CONCEPTUAL FINANCIAL ADVISORS, LLC
CRD #167513 SEC #801-123428 APPLETON, WI 920-731-9500
SEC Registered
Total AUM
$163.6M
Discretionary
$122.4M
Employees
5
Clients
10
Accounts
713
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Wisconsin
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 13, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| NEHRING, CHAD, LEE | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| NEHRING, CHAD, LEE | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| NEHRING, CHAD, LEE | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| NEHRING, CHAD, LEE | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| NEHRING, CHAD, LEE | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| NEHRING, CHAD, LEE | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| NEHRING, CHAD, LEE | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| NEHRING, CHAD, LEE | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| NEHRING, CHAD, LEE | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| NEHRING, CHAD, LEE | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jan 13, 2025 REGISTERED
Notice Filings (2)
FL WI
Address
2561 E. CALUMET ST.APPLETON, WI 54915
United States
Phone: 920-731-9500