GUARDIAN WEALTH STRATEGIES, LLC
CRD #167485 SEC #801-107034 MINNEAPOLS, MN 952-746-1746
SEC Registered
Total AUM
$944.1M
Discretionary
$937.5M
Employees
11
Clients
101
Accounts
4,004
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Minnesota
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 15, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GASSERT, GREGORY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GASSERT, GREGORY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GASSERT, GREGORY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GASSERT, GREGORY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GASSERT, GREGORY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GASSERT, GREGORY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GASSERT, GREGORY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GASSERT, GREGORY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GASSERT, GREGORY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GASSERT, GREGORY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GASSERT, GREGORY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GASSERT, GREGORY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GASSERT, GREGORY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GASSERT, GREGORY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GASSERT, GREGORY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GASSERT, GREGORY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GASSERT, GREGORY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GASSERT, GREGORY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GASSERT, GREGORY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GASSERT, GREGORY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GASSERT, GREGORY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GASSERT, GREGORY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GASSERT, GREGORY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GASSERT, GREGORY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GASSERT, GREGORY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GASSERT, GREGORY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GASSERT, GREGORY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GASSERT, GREGORY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GASSERT, GREGORY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GASSERT, GREGORY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GASSERT, GREGORY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOPPE, BRENT, DEAN | I | FOUNDER | NA | Control |
| HOPPE, BRENT, DEAN | I | FOUNDER | NA | Control |
| HOPPE, BRENT, DEAN | I | FOUNDER | NA | Control |
| HOPPE, BRENT, DEAN | I | FOUNDER | NA | Control |
| HOPPE, BRENT, DEAN | I | FOUNDER | NA | Control |
| HOPPE, BRENT, DEAN | I | FOUNDER | NA | Control |
| HOPPE, BRENT, DEAN | I | FOUNDER | NA | Control |
| HOPPE, BRENT, DEAN | I | FOUNDER | NA | Control |
| HOPPE, BRENT, DEAN | I | FOUNDER | NA | Control |
| HOPPE, BRENT, DEAN | I | FOUNDER | NA | Control |
