SPRING ASSET MANAGEMENT LLC
CRD #167528 SEC #801-77959 MIAMI BEACH, FL 305-209-9898
SEC Registered
Total AUM
--
Discretionary
--
Employees
7
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 9, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARUDIN, GUY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| SCHIFRIN, STEPHEN, SIMON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEIGHT FAMILY 1998 IRREVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| LEIGHT, NATHAN, DAVID | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LEIGHT, ELIZABETH, BARKIN | I | LEIGHT FAMILY 1998 IRREVOCABLE TRUST | F | Control |
| LEIGHT, PAUL, JOSHUA | I | LEIGHT FAMILY 1998 IRREVOCABLE TRUST | F | Control |
Registrations
Federal
IA
Apr 9, 2013 REGISTERED
Notice Filings (1)
FL
Address
801 ARTHUR GODFREY ROADSUITE 300
MIAMI BEACH, FL 33140
United States
Phone: 305-209-9898