FULLER INVESTMENT MANAGEMENT COMPANY
CRD #167467 SEC #801-78317 PASADENA, CA 626-765-8450
SEC Registered Private Funds
Total AUM
$230.3M
Discretionary
$230.3M
Employees
9
Clients
--
Accounts
71
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 24, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COOPER, DANIEL, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| COOPER, DANIEL, LEE | I | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| COOPER, DANIEL, LEE | I | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| COOPER, DANIEL, LEE | I | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| COOPER, DANIEL, LEE | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| COOPER, DANIEL, LEE | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| COOPER, DANIEL, LEE | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| COOPER, DANIEL, LEE | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| COOPER, DANIEL, LEE | I | PRESIDENT | NA | Control |
| COOPER, DANIEL, LEE | I | PRESIDENT | NA | Control |
| COOPER, DANIEL, LEE | I | PRESIDENT | NA | Control |
| DERRICK, TODD, B | I | INTERIM PRESIDENT | NA | Control |
| DERRICK, TODD, B | I | INTERIM PRESIDENT | NA | Control |
| DERRICK, TODD, B | I | INTERIM PRESIDENT | NA | Control |
| DERRICK, TODD, B | I | INTERIM PRESIDENT | NA | Control |
| DERRICK, TODD, B | I | INTERIM PRESIDENT | NA | Control |
| HARBOLT, THOMAS, PHILIP | I | PRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| HARBOLT, THOMAS, PHILIP | I | PRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| HARBOLT, THOMAS, PHILIP | I | PRESIDENT | NA | Control |
| HARBOLT, THOMAS, PHILIP | I | PRESIDENT | NA | Control |
| HARBOLT, THOMAS, PHILIP | I | PRESIDENT | NA | Control |
| HARBOLT, THOMAS, PHILIP | I | PRESIDENT | NA | Control |
| HARBOLT, THOMAS, PHILIP | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| LIU, MARTIN, C | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LIU, MARTIN, C | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LIU, MARTIN, C | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LIU, MARTIN, C | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LIU, MARTIN, C | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LIU, MARTIN, C | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAN, EVAN | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| PAN, EVAN | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| PAN, EVAN | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| Rietze, Brian | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| Rietze, Brian | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| Rietze, Brian | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| Rietze, Brian | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| Rietze, Brian | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| Rietze, Brian | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| Rietze, Brian | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| Rietze, Brian | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| WENTZIEN, MARK, ARTHUR | I | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WENTZIEN, MARK, ARTHUR | I | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WENTZIEN, MARK, ARTHUR | I | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WENTZIEN, MARK, ARTHUR | I | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| THE FULLER FOUNDATION | DE | OWNER | E | Control |
| THE FULLER FOUNDATION | DE | OWNER | E | Control |
| THE FULLER FOUNDATION | DE | OWNER | E | Control |
| THE FULLER FOUNDATION | DE | OWNER | E | Control |
| THE FULLER FOUNDATION | DE | OWNER | E | Control |
| THE FULLER FOUNDATION | DE | OWNER | E | Control |
| THE FULLER FOUNDATION | DE | OWNER | E | Control |
| THE FULLER FOUNDATION | DE | OWNER | E | Control |
| THE FULLER FOUNDATION | DE | OWNER | E | Control |
| THE FULLER FOUNDATION | DE | OWNER | E | Control |
| THE FULLER FOUNDATION | DE | OWNER | E | Control |
| THE FULLER FOUNDATION | DE | OWNER | E | Control |
| THE FULLER FOUNDATION | DE | OWNER | E | Control |
| THE FULLER FOUNDATION | DE | OWNER | E | Control |
| THE FULLER FOUNDATION | DE | OWNER | E | Control |
| THE FULLER FOUNDATION | DE | OWNER | E | Control |
| THE FULLER FOUNDATION | DE | OWNER | E | Control |
| THE FULLER FOUNDATION | DE | OWNER | E | Control |
| THE FULLER FOUNDATION | DE | OWNER | E | Control |
| THE FULLER FOUNDATION | DE | OWNER | E | Control |
| THE FULLER FOUNDATION | DE | OWNER | E | Control |
| THE FULLER FOUNDATION | DE | OWNER | E | Control |
Registrations
Federal
IA
Mar 24, 2025 REGISTERED
Notice Filings (2)
CA OR
Address
135 NORTH OAKLAND AVENUEPASADENA, CA 91182
United States
Phone: 626-765-8450