BERGQUIST WANG, LLC
CRD #167570 SEC #801-77980 SANTA BARBARA, CA 805-568-5313
SEC Registered
Total AUM
$73.5M
Discretionary
$57.3M
Employees
4
Clients
26
Accounts
110
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 29, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WANG, JONATHAN, KAE-CHI | I | MEMBER, CCO | E | Control |
| WANG, JONATHAN, KAE-CHI | I | MEMBER, CCO | E | Control |
| WANG, JONATHAN, KAE-CHI | I | MEMBER, CCO | E | Control |
| WANG, JONATHAN, KAE-CHI | I | MEMBER, CCO | E | Control |
| WANG, JONATHAN, KAE-CHI | I | MEMBER, CCO | E | Control |
| WANG, JONATHAN, KAE-CHI | I | MEMBER, CCO | E | Control |
| WANG, JONATHAN, KAE-CHI | I | MEMBER, CCO | E | Control |
| WANG, JONATHAN, KAE-CHI | I | MEMBER, CCO | E | Control |
| BERGQUIST, MICHAEL, JOHN | I | MEMBER, CCO | D | Control |
| BERGQUIST, MICHAEL, JOHN | I | MEMBER, CCO | D | Control |
| BERGQUIST, MICHAEL, JOHN | I | MEMBER, CCO | D | Control |
| BERGQUIST, MICHAEL, JOHN | I | MEMBER, CCO | D | Control |
| BERGQUIST, MICHAEL, JOHN | I | MEMBER, CCO | D | Control |
| BERGQUIST, MICHAEL, JOHN | I | MEMBER | D | Control |
| WANG, JONATHAN, KAE-CHI | I | MEMBER | C | Control |
| WANG, JONATHAN, KAE-CHI | I | MEMBER | C | Control |
| WANG, JONATHAN, KAE-CHI | I | MEMBER | C | Control |
| WANG, JONATHAN, KAE-CHI | I | MEMBER | C | Control |
| WANG, JONATHAN, KAE-CHI | I | MEMBER | C | Control |
| WANG, JONATHAN, KAE-CHI | I | MEMBER, CCO | C | Control |
Registrations
Federal
IA
Jun 29, 2021 REGISTERED
Notice Filings (1)
CA
Address
1114 STATE STREETSUITE 300
SANTA BARBARA, CA 93101
United States
Phone: 805-568-5313