| HOPPE, BRENT, DEAN | I | FOUNDER | NA | Control |
| HOPPE, BRENT, DEAN | I | FOUNDER | NA | Control |
| HOPPE, BRENT, DEAN | I | FOUNDER | NA | Control |
| HOPPE, BRENT, DEAN | I | FOUNDER | NA | Control |
| HOPPE, BRENT, DEAN | I | FOUNDER | NA | Control |
| HOPPE, BRENT, DEAN | I | FOUNDER | NA | Control |
| HOPPE, BRENT, DEAN | I | FOUNDER | NA | Control |
| HOPPE, BRENT, DEAN | I | FOUNDER | NA | Control |
| HOPPE, BRENT, DEAN | I | FOUNDER | NA | Control |
| HOPPE, BRENT, DEAN | I | FOUNDER | NA | Control |
| HOPPE, BRENT, DEAN | I | FOUNDER | NA | Control |
| HOPPE, BRENT, DEAN | I | FOUNDER | NA | Control |
| UNIVERSITY INVESTMENT ADVISORS | DE | MEMBER | E | Control |
| UNIVERSITY INVESTMENT ADVISORS | DE | MEMBER | E | Control |
| UNIVERSITY INVESTMENT ADVISORS | DE | MEMBER | E | Control |
| UNIVERSITY INVESTMENT ADVISORS | DE | MEMBER | E | Control |
| UNIVERSITY INVESTMENT ADVISORS | DE | MEMBER | E | Control |
| UNIVERSITY INVESTMENT ADVISORS | DE | MEMBER | E | Control |
| UNIVERSITY INVESTMENT ADVISORS | DE | MEMBER | E | Control |
| UNIVERSITY INVESTMENT ADVISORS | DE | MEMBER | E | Control |
| UNIVERSITY INVESTMENT ADVISORS | DE | MEMBER | E | Control |
| UNIVERSITY INVESTMENT ADVISORS | DE | MEMBER | E | Control |
| UNIVERSITY INVESTMENT ADVISORS | DE | MEMBER | E | Control |
| UNIVERSITY INVESTMENT ADVISORS | DE | MEMBER | E | Control |
| UNIVERSITY INVESTMENT ADVISORS | DE | MEMBER | E | Control |
| UNIVERSITY INVESTMENT ADVISORS | DE | MEMBER | E | Control |
| UNIVERSITY INVESTMENT ADVISORS | DE | MEMBER | E | Control |
| UNIVERSITY INVESTMENT ADVISORS | DE | MEMBER | E | Control |
| UNIVERSITY INVESTMENT ADVISORS | DE | MEMBER | E | Control |
| AMERICAN HERITAGE GROUP, LLC | DE | MEMBER | D | Control |
| AMERICAN HERITAGE GROUP, LLC | DE | MEMBER | D | Control |
| AMERICAN HERITAGE GROUP, LLC | DE | MEMBER | D | Control |
| AMERICAN HERITAGE GROUP, LLC | DE | MEMBER | D | Control |
| AMERICAN HERITAGE GROUP, LLC | DE | MEMBER | D | Control |
| AMERICAN HERITAGE GROUP, LLC | DE | MEMBER | D | Control |
| AMERICAN HERITAGE GROUP, LLC | DE | MEMBER | D | Control |
| AMERICAN HERITAGE GROUP, LLC | DE | MEMBER | D | Control |
| AMERICAN HERITAGE GROUP, LLC | DE | MEMBER | D | Control |
| AMERICAN HERITAGE GROUP, LLC | DE | MEMBER | D | |
| AMERICAN HERITAGE GROUP, LLC | DE | MEMBER | D | |
| AMERICAN HERITAGE GROUP, LLC | DE | MEMBER | D | |
| AMERICAN HERITAGE GROUP, LLC | DE | MEMBER | D | |
| AMERICAN HERITAGE GROUP, LLC | DE | MEMBER | D | |
| UNIVERSITY INVESTMENT ADVISORS | DE | MEMBER | D | Control |
| UNIVERSITY INVESTMENT ADVISORS | DE | MEMBER | D | Control |
| UNIVERSITY INVESTMENT ADVISORS | DE | MEMBER | D | Control |
| UNIVERSITY INVESTMENT ADVISORS | DE | MEMBER | D | Control |
| UNIVERSITY INVESTMENT ADVISORS | DE | MEMBER | D | Control |
| UNIVERSITY INVESTMENT ADVISORS | DE | MEMBER | D | Control |
| UNIVERSITY INVESTMENT ADVISORS | DE | MEMBER | D | Control |
| UNIVERSITY INVESTMENT ADVISORS | DE | MEMBER | D | Control |
