M.D. SASS, LLC
CRD #167331 SEC #801-78002 NEW YORK, NY 212-730-2000
SEC Registered
Total AUM
$45.6M
Discretionary
$45.6M
Employees
16
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2019
- Branch Offices
- 0
- LEI
- NOT YET AVAILABLE.
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FRIEDMAN, SAM, HARRIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LIU, BOBBY | I | CHIEF OPERATING OFFICER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| LIU, BOBBY | I | CHIEF OPERATING OFFICER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| LIU, BOBBY | I | CHIEF OPERATING OFFICER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| LIU, BOBBY | I | CHIEF OPERATING OFFICER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| LIU, BOBBY | I | CHIEF OPERATING OFFICER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| LIU, BOBBY | I | CHIEF OPERATING OFFICER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| LIU, BOBBY | I | CHIEF OPERATING OFFICER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| LIU, BOBBY | I | CHIEF OPERATING OFFICER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| LIU, BOBBY | I | CHIEF OPERATING OFFICER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| LIU, BOBBY | I | CHIEF OPERATING OFFICER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | NA | Control |
| LIU, BOBBY | I | CHIEF OPERATING OFFICER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | NA | Control |
| SASS, ARI | I | SENIOR VICE PRESIDENT | NA | Control |
| SASS, ARI | I | SENIOR VICE PRESIDENT | NA | Control |
| SASS, ARI | I | SENIOR VICE PRESIDENT | NA | Control |
| SASS, ARI | I | SENIOR VICE PRESIDENT | NA | Control |
| SASS, ARI | I | SENIOR VICE PRESIDENT | NA | Control |
| SASS, ARI | I | SENIOR VICE PRESIDENT | NA | Control |
| SASS, ARI | I | SENIOR VICE PRESIDENT | NA | Control |
| SASS, ARI | I | SENIOR VICE PRESIDENT | NA | Control |
| SIVIN, PHILIP, MATTHEW | I | CHIEF FINANCIAL OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| SIVIN, PHILIP, MATTHEW | I | CHIEF FINANCIAL OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| SIVIN, PHILIP, MATTHEW | I | CHIEF FINANCIAL OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| SIVIN, PHILIP, MATTHEW | I | CHIEF FINANCIAL OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| SIVIN, PHILIP, MATTHEW | I | CHIEF FINANCIAL OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| SIVIN, PHILIP, MATTHEW | I | CHIEF FINANCIAL OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| SIVIN, PHILIP, MATTHEW | I | CHIEF FINANCIAL OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| SIVIN, PHILIP, MATTHEW | I | CHIEF FINANCIAL OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| SIVIN, PHILIP, MATTHEW | I | CHIEF FINANCIAL OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| SIVIN, PHILIP, MATTHEW | I | CHIEF FINANCIAL OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| MD SASS FAMILY TRUST | DE | CLASS B MEMBER | D | |
| MD SASS FAMILY TRUST | DE | CLASS B MEMBER | D | |
| MD SASS FAMILY TRUST | DE | CLASS B MEMBER | D | |
| MD SASS FAMILY TRUST | DE | CLASS B MEMBER | D | |
| MD SASS FAMILY TRUST | DE | CLASS B MEMBER | D | |
| MD SASS FAMILY TRUST | DE | CLASS B MEMBER | D | |
| MD SASS FAMILY TRUST | DE | CLASS B MEMBER | D | |
| MD SASS FAMILY TRUST | DE | CLASS B MEMBER | D | |
| MD SASS FAMILY TRUST | DE | CLASS B MEMBER | D | |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER/DIRECTOR | D | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER/DIRECTOR | D | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER/DIRECTOR | D | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER/DIRECTOR | D | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER/DIRECTOR | D | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER/DIRECTOR | D | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | D | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | D | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | D | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | D | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | D | Control |
| LAMLE, HUGH, ROY | I | PRESIDENT/DIRECTOR | C | Control |
| LAMLE, HUGH, ROY | I | PRESIDENT/DIRECTOR | C | Control |
| LAMLE, HUGH, ROY | I | PRESIDENT/DIRECTOR | C | Control |
| LAMLE, HUGH, ROY | I | PRESIDENT/DIRECTOR | C | Control |
| LAMLE, HUGH, ROY | I | PRESIDENT/DIRECTOR | C | Control |
| LAMLE, HUGH, ROY | I | PRESIDENT/DIRECTOR | C | Control |
| LAMLE, HUGH, ROY | I | PRESIDENT | C | Control |
| LAMLE, HUGH, ROY | I | PRESIDENT | C | Control |
| SASS, ARI | I | PRESIDENT | C | Control |
| SASS, ARI | I | PRESIDENT, SENIOR PORTFOLIO MANAGER (EQUITIES) | C | Control |
| SASS, ARI | I | PRESIDENT, SENIOR PORTFOLIO MANAGER (EQUITIES) | C | Control |
| BARNEY, CRAIG, CHRISTIAN | I | CLASS B MEMBER | A | |
| BARNEY, CRAIG, CHRISTIAN | I | CLASS B MEMBER | A | |
| BARNEY, CRAIG, CHRISTIAN | I | CLASS B MEMBER | A | |
| BARNEY, CRAIG, CHRISTIAN | I | CLASS B MEMBER | A | |
| BARNEY, CRAIG, CHRISTIAN | I | CLASS B MEMBER | A | |
| BARNEY, CRAIG, CHRISTIAN | I | CLASS B MEMBER | A | |
| BARNEY, CRAIG, CHRISTIAN | I | CLASS B MEMBER | A | |
| BARNEY, CRAIG, CHRISTIAN | I | CLASS B MEMBER | A | |
| BARNEY, CRAIG, CHRISTIAN | I | CLASS B MEMBER | A | |
| POSADA, CRISTIAN, FERNANDO | I | CLASS B MEMBER | A | |
| POSADA, CRISTIAN, FERNANDO | I | CLASS B MEMBER | A | |
| POSADA, CRISTIAN, FERNANDO | I | CLASS B MEMBER | A | |
| POSADA, CRISTIAN, FERNANDO | I | CLASS B MEMBER | A | |
| POSADA, CRISTIAN, FERNANDO | I | CLASS B MEMBER | A | |
| POSADA, CRISTIAN, FERNANDO | I | CLASS B MEMBER | A | |
| POSADA, CRISTIAN, FERNANDO | I | CLASS B MEMBER | A | |
| POSADA, CRISTIAN, FERNANDO | I | CLASS B MEMBER | A | |
| POSADA, CRISTIAN, FERNANDO | I | CLASS B MEMBER | A | |
| RAPP, JASON, N | I | CLASS B MEMBER | A | |
| RAPP, JASON, N | I | CLASS B MEMBER | A | |
| RAPP, JASON, N | I | CLASS B MEMBER | A | |
| RAPP, JASON, N | I | CLASS B MEMBER | A | |
| RAPP, JASON, N | I | CLASS B MEMBER | A | |
| RAPP, JASON, N | I | CLASS B MEMBER | A | |
| RAPP, JASON, N | I | CLASS B MEMBER | A | |
| RAPP, JASON, N | I | CLASS B MEMBER | A |
Registrations
Federal
IA
Mar 30, 2019 REGISTERED
Notice Filings (1)
NY
Address
55 WEST 46TH STREETSUITE 2801
NEW YORK, NY 10036
United States
Phone: 212-730-2000