PHILLIPS AND COMPANY ADVISORS LLC
CRD #167214 SEC #801-63879 PORTLAND, OR 503-224-0858
SEC Registered
Total AUM
$2.3B
Discretionary
$1.1B
Employees
21
Clients
251
Accounts
1,525
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 5, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HARPER, JOSEPH, THORNTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARPER, JOSEPH, THORNTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RASMUSSEN, KATHLEEN, HATLELI | I | CCO | NA | Control |
| RASMUSSEN, KATHLEEN, HATLELI | I | CCO | NA | Control |
| RASMUSSEN, KATHLEEN, HATLELI | I | CCO | NA | Control |
| RASMUSSEN, KATHLEEN, HATLELI | I | CCO | NA | Control |
| SMITH, JAMES, TODD | I | FIN-OP, CFO, SROP/CROP, MUNI PRINCIPAL, OPTION PRINCIPAL | NA | Control |
| SMITH, JAMES, TODD | I | FIN-OP, CFO, CCO, SROP/CROP, MUNI PRINCIPAL, OPTION PRINCIPAL | NA | Control |
| SMITH, JAMES, TODD | I | FIN-OP, CFO, CCO, SROP/CROP, MUNI PRINCIPAL, OPTION PRINCIPAL | NA | Control |
| SMITH, JAMES, TODD | I | FIN-OP, CFO, SROP/CROP, MUNI PRINCIPAL, OPTION PRINCIPAL | NA | Control |
| SMITH, JAMES, TODD | I | FIN-OP, CFO, SROP/CROP, MUNI PRINCIPAL, OPTION PRINCIPAL | NA | Control |
| SMITH, JAMES, TODD | I | FIN-OP, CFO, SROP/CROP, MUNI PRINCIPAL, OPTION PRINCIPAL | NA | Control |
| SMITH, JAMES, TODD | I | FIN-OP, CFO, SROP/CROP, MUNI PRINCIPAL, OPTION PRINCIPAL | NA | Control |
| SMITH, JAMES, TODD | I | FIN-OP, CFO, SROP/CROP, MUNI PRINCIPAL, OPTION PRINCIPAL | NA | Control |
| SMITH, JAMES, TODD | I | FIN-OP, CFO, CCO, SROP/CROP, MUNI PRINCIPAL, OPTION PRINCIPAL | NA | Control |
| SMITH, JAMES, TODD | I | FIN-OP, CFO, CCO, SROP/CROP, MUNI PRINCIPAL, OPTION PRINCIPAL | NA | Control |
| SMITH, JAMES, TODD | I | FIN-OP, CFO, CCO, SROP/CROP, MUNI PRINCIPAL, OPTION PRINCIPAL | NA | Control |
| SMITH, JAMES, TODD | I | FIN-OP, CFO, CCO, SROP/CROP, MUNI PRINCIPAL, OPTION PRINCIPAL | NA | Control |
| SMITH, JAMES, TODD | I | FIN-OP, CFO, CCO, SROP/CROP, MUNI PRINCIPAL, OPTION PRINCIPAL | NA | Control |
| SMITH, JAMES, TODD | I | FIN-OP, CFO, CCO, SROP/CROP, MUNI PRINCIPAL, OPTION PRINCIPAL | NA | Control |
| SMITH, JAMES, TODD | I | FIN-OP, CFO, CCO, SROP/CROP, MUNI PRINCIPAL, OPTION PRINCIPAL | NA | Control |
| SMITH, JAMES, TODD | I | FIN-OP, CFO, CCO, SROP/CROP, MUNI PRINCIPAL, OPTION PRINCIPAL | NA | Control |
| SMITH, JAMES, TODD | I | FIN-OP, CFO, CCO, SROP/CROP, MUNI PRINCIPAL, OPTION PRINCIPAL | NA | Control |
| SMITH, JAMES, TODD | I | CFO, CCO | NA | Control |
| SMITH, JAMES, TODD | I | CFO, CCO | NA | Control |
| SMITH, JAMES, TODD | I | CFO, CCO | NA | Control |
| SMITH, JAMES, TODD | I | CFO, CCO | NA | Control |
| SMITH, JAMES, TODD | I | CFO, CCO | NA | Control |
| SMITH, JAMES, TODD | I | CFO, CCO | NA | Control |
| SMITH, JAMES, TODD | I | CFO, CCO | NA | Control |
| PHILLIPS, TIMOTHY, CHARLES | I | CEO | E | Control |
| PHILLIPS, TIMOTHY, CHARLES | I | CEO | E | Control |
| PHILLIPS, TIMOTHY, CHARLES | I | CEO | E | Control |
| PHILLIPS, TIMOTHY, CHARLES | I | CEO | E | Control |
| PHILLIPS, TIMOTHY, CHARLES | I | CEO | E | Control |
| PHILLIPS, TIMOTHY, CHARLES | I | CEO | E | Control |
| PHILLIPS, TIMOTHY, CHARLES | I | CEO | E | Control |
| PHILLIPS, TIMOTHY, CHARLES | I | CEO | E | Control |
| PHILLIPS, TIMOTHY, CHARLES | I | CEO | E | Control |
| PHILLIPS, TIMOTHY, CHARLES | I | CEO | E | Control |
| PHILLIPS, TIMOTHY, CHARLES | I | CEO | E | Control |
| PHILLIPS, TIMOTHY, CHARLES | I | CEO | E | Control |
| PHILLIPS, TIMOTHY, CHARLES | I | CEO | E | Control |
| PHILLIPS, TIMOTHY, CHARLES | I | CEO | E | Control |
| PHILLIPS, TIMOTHY, CHARLES | I | CEO | E | Control |
| PHILLIPS, TIMOTHY, CHARLES | I | CEO | E | Control |
| PHILLIPS, TIMOTHY, CHARLES | I | CEO | E | Control |
| PHILLIPS, TIMOTHY, CHARLES | I | CEO | E | Control |
| PHILLIPS, TIMOTHY, CHARLES | I | CEO | E | Control |
| PHILLIPS, TIMOTHY, CHARLES | I | CEO | E | Control |
| PHILLIPS, TIMOTHY, CHARLES | I | CEO | E | Control |
| PHILLIPS, TIMOTHY, CHARLES | I | CEO | E | Control |
| PHILLIPS, TIMOTHY, CHARLES | I | CEO | E | Control |
| PHILLIPS, TIMOTHY, CHARLES | I | CEO | E | Control |
Registrations
Federal
IA
May 5, 2025 REGISTERED
Notice Filings (43)
AK AL AR AZ CA CO CT FL GA HI IA ID IL IN KS KY LA MA MD MI MN MO MS MT NC ND NE NJ NM NV NY OH OK OR PA RI SC SD TN TX UT WA WI
Address
521 SW 11TH AVENUESUITE 200
PORTLAND, OR 97205
United States
Phone: 503-224-0858