| UNIVERSITY INVESTMENT ADVISORS | DE | MEMBER | D | Control |
| UNIVERSITY INVESTMENT ADVISORS | DE | MEMBER | D | Control |
| UNIVERSITY INVESTMENT ADVISORS | DE | MEMBER | D | Control |
| UNIVERSITY INVESTMENT ADVISORS | DE | MEMBER | D | Control |
| UNIVERSITY INVESTMENT ADVISORS | DE | MEMBER | D | Control |
| UNIVERSITY INVESTMENT ADVISORS | DE | MEMBER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ROSS, CLIFTON | I | AMERICAN HERITAGE GROUP, LLC | F | Control |
| ROSS, CLIFTON | I | AMERICAN HERITAGE GROUP, LLC | F | Control |
| ROSS, CLIFTON | I | AMERICAN HERITAGE GROUP, LLC | F | Control |
| ROSS, CLIFTON | I | AMERICAN HERITAGE GROUP, LLC | F | Control |
| ROSS, CLIFTON | I | AMERICAN HERITAGE GROUP, LLC | F | Control |
| ROSS, CLIFTON | I | AMERICAN HERITAGE GROUP, LLC | F | Control |
| ROSS, CLIFTON | I | AMERICAN HERITAGE GROUP, LLC | F | Control |
| ROSS, CLIFTON | I | AMERICAN HERITAGE GROUP, LLC | F | Control |
| ROSS, CLIFTON | I | AMERICAN HERITAGE GROUP, LLC | F | Control |
| ROSS, CLIFTON | I | AMERICAN HERITAGE GROUP, LLC | F | Control |
| ROSS, CLIFTON | I | AMERICAN HERITAGE GROUP, LLC | F | Control |
| ROSS, CLIFTON | I | AMERICAN HERITAGE GROUP, LLC | F | Control |
| ROSS, CLIFTON | I | AMERICAN HERITAGE GROUP, LLC | F | Control |
| GASSERT, GREGORY, JOSEPH | I | UNIVERSTIY INVESTMENT ADVISORS | D | Control |
| GASSERT, GREGORY, JOSEPH | I | UNIVERSTIY INVESTMENT ADVISORS | D | Control |
| GASSERT, GREGORY, JOSEPH | I | UNIVERSTIY INVESTMENT ADVISORS | D | Control |
| GASSERT, GREGORY, JOSEPH | I | UNIVERSTIY INVESTMENT ADVISORS | D | Control |
| GASSERT, GREGORY, JOSEPH | I | UNIVERSTIY INVESTMENT ADVISORS | D | Control |
| GASSERT, GREGORY, JOSEPH | I | UNIVERSTIY INVESTMENT ADVISORS | D | Control |
| GASSERT, GREGORY, JOSEPH | I | UNIVERSTIY INVESTMENT ADVISORS | D | Control |
| GASSERT, GREGORY, JOSEPH | I | UNIVERSTIY INVESTMENT ADVISORS | D | Control |
| GASSERT, GREGORY, JOSEPH | I | UNIVERSTIY INVESTMENT ADVISORS | D | Control |
| GASSERT, GREGORY, JOSEPH | I | UNIVERSTIY INVESTMENT ADVISORS | D | Control |
| GASSERT, GREGORY, JOSEPH | I | UNIVERSTIY INVESTMENT ADVISORS | D | Control |
| GASSERT, GREGORY, JOSEPH | I | UNIVERSTIY INVESTMENT ADVISORS | D | Control |
| GASSERT, GREGORY, JOSEPH | I | UNIVERSTIY INVESTMENT ADVISORS | D | Control |
| GASSERT, GREGORY, JOSEPH | I | UNIVERSTIY INVESTMENT ADVISORS | D | Control |
| GASSERT, GREGORY, JOSEPH | I | UNIVERSTIY INVESTMENT ADVISORS | D | Control |
| GASSERT, GREGORY, JOSEPH | I | UNIVERSTIY INVESTMENT ADVISORS | D | Control |
| GASSERT, GREGORY, JOSEPH | I | UNIVERSTIY INVESTMENT ADVISORS | D | Control |
| GASSERT, GREGORY, JOSEPH | I | UNIVERSTIY INVESTMENT ADVISORS | D | Control |
| GASSERT, GREGORY, JOSEPH | I | UNIVERSTIY INVESTMENT ADVISORS | D | Control |
| GASSERT, GREGORY, JOSEPH | I | UNIVERSTIY INVESTMENT ADVISORS | D | Control |
| GASSERT, GREGORY, JOSEPH | I | UNIVERSTIY INVESTMENT ADVISORS | D | Control |
| GASSERT, GREGORY, JOSEPH | I | UNIVERSTIY INVESTMENT ADVISORS | D | Control |
