT | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER | E | Control |
| RATTE, GREGORY, EMMETT | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER | E | Control |
| RATTE, GREGORY, EMMETT | I | PRESIDENT, CHIEF INVESTMENT OFFICER | E | Control |
| RATTE, GREGORY, EMMETT | I | PRESIDENT, CHIEF INVESTMENT OFFICER | E | Control |
| RATTE, GREGORY, EMMETT | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER | E | Control |
| RATTE, GREGORY, EMMETT | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER | E | Control |
| RATTE, GREGORY, EMMETT | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER | E | Control |
| RATTE, GREGORY, EMMETT | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER | E | Control |
| RATTE, GREGORY, EMMETT | I | PRESIDENT, CHIEF INVESTMENT OFFICER | E | Control |
| RATTE, GREGORY, EMMETT | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER | E | Control |
| RATTE, GREGORY, EMMETT | I | PRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| RATTE, GREGORY, EMMETT | I | PRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| RATTÉ, GREGORY, EMMETT | I | PRESIDENT, CHIEF INVESTMENT OFFICER | E | Control |
| RATTÉ, GREGORY, EMMETT | I | PRESIDENT, CHIEF INVESTMENT OFFICER | E | Control |
| RATTÉ, GREGORY, EMMETT | I | PRESIDENT, CHIEF INVESTMENT OFFICER | E | Control |
| RATTÉ, GREGORY, EMMETT | I | PRESIDENT, CHIEF INVESTMENT OFFICER | E | Control |
| RATTÉ, GREGORY, EMMETT | I | PRESIDENT, CHIEF INVESTMENT OFFICER | E | Control |
| HOLOMALIA, TERI, L. | I | CHIEF COMPLIANCE OFFICER | C | Control |
| RATTE, ELLEN | I | PRINCIPAL, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | C | |
| RATTE, ELLEN | I | PRINCIPAL, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | C | |
| RATTE, ELLEN | I | PRINCIPAL, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | C | |
| RATTE, ELLEN | I | PRINCIPAL, DIRECTOR OF FIXED INCOME, COO AND CHIEF COMPLIANCE OFFICER | C | |
| HOLOMALIA, TERI, L. | I | CHIEF COMPLIANCE OFFICER | B | |
| RATTE, ELLEN | I | PRINCIPAL, CHIEF OPERATING OFFICER | B | |
| RATTE, ELLEN | I | PRINCIPAL, CHIEF OPERATING OFFICER | B | |
| RATTE, ELLEN | I | PRINCIPAL, CHIEF OPERATING OFFICER | B |
Registrations
Federal
IA
Mar 21, 2019 REGISTERED
Notice Filings (3)
CT HI NY
Address
1003 BISHOP STSUITE 2700
HONOLULU, HI 96813
United States
Phone: 8082088088