| GASSERT, GREGORY, JOSEPH | I | UNIVERSTIY INVESTMENT ADVISORS | D | Control |
| GASSERT, GREGORY, JOSEPH | I | UNIVERSTIY INVESTMENT ADVISORS | D | Control |
| GASSERT, GREGORY, JOSEPH | I | UNIVERSTIY INVESTMENT ADVISORS | D | Control |
| GASSERT, GREGORY, JOSEPH | I | UNIVERSTIY INVESTMENT ADVISORS | D | Control |
| GASSERT, GREGORY, JOSEPH | I | UNIVERSTIY INVESTMENT ADVISORS | D | Control |
| GASSERT, GREGORY, JOSEPH | I | UNIVERSTIY INVESTMENT ADVISORS | D | Control |
| GASSERT, GREGORY, JOSEPH | I | UNIVERSTIY INVESTMENT ADVISORS | D | Control |
| HOPPE, BRENT, DEAN | I | UNIVERSITY INVESTMENT ADVISORS | D | Control |
| HOPPE, BRENT, DEAN | I | UNIVERSITY INVESTMENT ADVISORS | D | Control |
| HOPPE, BRENT, DEAN | I | UNIVERSITY INVESTMENT ADVISORS | D | Control |
| HOPPE, BRENT, DEAN | I | UNIVERSITY INVESTMENT ADVISORS | D | Control |
| HOPPE, BRENT, DEAN | I | UNIVERSITY INVESTMENT ADVISORS | D | Control |
| HOPPE, BRENT, DEAN | I | UNIVERSITY INVESTMENT ADVISORS | D | Control |
| HOPPE, BRENT, DEAN | I | UNIVERSITY INVESTMENT ADVISORS | D | Control |
| HOPPE, BRENT, DEAN | I | UNIVERSITY INVESTMENT ADVISORS | D | Control |
| HOPPE, BRENT, DEAN | I | UNIVERSITY INVESTMENT ADVISORS | D | Control |
| HOPPE, BRENT, DEAN | I | UNIVERSITY INVESTMENT ADVISORS | D | Control |
| HOPPE, BRENT, DEAN | I | UNIVERSITY INVESTMENT ADVISORS | D | Control |
| HOPPE, BRENT, DEAN | I | UNIVERSITY INVESTMENT ADVISORS | D | Control |
| HOPPE, BRENT, DEAN | I | UNIVERSITY INVESTMENT ADVISORS | D | Control |
| HOPPE, BRENT, DEAN | I | UNIVERSITY INVESTMENT ADVISORS | D | Control |
| HOPPE, BRENT, DEAN | I | UNIVERSITY INVESTMENT ADVISORS | D | Control |
| HOPPE, BRENT, DEAN | I | UNIVERSITY INVESTMENT ADVISORS | D | Control |
| HOPPE, BRENT, DEAN | I | UNIVERSITY INVESTMENT ADVISORS | D | Control |
| HOPPE, BRENT, DEAN | I | UNIVERSITY INVESTMENT ADVISORS | D | Control |
| HOPPE, BRENT, DEAN | I | UNIVERSITY INVESTMENT ADVISORS | D | Control |
| HOPPE, BRENT, DEAN | I | UNIVERSITY INVESTMENT ADVISORS | D | Control |
| HOPPE, BRENT, DEAN | I | UNIVERSITY INVESTMENT ADVISORS | D | Control |
| HOPPE, BRENT, DEAN | I | UNIVERSITY INVESTMENT ADVISORS | D | Control |
| HOPPE, BRENT, DEAN | I | UNIVERSITY INVESTMENT ADVISORS | D | Control |
| HOPPE, BRENT, DEAN | I | UNIVERSITY INVESTMENT ADVISORS | D | Control |
| HOPPE, BRENT, DEAN | I | UNIVERSITY INVESTMENT ADVISORS | D | Control |
| OLIVER, SANDRA | I | AMERICAN HERITAGE GROUP, LLC | D | Control |
| ROSS, CLIFTON | I | AMERICAN HERITAGE GROUP, LLC | D | Control |
| HOPPE, BRENT, DEAN | I | UNIVERSITY INVESTMENT ADVISORS | C | Control |
| HOPPE, BRENT, DEAN | I | UNIVERSITY INVESTMENT ADVISORS | C | Control |
| HOPPE, BRENT, DEAN | I | UNIVERSITY INVESTMENT ADVISORS | C | Control |
| HOPPE, BRENT, DEAN | I | UNIVERSITY INVESTMENT ADVISORS | C | Control |
Registrations
Federal
IA
Aug 15, 2025 REGISTERED
Notice Filings (9)
AZ CA FL MN NE NH TX WA WI
Address
6465 WAYZATA BLVDSTE 230
MINNEAPOLS, MN 55426
United States
Phone: 952-746-1746